S-8 POS 1 f65288s-8pos.txt METRICOM, INC. PEA # 1 TO FORM S-8 1 As filed with the Securities and Exchange Commission on August 31, 2000 Registration No. 333-44656 ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------- POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 -------------- METRICOM, INC. (Exact name of registrant as specified in its charter) Delaware 77-0294597 ---------- -------------------------------------- (State of Incorporation) (I.R.S. Employer Identification No.) 980 UNIVERSITY AVENUE LOS GATOS, CALIFORNIA 95030-2375 (Address of principal executive offices) 1997 EQUITY INCENTIVE PLAN 1991 EMPLOYEE STOCK PURCHASE PLAN (Full title of the plans) TIMOTHY A. DREISBACH PRESIDENT AND CHIEF EXECUTIVE OFFICER METRICOM, INC. 333 WEST JULIAN STREET SAN JOSE, CALIFORNIA 95110 (408) 252-3000 (Name, address, including zip code, and telephone number, including area code, of agent for service) -------------- Copies to: KENNETH L. GUERNSEY, ESQ. CYDNEY S. POSNER, ESQ. COOLEY GODWARD LLP ONE MARITIME PLAZA, 20TH FLOOR SAN FRANCISCO, CA 94111 (415) 693-2000 -------------- 2 CALCULATION OF REGISTRATION FEE
=================================================================================================================================== PROPOSED MAXIMUM PROPOSED MAXIMUM TITLE OF SECURITIES TO BE OFFERING PRICE PER AGGREGATE OFFERING REGISTERED AMOUNT TO BE SHARE (1) PRICE (1) AMOUNT OF REGISTERED REGISTRATION FEE ----------------------------------------------------------------------------------------------------------------------------------- Shares of Common Stock, 1,671,715 $34.1713(1)(a) $57,124,675 $15,080.91 par value $.001 per share, subject to outstanding options granted under the 1997 Equity Incentive Plan =================================================================================================================================== Shares of Common Stock, 1,328,285 $34.28125(1)(b) $45,535,270 $12,021.31 par value $.001 per share, reserved for future grant under the 1997 Equity Incentive Plan =================================================================================================================================== Shares of Common Stock, 300,000 $34.28125(1)(b) $10,284,375 $2,715.08 par value $.001 per share, reserved for future issuance under the 1991 Employee Stock Purchase Plan =================================================================================================================================== Totals 3,300,000 $34.1713-$34.28125 $112,944,320 $29,817.30 ===================================================================================================================================
(1) (1) Estimated solely for the purpose of calculating the amount of the registration fee. The offering price per share and aggregate offering price are based upon (a) the weighted average exercise price, for shares subject to options previously granted under the Metricom, Inc. ("Registrant" or "Company") 1997 Equity Incentive Plan (pursuant to Rule 457(h) under the Securities Act of 1933, as amended (the "Act")) and (b) the average of the high and low prices of the Company's Common Stock as reported on the Nasdaq National Market on August 21, 2000 for shares available for future grant pursuant to the 1997 Equity Incentive Plan and shares available for future issuance pursuant to the 1991 Employee Stock Purchase Plan (pursuant to Rule 457(c) under the Act). ================================================================================ 2 3 INCORPORATION BY REFERENCE OF CONTENTS OF REGISTRATION STATEMENTS ON FORM S-8 NOS. 33-47688, 33-63088, 33-81746, 33-95070, 333-32211, 333-09001, 333-62557 AND 333-32728 The contents of Registration Statements on Form S-8 Nos. 33-47688, 33-63088, 33-81746, 33-95070, 333-32211, 333-09001, 333-62557 and 333-32728 filed with the Securities and Exchange Commission on May 5, 1992, May 21, 1993, July 20, 1994, July 27, 1995, July 26, 1996, July 28, 1997, August 31, 1998 and March 17, 2000, respectively, are incorporated by reference herein. EXHIBITS EXHIBIT NUMBER -------- 5.1 Opinion of Cooley Godward LLP. 23.1 Consent of Arthur Andersen LLP. 23.2 Consent of Cooley Godward LLP is contained in Exhibit 5.1 to this Registration Statement. 24.1 Power of Attorney is contained on the signature pages. 3 4 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Los Gatos, State of California, on August 30, 2000. METRICOM, INC. By: /s/ James E. Wall --------------------------------------- James E. Wall Title: Chief Financial Officer Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
SIGNATURE TITLE DATE */s/ Timothy A. Dreisbach President, Chief Executive Officer August 30, 2000 -------------------------------------------- and Director (Principal Executive (Timothy A. Dreisbach) Officer) /s/ James E. Wall Chief Financial Officer (Principal August 30, 2000 -------------------------------------------- Financial and Accounting Officer) (James E. Wall)
4 5
SIGNATURE TITLE DATE Director -------------------------------------------- (Bram Johnson) */s/ Ralph Derrickson Director August 30, 2000 -------------------------------------------- (Ralph Derrickson) */s/ Robert P. Dilworth Director August 30, 2000 -------------------------------------------- (Robert P. Dilworth) */s/ Justin L. Jaschke Director August 30, 2000 -------------------------------------------- (Justin L. Jaschke) */s/ David M. Moore Director August 30, 2000 -------------------------------------------- (David M. Moore) */s/ William D. Savoy Director August 30, 2000 -------------------------------------------- (William D. Savoy) * By Power-of-Attorney /s/ James E. Wall -------------------------------------------- (James E. Wall) Attorney-in-Fact
5 6 EXHIBIT INDEX
EXHIBIT SEQUENTIAL PAGE NUMBER DESRIPTION NUMBER 5.1 Opinion of Cooley Godward LLP. * 23.1 Consent of Arthur Andersen LLP. * 23.2 Consent of Cooley Godward LLP is contained in Exhibit 5.1 to this Registration Statement. -- 24.1 Power of Attorney is contained on the signature pages. --
* Previously filed. 6