0001638397-15-000020.txt : 20150819 0001638397-15-000020.hdr.sgml : 20150819 20150819164354 ACCESSION NUMBER: 0001638397-15-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150817 FILED AS OF DATE: 20150819 DATE AS OF CHANGE: 20150819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Freshpet, Inc. CENTRAL INDEX KEY: 0001611647 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 201884894 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 PLAZA DRIVE, 1ST FLOOR CITY: SECAUCUS STATE: NJ ZIP: 07094 BUSINESS PHONE: 201-520-4000 MAIL ADDRESS: STREET 1: 400 PLAZA DRIVE, 1ST FLOOR CITY: SECAUCUS STATE: NJ ZIP: 07094 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAYNE RICHARD A CENTRAL INDEX KEY: 0000884413 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36729 FILM NUMBER: 151064534 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-08-17 0 0001611647 Freshpet, Inc. FRPT 0000884413 KAYNE RICHARD A 0 0 1 0 Common Stock 2015-08-17 4 J 0 201702 0 D 3331091 I See Footnote 2 Common Stock 2015-08-17 4 J 0 78972 0 A 309564 I By Ricahrd and Suzanne Kayne Living Trust u/t/d 1/14/99 Common Stock 2015-08-17 4 J 0 34076 0 A 34076 I See Footnote 4 Completion of the first distribution to members of Freshpet Investors, LLC ("FPI") pursuant to the Selldown Agreement entered into between FPI and the Company in connection with the initial public offering, and includes only shares distributed to persons who may be deemed affiliates. Such shares are owned by FPI. Kayne Anderson Capital Advisors, LP ("KACALP") is a managing member of FPI and shares voting and investment management power over such shares held by FPI. Richard Kayne is the majority owner and chairman of KACALP. Mr. Kayne disclaims beneficial ownership of all shares held or controlled by FPI except to the extent of his pecuniary interest therein. In-kind distribution which represents the Reporting Person's pecuniary interest in the distribution from FPI. In-kind distribution to KACALP as managing member of FPI. The Reporting Person is the majority owner and Chairman of KACALP and may be deemed to beneficially own the shares held by KACALP. The Reporting Person disclaims beneficial ownership of the securities held by KACALP, except to the extent of his pecuniary interest therein. David J. Shladovsky, as attorney-in-fact for the Reporting Person 2015-08-19