0001304186-18-000016.txt : 20181004
0001304186-18-000016.hdr.sgml : 20181004
20181004163541
ACCESSION NUMBER: 0001304186-18-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181002
FILED AS OF DATE: 20181004
DATE AS OF CHANGE: 20181004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAYNE RICHARD A
CENTRAL INDEX KEY: 0000884413
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22467
FILM NUMBER: 181108229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAYNE ANDERSON CAPITAL ADVISORS LP
CENTRAL INDEX KEY: 0000949615
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22467
FILM NUMBER: 181108230
BUSINESS ADDRESS:
STREET 1: 1800 AVENUE OF THE STARS
STREET 2: 3RD FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 3105562721
MAIL ADDRESS:
STREET 1: 1800 AVENUE OF THE STARS
STREET 2: 3RD FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER NAME:
FORMER CONFORMED NAME: KAIM NON TRADITIONAL L P/CA
DATE OF NAME CHANGE: 19960605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KA Fund Advisors LLC
CENTRAL INDEX KEY: 0001376209
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22467
FILM NUMBER: 181108231
BUSINESS ADDRESS:
STREET 1: 1100 LOUISIANA STREET
STREET 2: SUITE 4550
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 888-533-1232
MAIL ADDRESS:
STREET 1: 1100 LOUISIANA STREET
STREET 2: SUITE 4550
CITY: HOUSTON
STATE: TX
ZIP: 77002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
CENTRAL INDEX KEY: 0001500096
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 3100
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 310-284-6438
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 3100
CITY: HOUSTON
STATE: TX
ZIP: 77002
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-10-02
0
0001500096
KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
KMF
0000884413
KAYNE RICHARD A
0
0
0
1
See remaks
0000949615
KAYNE ANDERSON CAPITAL ADVISORS LP
1800 AVENUE OF THE STARS
3RD FLOOR
LOS ANGELES
CA
90067
0
0
0
1
See remarks
0001376209
KA Fund Advisors LLC
1100 LOUISIANA STREET
SUITE 4550
HOUSTON
TX
77002
0
0
0
1
See Remarks
Common Stock
203844
D
Common Stock
2018-10-02
4
S
0
20000
13.0022
D
113568
I
See footnotes
Common Stock
2018-10-02
4
S
0
109568
129559
D
4000
I
See footnotes
The 129,568 shares sold were held by Kayne Anderson Capital Advisors, L.P. ("KACALP"), Richard Kayne is the majority owner and chairman of KACALP. 20,000 shares were sold to James C. Baker, President of KMF, in a negotiated transaction based on the VWAP price for October 2, 2018.
4,000 shares held by KA Fund Advisors, LLC ("KAFA"). KACALP (and Mr. Kayne by virtue of his ownership of KACALP) is the majority owner of KAFA.
Mr. Kayne disclaims beneficial ownership of all shares held or controlled by KACALP and KAFA to the extent of his pecuniary interest therein.
/s/ David Shladovsky by Power of Attorney
2018-10-04