0000884423-12-000006.txt : 20121113 0000884423-12-000006.hdr.sgml : 20121112 20121113090107 ACCESSION NUMBER: 0000884423-12-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121113 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SALEM INVESTMENT COUNSELORS INC CENTRAL INDEX KEY: 0000884423 IRS NUMBER: 561225913 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03405 FILM NUMBER: 121196037 BUSINESS ADDRESS: STREET 1: POP BOX 25427 CITY: WINSTON SALEM STATE: NC ZIP: 27114-5427 BUSINESS PHONE: 3367687230 MAIL ADDRESS: STREET 1: PO BOX 25427 CITY: WINSTON-SALEM STATE: NC ZIP: 27114-5427 13F-HR 1 dm09301213f-hrb.txt THIRD QUARTER 2012 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries Salem Investment Counselors, Inc. Name of Institutional Investment Manager 480 Shepherd Street Winston-Salem NC 27103 Business Address (Street) (City) (State) (Zip) Dale M. Brown, Vice President 336.768.7230 Name, Phone No.,and Title of Person Duly Authorized to Submit This Report. ATTENTION INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. See 18 U.S.C. AND 15 U.S.C. 78ff(a) The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Winston-Salem and State of North Carolina on the 8th day of November, 2011. Salem Investment Counselors, Inc. (Name of Institutional Investment Manager) /s/ DALE M. BROWN (Manual Signature of Person Duly Authorized To Submit This Report) Name and 13F file numbers of all Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: Name: <13F File No.: 1. 6. 2. 7. 3. 8. 4. 9. 5. 10. 2 FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY: 265 FORM 13F INFORMATION TABLE VALUE TOTAL: $610,379,787 3 FORM 13F Name of Reporting Manager: Salem Investment Counselors, Inc.
Item 1 Name of Issuer Item 2 Title of Class Item 3 Cusip Number Item 4 Fair Market Value Item 5 Shares of Principal Amount (a) Sole 3M Company Abbott Labs Accenture PLC CL A Activision Blizzard, Inc. Acuity Brands, Inc. Alcoa, Inc. Allergan, Inc. Alliance Holdings GP LP Alliance One International ALR Technologies, Inc. Altria Group, Inc. Amazon Com, Inc. American Electric Power Company American Express Company American Intl. Group, Inc. Amex Health Care SPDR common common common common common common common common common common common common common common common common 88579Y101 002824100 G1151C101 00507V109 00508Y102 13817101 18490102 01861G100 18772103 001630102 02209S103 023135106 025537101 25816109 26874107 81369Y209 $11,918,945 $7,076,969 $6,212,781 $692,051 $291,134 $353,757 $430,426 $978,180 $274,544 $11,040 $1,209,686 $335,448 $295,145 $330,072 $329,376 $266,557 128,965 103,223 88,716 61,352 4,600 39,950 4,700 20,400 84,998 160,000 36,229 1,319 6,717 5,805 10,045 6,644 128,965 103,223 88,716 61,352 4,600 39,950 4,700 20,400 84,998 160,000 36,229 1,319 6,717 5,805 10,045 6,644
Item 1 Name of Issuer Item 6 (b) Shares as defined in Instr. V. Item 7 Managers See Instr. V. (a) Sole Item 8 (b) Shared (c) None 3M Company Abbott Labs Accenture PLC CL A Activision Blizzard, Inc. Acuity Brands, Inc. Alcoa, Inc. Allergan, Inc. Alliance Holdings GP LP Alliance One International ALR Technologies, Inc. Altria Group, Inc. Amazon Com, Inc. American Electric Power Company American Express Company American Intl. Group, Inc. Amex Health Care SPDR 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 128,965 103,223 88,716 61,352 4,600 39,950 4,700 20,400 84,998 160,000 36,229 1,319 6,717 5,805 10,045 6,644 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
4 Amgen Incorporated Antares Pharma Inc. Apache Corp. Apple Computer Corp. Armour Residential Reit, Inc. AT&T Corp. Automatic Data Processing, Inc. Balchem Corp. Bank of America Corp. Barrick Gold Corp. Baxter International, Inc. BB&T Corporation Becton Dickinson & Co. Bellatrix Exploration Berkshire Hathaway, Inc. CL B Berkshire Hathaway, Inc. DEL CL A BHP Billiton Ltd. ADR common common common common common common common common common common common common common common common common common 31162100 036642106 37411105 037833100 042315101 00206R102 53015103 057665200 60505104 67901108 71813109 54937107 075887109 078314101 084670207 84670108 88606108 $249,920 $707,933 $4,704,487 $32,215,835 $84,260 $5,506,576 $360,290 $6,349,478 $3,524,549 $346,608 $290,501 $10,955,255 $496,735 $305,250 $15,854,391 $2,388,600 $3,481,203 2,965 162,370 54,406 48,292 11,000 146,063 6,142 172,869 399,156 8,300 4,820 330,376 6,323 75,000 179,755 18 50,739 2,965 162,370 54,406 48,292 11,000 146,063 6,142 172,869 399,156 8,300 4,820 330,376 6,323 75,000 179,755 18 50,739
Amgen Incorporated Antares Pharma Inc. Apache Corp. Apple Computer Corp. Armour Residential Reit, Inc. AT&T Corp. Automatic Data Processing, Inc. Balchem Corp. Bank of America Corp. Barrick Gold Corp. Baxter International, Inc. BB&T Corporation Becton Dickinson & Co. Bellatrix Exploration Berkshire Hathaway, Inc. CL B Berkshire Hathaway, Inc. DEL CL A BHP Billiton Ltd. ADR 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2,965 162,370 54,406 48,292 11,000 146,063 6,142 172,869 399,156 8,300 4,820 330,376 6,323 75,000 179,755 18 50,739 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
5 Biodelivery Sci International, Inc. Boardwalk Pipeline Partners Box Ships, Inc. BP PLC Sponsored ADR Breitburn Energy Partners LP Bristol Myers Squibb Co. Buckeye Partners LP Canadian Nat. Res. Ltd. Capital Bank Corp. Capital One Financial Corp. Cass Information Systems, Inc. Caterpillar, Inc. Cato Corporation Cenovus Energy CenturyLink, Inc. Chesapeake Energy Corp. Chevron Corporation common common common common common common common common common common common common common common common common common 09060J106 096627104 Y0967102 55622104 106776107 110122108 118230101 136385101 139793103 14040H105 14808P109 149123101 149205106 15135U109 156700106 165167107 166764100 $143,780 $530,100 $595,000 $602,613 $587,894 $3,060,214 $808,295 $585,010 $53,587 $968,600 $556,648 $9,174,703 $1,441,589 $218,056 $262,640 $1,085,667 $3,872,589 22,750 19,000 100,000 14,226 30,257 90,673 16,850 19,000 28,353 16,990 13,263 106,633 48,522 6,257 6,501 57,534 33,224 22,750 19,000 100,000 14,226 30,257 90,673 16,850 19,000 28,353 16,990 13,263 106,633 48,522 6,257 6,501 57,534 33,224
Biodelivery Sci International, Inc. Boardwalk Pipeline Partners Box Ships, Inc. BP PLC Sponsored ADR Breitburn Energy Partners LP Bristol Myers Squibb Co. Buckeye Partners LP Canadian Nat. Res. Ltd. Capital Bank Corp. Capital One Financial Corp. Cass Information Systems, Inc. Caterpillar, Inc. Cato Corporation Cenovus Energy CenturyLink, Inc. Chesapeake Energy Corp. Chevron Corporation 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 22,750 19,000 100,000 14,226 30,257 90,673 16,850 19,000 28,353 16,990 13,263 106,633 48,522 6,257 6,501 57,534 33,224 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
6 Cisco Systems, Inc. Citigroup, Inc. Coca-Cola Company Colgate-Palmolive Co. Concepts Direct ConocoPhillips Credit Suisse ETN Crestwood Midstream Partners Crexus Investment Corp. Curis, Inc. CVS Caremark Corp. Data I/O Corp. DCP Midstream Partners LP Deere & Co., Inc. Dentsply Intl. Inc. New Devon Energy Corp. Diana Containerships, Inc. common common common common common common common common common common common common common common common common common 17275R102 172967101 191216100 194162103 206013104 20825C104 22542D852 226372100 226553105 231269101 126650100 237690102 23311P100 244199105 249030107 25179M103 Y2069P101 $6,983,099 $484,943 $6,441,842 $5,376,869 $4,662 $2,656,401 $716,751 $1,071,000 $216,200 $41,400 $3,181,581 $43,445 $2,052,648 $264,234 $457,680 $6,867,779 $280,500 365,703 14,821 169,835 50,148 38,850 46,457 28,590 45,000 20,000 10,000 65,708 19,309 44,200 3,204 12,000 113,517 50,000 365,703 14,821 169,835 50,148 38,850 46,457 28,590 45,000 20,000 10,000 65,708 19,309 44,200 3,204 12,000 113,517 50,000
Cisco Systems, Inc. Citigroup, Inc. Coca-Cola Company Colgate-Palmolive Co. Concepts Direct ConocoPhillips Credit Suisse ETN Crestwood Midstream Partners Crexus Investment Corp. Curis, Inc. CVS Caremark Corp. Data I/O Corp. DCP Midstream Partners LP Deere & Co., Inc. Dentsply Intl. Inc. New Devon Energy Corp. Diana Containerships, Inc. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 365,703 14,821 169,835 50,148 38,850 46,457 28,590 45,000 20,000 10,000 65,708 19,309 44,200 3,204 12,000 113,517 50,000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
7 Disney, Walt Company Dominion Resources Inc. - VA Dover Corporation Duke Energy Corporation Dupont de nemours E.I. Eaton Corp El Paso Pipeline Partners LP Emagin Corp. EMC Corp. MASS Emerson Electric Enbridge Energy Partners LP Enduro Royalty Trust Energy Transfer Equity LP Energy Transfer Partners LP Enterprise Products Partners Exactech, Inc. Examworks Group, Inc. common common common common common common common common common common common common common common common common common 254687106 25746U109 260003108 264399106 263534109 278058102 283702108 29076N206 268648102 291011104 29250R106 29269K100 29273V100 29273R109 293792107 30064E109 30066A105 $1,994,587 $718,661 $2,378,232 $2,037,257 $252,355 $439,422 $2,471,408 $445,866 $4,380,680 $939,576 $2,155,008 $921,000 $623,760 $2,226,411 $5,474,114 $356,600 $659,912 38,152 13,575 39,977 31,444 5,020 9,296 66,400 108,220 160,641 19,465 73,200 50,000 13,800 52,300 102,129 20,000 44,230 38,152 13,575 39,977 31,444 5,020 9,296 66,400 108,220 160,641 19,465 73,200 50,000 13,800 52,300 102,129 20,000 44,230
Disney, Walt Company Dominion Resources Inc. - VA Dover Corporation Duke Energy Corporation Dupont de nemours E.I. Eaton Corp El Paso Pipeline Partners LP Emagin Corp. EMC Corp. MASS Emerson Electric Enbridge Energy Partners LP Enduro Royalty Trust Energy Transfer Equity LP Energy Transfer Partners LP Enterprise Products Partners Exactech, Inc. Examworks Group, Inc. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 38,152 13,575 39,977 31,444 5,020 9,296 66,400 108,220 160,641 19,465 73,200 50,000 13,800 52,300 102,129 20,000 44,230 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
8 Exxon Mobile Corporation Facebook, Inc. Fidelity National Info. Services First Trust NYSE Arca Biotech Ford Motor Company Franco Nevada Corp. Freeport McMoran Copper & Gold General Dynamics Corp. General Electric Company Glaxo Smith Kline PLC Goldman Sachs Group, Inc. Google, Inc. CL A Green Mountain Coffee Roaster Guggenhgeim S&P Equal Weight Harris Teeter Supermarkets Hatteras Financial Corp. Hewlet-Packard Company common common common common common common common common common common common common common common common common common 302290101 30303M102 31620M106 33733E203 345370860 351858105 35671D857 369550108 369604103 37733W105 38141G104 38259P508 393122106 78355W106 414585109 41902R103 428236103 $10,980,859 $565,326 $736,792 $503,904 $125,015 $524,772 $2,716,375 $316,252 $11,829,139 $277,255 $1,940,518 $10,876,118 $3,408,048 $250,464 $952,201 $7,315,869 $350,071 120,075 26,100 23,600 10,860 12,679 8,905 68,630 4,783 520,878 5,996 17,070 14,415 143,556 4,800 24,516 259,520 20,520 120,075 26,100 23,600 10,860 12,679 8,905 68,630 4,783 520,878 5,996 17,070 14,415 143,556 4,800 24,516 259,520 20,520
Exxon Mobile Corporation Facebook, Inc. Fidelity National Info. Services First Trust NYSE Arca Biotech Ford Motor Company Franco Nevada Corp. Freeport McMoran Copper & Gold General Dynamics Corp. General Electric Company Glaxo Smith Kline PLC Goldman Sachs Group, Inc. Google, Inc. CL A Green Mountain Coffee Roaster Guggenhgeim S&P Equal Weight Harris Teeter Supermarkets Hatteras Financial Corp. Hewlet-Packard Company 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 120,075 26,100 23,600 10,860 12,679 8,905 68,630 4,783 520,878 5,996 17,070 14,415 143,556 4,800 24,516 259,520 20,520 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
9 Highwood Properties, Inc. REIT Home Depot, Inc. Hubbell Inc. Class B Huntington Bancshares, Inc. Huntsman Corporation Inergy Midstream LLC Infinera Corp. Intel Corp International Business Machines Ipath MSCI India ETN Ipath US Treasury 10-Year Ishares Dow Jones Select Div. Fund Ishares FTSE XINHUA Ishares Gold Trust Ishares Iboxx Investor Ishares MSCI Brazil Free Index Fnd Ishares MSCI Eafe Index common common common common common common common common common common common common common common common common common 431284108 437076102 443510201 446150104 447011107 45671U106 45667G103 458140100 459200101 06739F291 06740L451 464287168 464287184 464285105 464287242 464286400 464287465 $1,900,245 $616,740 $846,882 $623,791 $2,715,170 $291,750 $86,447 $8,041,098 $8,533,456 $869,464 $260,800 $488,088 $1,461,850 $1,013,231 $363,483 $360,202 $1,160,285 58,254 10,216 10,489 90,470 181,860 12,500 15,775 354,937 41,135 14,812 10,000 8,462 42,250 58,670 2,985 6,663 21,892 58,254 10,216 10,489 90,470 181,860 12,500 15,775 354,937 41,135 14,812 10,000 8,462 42,250 58,670 2,985 6,663 21,892
Highwood Properties, Inc. REIT Home Depot, Inc. Hubbell Inc. Class B Huntington Bancshares, Inc. Huntsman Corporation Inergy Midstream LLC Infinera Corp. Intel Corp International Business Machines Ipath MSCI India ETN Ipath US Treasury 10-Year Ishares Dow Jones Select Div. Fund Ishares FTSE XINHUA Ishares Gold Trust Ishares Iboxx Investor Ishares MSCI Brazil Free Index Fnd Ishares MSCI Eafe Index 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 58,254 10,216 10,489 90,470 181,860 12,500 15,775 354,937 41,135 14,812 10,000 8,462 42,250 58,670 2,985 6,663 21,892 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
10 Ishares MSCI Emerging Ishares MSCI Hong Kong Ishares MSCI Japan Index Ishares S&P GLB ERG Sect Ishares S&P Global Telecom Ishares TR Iboxx $ High Yield Corp. Ishares TR RUS 2000 I FD Ishares TR Russell Midcap Indx Fnd Ishares TR S&P Citigrp 1-3 Yr, Intl. Ishares TS and P500 I F Johnson & Johnson KB Home Kellogg Company Kimberly-Clark Corp Kinder Morgan Energy Partners LP Kinder Morgan Hold Co. LLC Kraft Foods, Inc. CL A common common common common common common common common common common common common common common common common common 464287234 464286871 464286848 464287341 464287275 464288513 464287655 464287499 464288125 464287200 478160104 48666K109 487836108 494368103 494550106 49456B101 50075N104 $7,130,216 $473,619 $825,300 $495,558 $218,272 $1,291,215 $1,977,707 $3,949,788 $1,192,019 $5,035,228 $13,325,534 $4,844,273 $6,239,030 $583,304 $3,662,175 $213,298 $1,652,511 172,540 26,023 90,000 12,600 3,590 13,989 23,702 35,664 12,200 34,870 193,376 337,580 120,771 6,800 44,390 6,005 39,964 172,540 26,023 90,000 12,600 3,590 13,989 23,702 35,664 12,200 34,870 193,376 337,580 120,771 6,800 44,390 6,005 39,964
Ishares MSCI Emerging Ishares MSCI Hong Kong Ishares MSCI Japan Index Ishares S&P GLB ERG Sect Ishares S&P Global Telecom Ishares TR Iboxx $ High Yield Corp. Ishares TR RUS 2000 I FD Ishares TR Russell Midcap Indx Fnd Ishares TR S&P Citigrp 1-3 Yr, Intl. Ishares TS and P500 I F Johnson & Johnson KB Home Kellogg Company Kimberly-Clark Corp Kinder Morgan Energy Partners LP Kinder Morgan Hold Co. LLC Kraft Foods, Inc. CL A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 172,540 26,023 90,000 12,600 3,590 13,989 23,702 35,664 12,200 34,870 193,376 337,580 120,771 6,800 44,390 6,005 39,964 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
11 Krispy Kreme Doughnuts, Inc. Lab CP of America Holding New Lender Processing Services Lennox International, Inc. Lilly, Eli & Co. Lincoln National Corp. Linn Energy Lowes Companies Inc. Magellan Midstream Partners Market Vectors ETF Brazil Small Market Vectors ETF Jr Gold Miners Market Vectors ETF TR Global Market Vectors ETF TR Gold Miners McDonalds Corporation Mediware Information Sys. Medley Capital Corp. Medtronic, Inc. common common common common common common common common common common common common common common common common common 501014104 50540R409 52602 E102 526107107 532457108 534187109 536020100 548661107 559080106 57060U613 57060U589 57060U605 57060U100 580135101 584946107 58503F106 585055106 $114,192 $212,681 $336,075 $455,309 $254,781 $237,546 $2,024,884 $9,078,750 $756,179 $870,309 $505,648 $2,470,642 $1,055,975 $10,466,106 $219,100 $587,563 $1,663,354 14,400 2,300 12,050 9,415 5,374 9,820 49,100 300,223 8,646 21,305 20,455 47,705 19,668 114,072 10,000 41,760 38,575 14,400 2,300 12,050 9,415 5,374 9,820 49,100 300,223 8,646 21,305 20,455 47,705 19,668 114,072 10,000 41,760 38,575
Krispy Kreme Doughnuts, Inc. Lab CP of America Holding New Lender Processing Services Lennox International, Inc. Lilly, Eli & Co. Lincoln National Corp. Linn Energy Lowes Companies Inc. Magellan Midstream Partners Market Vectors ETF Brazil Small Market Vectors ETF Jr Gold Miners Market Vectors ETF TR Global Market Vectors ETF TR Gold Miners McDonalds Corporation Mediware Information Sys. Medley Capital Corp. Medtronic, Inc. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 14,400 2,300 12,050 9,415 5,374 9,820 49,100 300,223 8,646 21,305 20,455 47,705 19,668 114,072 10,000 41,760 38,575 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
12 Merck & Co. Methode Electronics, Inc. Class A Mettler-Toledo International, Inc. MGC Diagnostics Microsoft Corporation Morgan, JP Chase & Co. Morgan, JP Exch Trded NT Alern MLP Mosaic Company National Presto Industries, Inc. Newbridge Bancorp Nextera Energy, Inc. Nokia Corp. NovaGold Resources, Inc. Novartis A G Spon ADR F Nuveen Energy MLP Total Return Occidental Pete. Corp. Old Rep. Intl. Corp. common common common common common common common common common common common common common common common common common 58933Y105 591520200 592688105 552768103 594918104 46625H100 46625H365 61945A107 6706D8104 65080T102 65339F101 654902204 66987E206 66987V109 67074U103 674599105 680223104 $8,385,145 $174,780 $1,263,476 $194,381 $14,771,495 $5,322,715 $1,345,187 $3,304,682 $2,549,197 $141,338 $825,956 $43,839 $199,993 $668,347 $942,500 $959,655 $400,160 185,944 18,000 7,400 32,343 496,354 131,490 33,260 57,363 34,978 29,202 11,744 17,025 35,713 10,910 50,000 11,151 43,028 185,944 18,000 7,400 32,343 496,354 131,490 33,260 57,363 34,978 29,202 11,744 17,025 35,713 10,910 50,000 11,151 43,028
Merck & Co. Methode Electronics, Inc. Class A Mettler-Toledo International, Inc. MGC Diagnostics Microsoft Corporation Morgan, JP Chase & Co. Morgan, JP Exch Trded NT Aleran MLP Mosaic Company National Presto Industries, Inc. Newbridge Bancorp Nextera Energy, Inc. Nokia Corp. NovaGold Resources, Inc. Novartis A G Spon ADR F Nuveen Energy MLP Total Return Occidental Pete. Corp. Old Rep. Intl. Corp. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 185,944 18,000 7,400 32,343 496,354 131,490 33,260 57,363 34,978 29,202 11,744 17,025 35,713 10,910 50,000 11,151 43,028 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
13 Oracle Corp. Pacific Coast Oil Trust Patriot Coal Corp. Pepsico, Inc. Perrigo Company Petroleum & Res. Corp. Pfizer, Inc. Philip Morris International, Inc. Phillips 66 Piedmont Natural Gas Pimco Corporate Opportunity Fund Pioneer Natural Res. Co. Plains All American Pipeline LP Praxair, Inc. Procter & Gamble Proshares Short MSCI EAFE Proshares Short MSCI Emerging common common common common common common common common common common common common common common common common common 68389X105 694103102 70336T104 713448108 714290103 716549100 717081103 718172109 718546104 720186105 72201B101 723787107 726503105 74005P104 742718109 74347R370 74347R396 $2,366,925 $825,825 $1,732 $23,772,634 $864,305 $278,669 $8,068,025 $10,041,981 $1,021,670 $206,573 $241,200 $438,480 $2,063,351 $209,838 $13,024,005 $454,100 $290,200 75,236 45,500 14,800 335,914 7,440 10,620 324,669 111,652 22,033 6,360 12,000 4,200 23,394 2,020 187,774 10,000 10,000 75,236 45,500 14,800 335,914 7,440 10,620 324,669 111,652 22,033 6,360 12,000 4,200 23,394 2,020 187,774 10,000 10,000
Oracle Corp. Pacific Coast Oil Trust Patriot Coal Corp. Pepsico, Inc. Perrigo Company Petroleum & Res. Corp. Pfizer, Inc. Philip Morris International, Inc. Phillips 66 Piedmont Natural Gas Pimco Corporate Opportunity Fund Pioneer Natural Res. Co. Plains All American Pipeline LP Praxair, Inc. Procter & Gamble Proshares Short MSCI EAFE Proshares Short MSCI Emerging 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 75,236 45,500 14,800 335,914 7,440 10,620 324,669 111,652 22,033 6,360 12,000 4,200 23,394 2,020 187,774 10,000 10,000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
14 Prospect Capital Corporation PVR Partners LP QR Energy LP Qualcomm, Inc. Ralph Lauren Corporation Regions Financial Corp. Reynolds American, Inc. RLJ Lodging Trust Royal Bank CDA Montreal Royal Gold, Inc. SCBT Finanical Corp. SCH US Mid-Cap ETF Schlumberger Ltd. SCHW Emerging Market EQ ETF SCHW US LCAP ETF SCHW US SCAP ETF Schwab Charles The Corporation common common common common common common common common common common common common common common common common common 74348T102 693665101 74734R108 747525103 751212101 758940100 761713106 74965L101 780087102 780287108 78401V102 808524508 806857108 808524706 808524201 808513105 808513105 $589,478 $2,188,771 $1,730,448 $8,905,661 $226,845 $89,553 $898,135 $200,446 $208,743 $696,813 $608,993 $611,054 $281,581 $2,723,350 $399,062 $256,470 $133,053 51,170 86,240 88,650 142,559 1,500 12,444 20,723 10,600 3,636 6,980 15,119 22,640 3,893 108,760 11,676 6,852 10,407 51,170 86,240 88,650 142,559 1,500 12,444 20,723 10,600 3,636 6,980 15,119 22,640 3,893 108,760 11,676 6,852 10,407
Prospect Capital Corporation PVR Partners LP QR Energy LP Qualcomm, Inc. Ralph Lauren Corporation Regions Financial Corp. Reynolds American, Inc. RLJ Lodging Trust Royal Bank CDA Montreal Royal Gold, Inc. SCBT Finanical Corp. SCH US Mid-Cap ETF Schlumberger Ltd. SCHW Emerging Market EQ ETF SCHW US LCAP ETF SCHW US SCAP ETF Schwab Charles The Corporation 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 51,170 86,240 88,650 142,559 1,500 12,444 20,723 10,600 3,636 6,980 15,119 22,640 3,893 108,760 11,676 6,852 10,407 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
15 Sempra Energy Silver Wheaton Corporation Solar Senior Capital Ltd. Sonoco Products Southern Copper Corp. SPDR DJ Wilshire Int'l Real Est ETF SPDR Gold Trust SPDR S&P 400 Midcap Grow ETF SPDR S&P 500 ETF SPDR S&P Biotech ETF SPDR S&P China ETF SPDR Ser TR S&P Dividends ETF Spectra Energy Corp. Spirit Realty Capital, Inc. St. Jude Medical, Inc. Stericycle, Inc. Stryker Corporation common common common common common common common common common common common common common common common common common 816851109 828336107 83416M105 835495102 84265V105 78463X863 78463V107 78467Y107 78462F103 78464A870 78463X400 78464A763 847560109 84860F109 790849103 858912108 863667101 $251,833 $669,709 $268,650 $3,975,738 $943,732 $311,841 $2,922,130 $429,109 $2,431,365 $524,964 $2,194,207 $249,830 $1,962,070 $1,550,000 $1,988,030 $814,320 $478,676 3,905 16,865 15,000 128,291 27,466 7,945 17,000 2,385 16,888 5,620 33,700 4,300 66,828 100,000 47,188 9,000 8,600 3,905 16,865 15,000 128,291 27,466 7,945 17,000 2,385 16,888 5,620 33,700 4,300 66,828 100,000 47,188 9,000 8,600
Sempra Energy Silver Wheaton Corporation Solar Senior Capital Ltd. Sonoco Products Southern Copper Corp. SPDR DJ Wilshire Int'l Real Est ETF SPDR Gold Trust SPDR S&P 400 Midcap Grow ETF SPDR S&P 500 ETF SPDR S&P Biotech ETF SPDR S&P China ETF SPDR Ser TR S&P Dividends ETF Spectra Energy Corp. Spirit Realty Capital, Inc. St. Jude Medical, Inc. Stericycle, Inc. Stryker Corporation 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3,905 16,865 15,000 128,291 27,466 7,945 17,000 2,385 16,888 5,620 33,700 4,300 66,828 100,000 47,188 9,000 8,600 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
16 Suburban Propane Partners LP Sunoco Logistics Partners LP Suntrust Banks, Inc. SVB Financial Group, Inc. Sysco Corporation Tanger Fact. Outlet Ctrs Targa Resources Partners LP Target Corporation Teekay LNG Partners LP Teva Pharmaceutical TICC Capital Corp. Tiffany & Company Tortoise MLP Fund, Inc. Total SA Spons ADR Toyota Motor CP ADR Tupperware Brands Corp. UltraShort Lehman 20+YR Proshares common common common common common common common common common common common common common common common common common 864482104 86764L108 867914103 78486Q101 871829107 875465106 87611X105 87612E106 Y8564M105 881624209 87244T109 886547108 89148B101 89151E109 892331307 899896104 74347R297 $219,373 $2,426,267 $255,659 $250,304 $7,228,748 $345,672 $2,817,216 $499,763 $376,200 $3,830,839 $517,608 $1,231,536 $797,891 $207,915 $2,729,008 $444,797 $155,900 5,304 52,010 9,043 4,140 231,172 10,692 65,700 7,874 10,000 92,510 49,770 19,902 31,475 4,150 34,760 8,300 10,000 5,304 52,010 9,043 4,140 231,172 10,692 65,700 7,874 10,000 92,510 49,770 19,902 31,475 4,150 34,760 8,300 10,000
Suburban Propane Partners LP Sunoco Logistics Partners LP Suntrust Banks, Inc. SVB Financial Group, Inc. Sysco Corporation Tanger Fact. Outlet Ctrs Targa Resources Partners LP Target Corporation Teekay LNG Partners LP Teva Pharmaceutical TICC Capital Corp. Tiffany & Company Tortoise MLP Fund, Inc. Total SA Spons ADR Toyota Motor CP ADR Tupperware Brands Corp. UltraShort Lehman 20+YR Proshares 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 5,304 52,010 9,043 4,140 231,172 10,692 65,700 7,874 10,000 92,510 49,770 19,902 31,475 4,150 34,760 8,300 10,000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
17 Unifirst Corporation - Mass Unilever PLC ADR Union Pacific Corp. United Health Group, Inc. United Technologies Corp. Vale SA ADR Vanguard S&P 500 ETF Vanguard Bond Index Vanguard Dividend Apprec. ETF Vanguard Emerging Markets Vipers Vanguard Growth ETF Vanguard Health Systems, Inc. Vanguard Mega Cap 300 Growth Vanguard Mid-Cap ETF Vanguard National Res. LLC Vanguard Reit Vanguard Small Cap common common common common common common common common common common common common common common common common common 904708104 904767704 907818108 91324P102 913017109 91912E105 922908413 921937819 921908844 922042858 922908736 922036207 921910816 922908629 92205F106 922908553 922908751 $976,470 $2,801,267 $395,034 $245,799 $8,517,404 $2,824,459 $5,857,981 $1,442,334 $652,004 $5,319,138 $390,960 $1,327,437 $738,896 $1,086,327 $2,701,549 $344,930 $1,166,616 14,620 76,705 3,328 4,436 108,793 157,791 88,865 15,978 10,925 127,496 5,400 107,311 12,995 13,385 93,350 5,309 14,557 14,620 76,705 3,328 4,436 108,793 157,791 88,865 15,978 10,925 127,496 5,400 107,311 12,995 13,385 93,350 5,309 14,557
Unifirst Corporation - Mass Unilever PLC ADR Union Pacific Corp. United Health Group, Inc. United Technologies Corp. Vale SA ADR Vanguard S&P 500 ETF Vanguard Bond Index Vanguard Dividend Apprec. ETF Vanguard Emerging Markets Vipers Vanguard Growth ETF Vanguard Health Systems, Inc. Vanguard Mega Cap 300 Growth Vanguard Mid-Cap ETF Vanguard National Res. LLC Vanguard Reit Vanguard Small Cap 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 14,620 76,705 3,328 4,436 108,793 157,791 88,865 15,978 10,925 127,496 5,400 107,311 12,995 13,385 93,350 5,309 14,557 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
18 Vanguard Total Stock Market Vngd Wld Fd Mg Cp 300 Gr ETF Verizon Communications VF Corporation Vodafone Group PLC Spnsred ADR Walgreen Company Wal-Mart Stores, Inc. Wells Fargo & Co. Weyerhaeuser Company Williams Partners LP Yum Brands, Inc. common common common common common common common common common common common 922908769 921910840 92343V104 918204108 92857T107 931422109 931142103 949746101 962166104 96950F104 988498101 $311,834 $579,972 $1,055,492 $1,582,923 $402,762 $3,035,160 $12,425,411 $2,144,209 $446,471 $1,645,868 $538,415 4,234 10,200 23,162 9,933 14,132 83,292 168,366 62,097 17,080 30,100 8,116 4,234 10,200 23,162 9,933 14,132 83,292 168,366 62,097 17,080 30,100 8,116 Grand Total 09/30/12 $610,379,787
Vanguard Total Stock Market Vngd Wld Fd Mg Cp 300 Gr ETF Verizon Communications VF Corporation Vodafone Group PLC Spnsred ADR Walgreen Company Wal-Mart Stores, Inc. Wells Fargo & Co. Weyerhaeuser Company Williams Partners LP Yum Brands, Inc. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 4,234 10,200 23,162 9,933 14,132 83,292 168,366 62,097 17,080 30,100 8,116 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0