0000899243-18-022911.txt : 20180821 0000899243-18-022911.hdr.sgml : 20180821 20180821194803 ACCESSION NUMBER: 0000899243-18-022911 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180806 FILED AS OF DATE: 20180821 DATE AS OF CHANGE: 20180821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAYNE RICHARD A CENTRAL INDEX KEY: 0000884413 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22467 FILM NUMBER: 181031236 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAYNE ANDERSON CAPITAL ADVISORS LP CENTRAL INDEX KEY: 0000949615 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22467 FILM NUMBER: 181031237 BUSINESS ADDRESS: STREET 1: 1800 AVENUE OF THE STARS STREET 2: 3RD FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3105562721 MAIL ADDRESS: STREET 1: 1800 AVENUE OF THE STARS STREET 2: 3RD FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER NAME: FORMER CONFORMED NAME: KAIM NON TRADITIONAL L P/CA DATE OF NAME CHANGE: 19960605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KA Fund Advisors LLC CENTRAL INDEX KEY: 0001376209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22467 FILM NUMBER: 181031238 BUSINESS ADDRESS: STREET 1: 1100 LOUISIANA STREET STREET 2: SUITE 4550 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 888-533-1232 MAIL ADDRESS: STREET 1: 1100 LOUISIANA STREET STREET 2: SUITE 4550 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. CENTRAL INDEX KEY: 0001500096 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 3100 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 310-284-6438 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 3100 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-06 0 0001500096 KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. KMF 0000884413 KAYNE RICHARD A C/O KAYNE ANDERSON CAPITAL ADVISORS LP 1800 AVENUE OF THE STARS, THIRD FLOOR LOS ANGELES CA 90067 0 0 0 1 SEE NOTES (1) AND (2) 0000949615 KAYNE ANDERSON CAPITAL ADVISORS LP 1800 AVENUE OF THE STARS, THIRD FLOOR LOS ANGELES CA 90067 0 0 0 1 SEE NOTE (2) 0001376209 KA Fund Advisors LLC C/O KAYNE ANDERSON CAPITAL ADVISORS, L.P 1800 AVENUE OF THE STARS, THIRD FLOOR LOS ANGELES CA 90067 0 0 0 1 SEE NOTE (2) COMMON STOCK 2018-08-06 5 J 0 E 197754 15.10 A 203844 D COMMON STOCK 2018-08-06 5 J 0 E 71828 15.10 A 133568 I SEE NOTES (1) AND (2) SHARES RECEIVED IN EXCHANGE FOR SHARES FORMERLY HELD IN KAYNE ANDERSON ENERGY TOTAL RETURN FUND, INC. IN CONNECTION WITH ITS REORGANIZATION INTO KMF, USING RESPECTIVE NET ASSET VALUES PER SHARE. A TOTAL OF 129,568 SHARES ARE HELD BY KAYNE ANDERSON CAPITAL ADVISORS, L.P.("KACALP") RICHARD KAYNE IS THE MAJORITY OWNER AND CHAIRMAN OF KACALP. A TOTAL OF 4,000 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KACALP AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN. /S/ DAVID SHLADOVSKY BY POWER OF ATTORNEY FOR RICHARD A. KAYNE 2018-08-13 /S/ DAVID SHLADOVSKY BY POWER OF ATTORNEY FOR KAYNE ANDERSON CAPITAL ADVISORS, L.P. 2018-08-13 /S/ DAVID SHLADOVSKY BY POWER OF ATTORNEY FOR KA FUND ADVISORS, LLC 2018-08-13 EX-24 2 attachment1.htm EX-24 DOCUMENT


1. Name and Address of Reporting Person
KAYNE ANDERSON CAPITAL ADVISORS, L.P.
1800 AVENUE OF THE STARS, THIRD FLOOR
LOS ANGELES, CA 90067


1. Name and Address of Reporting Person
KA FUND ADVISORS, LLC
C/O KAYNE ANDERSON CAPITAL ADVISORS, L.P.
1800 AVENUE OF THE STARS, THIRD FLOOR
LOS ANGELES, CA 90067