0000892712-16-001826.txt : 20160815 0000892712-16-001826.hdr.sgml : 20160815 20160815103322 ACCESSION NUMBER: 0000892712-16-001826 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 EFFECTIVENESS DATE: 20160815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOPP INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0000884306 IRS NUMBER: 411663810 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03099 FILM NUMBER: 161830664 BUSINESS ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 BUSINESS PHONE: 9528410400 MAIL ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000884306 XXXXXXXX 06-30-2016 06-30-2016 KOPP INVESTMENT ADVISORS LLC

8400 NORMANDALE LAKE BOULEVARD SUITE 1450 BLOOMINGTON MN 55437

13F HOLDINGS REPORT 028-03099 N John P. Flakne 952-841-0400 /s/ John P. Flakne Bloomington MN 08-15-2016 0 72 188012 false INFORMATION TABLE 2 aci_13f.xml 3M Company COM 88579Y101 1169 6676 SH OTR 5906 0 770 8x8. Inc. COM 282914100 2480 169740 SH OTR 143670 0 26070 Aflac Incorporated COM 001055102 1004 13919 SH OTR 12374 0 1545 Akorn, Inc. COM 009728106 2955 103745 SH OTR 92046 0 11699 American Express Company COM 025816109 686 11286 SH OTR 9901 0 1385 Array Biopharma Inc. COM 04269X105 1283 360282 SH OTR 310787 0 49495 AtriCure Inc. COM 04963C209 2646 187226 SH OTR 162091 0 25135 BioMarin Pharmaceutical Inc. COM 09061G101 910 11697 SH OTR 10284 0 1413 Bio-Techne Corp. COM 09073M104 226 2000 SH OTR 2000 0 0 Callidus Software COM 13123E500 2475 123856 SH OTR 105026 0 18830 Cempra, Inc COM 15130J109 1707 103515 SH OTR 92784 0 10731 CommVault Systems Inc. COM 204166102 1713 39673 SH OTR 33578 0 6095 Cummins Inc. COM 231021106 860 7645 SH OTR 6745 0 900 Dominion Res Inc. VA COM 25746U109 855 10970 SH OTR 9710 0 1260 Eastman Chemical Co. COM 277432100 821 12086 SH OTR 10631 0 1455 Entellus Medical, Inc COM 29363K105 215 11778 SH OTR 11778 0 0 Enzo Biochem, Inc COM 294100102 806 135000 SH DFND 135000 0 0 Enzo Biochem, Inc COM 294100102 3280 549359 SH OTR 524947 0 24412 EOG Resources COM 26875P101 859 10295 SH OTR 9150 0 1145 Exxon Mobil Corporation COM 30231G102 808 8617 SH OTR 7616 0 1001 Finisar Corp. COM NEW 31787A507 3975 227000 SH DFND 227000 0 0 Finisar Corp. COM NEW 31787A507 7325 418333 SH OTR 395767 0 22566 General Electric Co. COM 369604103 273 8660 SH OTR 8660 0 0 Gigamon Inc. COM 37518B102 2449 65500 SH DFND 65500 0 0 Gigamon Inc. COM 37518B102 8863 237035 SH OTR 222580 0 14455 Gilead Sciences Inc. COM 375558103 239 2868 SH OTR 2868 0 0 Halliburton Company COM 406216101 896 19785 SH OTR 17195 0 2590 HealthStream, Inc. COM 42222N103 922 34776 SH OTR 30451 0 4325 Healthways Inc. COM 422245100 207 17905 SH OTR 17905 0 0 Hormel Foods Corporation COM 440452100 911 24895 SH OTR 21855 0 3040 Insulet Corp. COM 45784P101 1690 55882 SH OTR 48087 0 7795 Integrated Device Technology Inc. COM 458118106 2341 116270 SH OTR 98700 0 17570 Intersect ENT Inc. COM 46071F103 2754 213000 SH DFND 213000 0 0 Intersect ENT Inc. COM 46071F103 5587 432078 SH OTR 408268 0 23810 IntraLinks Holdings Inc. COM 46118H104 1922 295715 SH OTR 250845 0 44870 Johnson & Johnson COM 478160104 1021 8418 SH OTR 7443 0 975 K2M Grp Hldgs COM 48273J107 2039 131403 SH OTR 114443 0 16960 LDR Holding Corporation COM 50185U105 231 6253 SH OTR 6253 0 0 Lexicon Pharmaceuticals Inc. COM NEW 528872302 186 12970 SH OTR 12970 0 0 Ligand Pharmaceuticals Inc COM NEW 53220K504 3628 30417 SH OTR 26684 0 3733 Marriott Intl. Inc. CL A 571903202 995 14972 SH OTR 13130 0 1842 MaxLinear, Inc. CL A 57776J100 1195 66444 SH OTR 56519 0 9925 NeoGenomics Inc COM NEW 64049M209 2525 314000 SH DFND 314000 0 0 NeoGenomics Inc COM NEW 64049M209 9350 1162902 SH OTR 1111607 0 51295 Nordstrom Inc. COM 655664100 472 12393 SH OTR 10833 0 1560 NxStage Medical, Inc COM 67072V103 3530 162837 SH OTR 141577 0 21260 Oclaro, Inc. COM NEW 67555N206 23568 4829500 SH DFND 4829500 0 0 Oclaro, Inc. COM NEW 67555N206 30588 6268037 SH OTR 6212242 0 55795 Omnicell Inc. COM 68213N109 856 25000 SH DFND 25000 0 0 Omnicell Inc. COM 68213N109 3673 107312 SH OTR 95157 0 12155 PowerShares QQQ Trust UNIT SER 1 73935A104 317 2950 SH OTR 2950 0 0 The Procter & Gamble Company COM 742718109 902 10657 SH OTR 9377 0 1280 Qorvo Inc. COM 74736K101 2027 36680 SH OTR 31271 0 5409 QUALCOMM Inc. COM 747525103 729 13617 SH OTR 11967 0 1650 RTI Surgical Inc. COM 74975N105 653 182000 SH DFND 182000 0 0 RTI Surgical Inc. COM 74975N105 4080 1136593 SH OTR 1054538 0 82055 Skyworks Solutions COM 83088M102 1958 30940 SH OTR 26360 0 4580 Southwest Airlines Co. COM 844741108 1078 27495 SH OTR 24265 0 3230 SPDR Trust Ser 1 TR UNIT 78462F103 953 4550 SH OTR 4550 0 0 SPS Commerce, Inc. COM 78463M107 1686 27829 SH OTR 23584 0 4245 Superconductor Technologies, Inc. COM PAR $0.001 867931404 604 3198290 SH DFND 3198290 0 0 Superconductor Technologies, Inc. COM PAR $0.001 867931404 890 4709501 SH OTR 4709501 0 0 Supernus Pharmaceuticals, Inc. COM 868459108 975 47884 SH OTR 42004 0 5880 T. Rowe Price COM 74144T108 800 10958 SH OTR 9688 0 1270 Teligent, Inc. COM 87960W104 3953 553600 SH DFND 553600 0 0 Teligent, Inc. COM 87960W104 10869 1522335 SH OTR 1455585 0 66750 V F Corporation COM 918204108 893 14527 SH OTR 12827 0 1700 Vanguard Short-Term Corporate SHRT TRM CORP BD 92206C409 323 4000 SH OTR 4000 0 0 Vanguard Total Stock TOTAL STK MKT 922908769 386 3600 SH OTR 3600 0 0 Veracyte Inc. COM 92337F107 111 21975 SH OTR 21975 0 0 Verizon Communications, Inc. COM 92343V104 943 16891 SH OTR 14966 0 1925 Wells Fargo & Co. COM 949746101 913 19298 SH OTR 17248 0 2050