The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3M Company | COM | 88579Y101 | 1,072 | 7,116 | SH | OTR | 6,321 | 0 | 795 | ||
| Aflac Incorporated | COM | 001055102 | 873 | 14,574 | SH | OTR | 13,014 | 0 | 1,560 | ||
| Akorn, Inc. | COM | 009728106 | 3,480 | 93,280 | SH | OTR | 80,790 | 0 | 12,490 | ||
| American Express Company | COM | 025816109 | 801 | 11,524 | SH | OTR | 10,139 | 0 | 1,385 | ||
| Apple Inc. | COM | 037833100 | 214 | 2,030 | SH | OTR | 2,030 | 0 | 0 | ||
| Array Biopharma Inc. | COM | 04269X105 | 1,589 | 376,477 | SH | OTR | 324,197 | 0 | 52,280 | ||
| AtriCure Inc. | COM | 04963C209 | 4,441 | 197,885 | SH | OTR | 170,910 | 0 | 26,975 | ||
| BioMarin Pharmaceutical Inc. | COM | 09061G101 | 914 | 8,724 | SH | OTR | 7,552 | 0 | 1,172 | ||
| Cempra, Inc. | COM | 15130J109 | 2,760 | 88,656 | SH | OTR | 79,698 | 0 | 8,958 | ||
| CommVault Systems Inc. | COM | 204166102 | 1,563 | 39,716 | SH | OTR | 33,231 | 0 | 6,485 | ||
| Constant Contact, Inc. | COM | 210313102 | 658 | 22,489 | SH | OTR | 16,939 | 0 | 5,550 | ||
| Cummins Inc. | COM | 231021106 | 645 | 7,325 | SH | OTR | 6,425 | 0 | 900 | ||
| Eagle Pharmaceuticals, Inc. | COM | 269796108 | 475 | 5,358 | SH | OTR | 5,358 | 0 | 0 | ||
| Eastman Chemical Co. | COM | 277432100 | 842 | 12,466 | SH | OTR | 11,011 | 0 | 1,455 | ||
| Emcore Corp. | COM NEW | 290846203 | 10,658 | 1,738,700 | SH | DFND | 1,738,700 | 0 | 0 | ||
| Emcore Corp. | COM NEW | 290846203 | 11,566 | 1,886,715 | SH | OTR | 1,868,705 | 0 | 18,010 | ||
| Enzo Biochem, Inc. | COM | 294100102 | 315 | 70,000 | SH | DFND | 70,000 | 0 | 0 | ||
| Enzo Biochem, Inc. | COM | 294100102 | 2,344 | 520,874 | SH | OTR | 491,382 | 0 | 29,492 | ||
| EOG Resources | COM | 26875P101 | 745 | 10,530 | SH | OTR | 9,385 | 0 | 1,145 | ||
| Exact Sciences Corporation | COM | 30063P105 | 131 | 14,140 | SH | OTR | 14,140 | 0 | 0 | ||
| Exxon Mobil Corporation | COM | 30231G102 | 696 | 8,930 | SH | OTR | 7,929 | 0 | 1,001 | ||
| Finisar Corp. | COM NEW | 31787A507 | 3,519 | 242,000 | SH | DFND | 242,000 | 0 | 0 | ||
| Finisar Corp. | COM NEW | 31787A507 | 6,106 | 419,929 | SH | OTR | 396,196 | 0 | 23,733 | ||
| General Electric Co. | COM | 369604103 | 253 | 8,120 | SH | OTR | 8,120 | 0 | 0 | ||
| Gigamon Inc. | COM | 37518B102 | 1,502 | 56,535 | SH | DFND | 56,535 | 0 | 0 | ||
| Gigamon Inc. | COM | 37518B102 | 6,062 | 228,160 | SH | OTR | 212,805 | 0 | 15,355 | ||
| Halliburton Company | COM | 406216101 | 694 | 20,385 | SH | OTR | 17,795 | 0 | 2,590 | ||
| Healthways Inc. | COM | 422245100 | 201 | 15,590 | SH | OTR | 15,590 | 0 | 0 | ||
| Hormel Foods Corporation | COM | 440452100 | 1,362 | 17,225 | SH | OTR | 15,235 | 0 | 1,990 | ||
| Insulet Corp. | COM | 45784P101 | 2,708 | 71,611 | SH | OTR | 61,461 | 0 | 10,150 | ||
| Integrated Device Technology Inc. | COM | 458118106 | 3,971 | 150,700 | SH | OTR | 126,955 | 0 | 23,745 | ||
| Intel Corp. | COM | 458140100 | 229 | 6,644 | SH | OTR | 6,644 | 0 | 0 | ||
| Intersect ENT Inc. | COM | 46071F103 | 3,816 | 169,600 | SH | DFND | 169,600 | 0 | 0 | ||
| Intersect ENT Inc. | COM | 46071F103 | 8,747 | 388,739 | SH | OTR | 364,224 | 0 | 24,515 | ||
| IntraLinks Holdings Inc. | COM | 46118H104 | 1,161 | 128,000 | SH | DFND | 128,000 | 0 | 0 | ||
| IntraLinks Holdings Inc. | COM | 46118H104 | 4,754 | 524,135 | SH | OTR | 477,035 | 0 | 47,100 | ||
| iShares Russell 2000 Growth | RUS 2000 GRW ETF | 464287648 | 498 | 3,575 | SH | OTR | 3,225 | 0 | 350 | ||
| Johnson & Johnson | COM | 478160104 | 917 | 8,923 | SH | OTR | 7,948 | 0 | 975 | ||
| K2M Grp Hldgs | COM | 48273J107 | 2,011 | 101,880 | SH | OTR | 88,992 | 0 | 12,888 | ||
| Lexicon Pharmaceuticals Inc. | COM NEW | 528872302 | 182 | 13,710 | SH | OTR | 13,710 | 0 | 0 | ||
| Ligand Pharmaceuticals Inc. | COM NEW | 53220K504 | 3,306 | 30,490 | SH | OTR | 26,972 | 0 | 3,518 | ||
| Marriott Intl. Inc. | CL A | 571903202 | 1,038 | 15,487 | SH | OTR | 13,635 | 0 | 1,852 | ||
| MaxLinear, Inc. | CL A | 57776J100 | 1,030 | 69,949 | SH | OTR | 59,139 | 0 | 10,810 | ||
| NeoGenomics Inc. | COM NEW | 64049M209 | 3,416 | 434,000 | SH | DFND | 434,000 | 0 | 0 | ||
| NeoGenomics Inc. | COM NEW | 64049M209 | 8,921 | 1,133,526 | SH | OTR | 1,061,030 | 0 | 72,496 | ||
| Nordstrom Inc. | COM | 655664100 | 524 | 10,513 | SH | OTR | 9,088 | 0 | 1,425 | ||
| NxStage Medical, Inc. | COM | 67072V103 | 3,716 | 169,612 | SH | OTR | 145,682 | 0 | 23,930 | ||
| Oclaro, Inc. | COM NEW | 67555N206 | 16,415 | 4,717,000 | SH | DFND | 4,717,000 | 0 | 0 | ||
| Oclaro, Inc. | COM NEW | 67555N206 | 20,768 | 5,967,689 | SH | OTR | 5,923,909 | 0 | 43,780 | ||
| Omnicell Inc. | COM | 68213N109 | 3,898 | 125,417 | SH | OTR | 110,642 | 0 | 14,775 | ||
| Pernix Therapeutics Holdings, Inc. | COM | 71426V108 | 412 | 139,500 | SH | DFND | 139,500 | 0 | 0 | ||
| Pernix Therapeutics Holdings, Inc. | COM | 71426V108 | 519 | 175,793 | SH | OTR | 175,793 | 0 | 0 | ||
| PowerShares QQQ Trust | UNIT SER 1 | 73935A104 | 302 | 2,700 | SH | OTR | 2,700 | 0 | 0 | ||
| The Procter & Gamble Company | COM | 742718109 | 885 | 11,147 | SH | OTR | 9,867 | 0 | 1,280 | ||
| Qorvo | COM | 74736K101 | 1,903 | 37,396 | SH | OTR | 31,674 | 0 | 5,722 | ||
| QUALCOMM Inc. | COM | 747525103 | 593 | 11,865 | SH | OTR | 10,460 | 0 | 1,405 | ||
| RTI Surgical Inc. | COM | 74975N105 | 1,040 | 262,000 | SH | DFND | 262,000 | 0 | 0 | ||
| RTI Surgical Inc. | COM | 74975N105 | 4,769 | 1,201,372 | SH | OTR | 1,114,452 | 0 | 86,920 | ||
| Ruckus Wireless Inc. | COM | 781220108 | 2,718 | 253,735 | SH | OTR | 215,225 | 0 | 38,510 | ||
| Skyworks Solutions | COM | 83088M102 | 2,437 | 31,719 | SH | OTR | 26,844 | 0 | 4,875 | ||
| Southern Company | COM | 842587107 | 913 | 19,505 | SH | OTR | 17,020 | 0 | 2,485 | ||
| Southwest Airlines Co. | COM | 844741108 | 1,306 | 30,320 | SH | OTR | 27,020 | 0 | 3,300 | ||
| SPDR Trust Ser 1 | TR UNIT | 78462F103 | 958 | 4,700 | SH | OTR | 4,700 | 0 | 0 | ||
| SPS Commerce, Inc. | COM | 78463M107 | 1,353 | 19,264 | SH | OTR | 16,096 | 0 | 3,168 | ||
| Starbucks Corp. | COM | 855244109 | 213 | 3,550 | SH | OTR | 3,550 | 0 | 0 | ||
| Superconductor Technologies, Inc. | COM PAR $0.001 | 867931404 | 510 | 2,428,290 | SH | DFND | 2,428,290 | 0 | 0 | ||
| Superconductor Technologies, Inc. | COM PAR $0.001 | 867931404 | 616 | 2,935,201 | SH | OTR | 2,935,201 | 0 | 0 | ||
| T. Rowe Price | COM | 74144T108 | 811 | 11,350 | SH | OTR | 10,080 | 0 | 1,270 | ||
| Teligent, Inc. | COM | 87960W104 | 4,616 | 518,600 | SH | DFND | 518,600 | 0 | 0 | ||
| Teligent, Inc. | COM | 87960W104 | 12,415 | 1,394,945 | SH | OTR | 1,334,915 | 0 | 60,030 | ||
| V F Corporation | COM | 918204108 | 947 | 15,210 | SH | OTR | 13,510 | 0 | 1,700 | ||
| Vanguard Short-Term Corporate | SHRT TRM CORP BD | 92206C409 | 316 | 4,000 | SH | OTR | 4,000 | 0 | 0 | ||
| Vanguard Total Stock | TOTAL STK MKT | 922908769 | 375 | 3,600 | SH | OTR | 3,600 | 0 | 0 | ||
| Veracyte Inc. | COM | 92337F107 | 103 | 14,250 | SH | OTR | 14,250 | 0 | 0 | ||
| Verizon Communications, Inc. | COM | 92343V104 | 818 | 17,696 | SH | OTR | 15,771 | 0 | 1,925 | ||
| Vonage Holdings Corp. | COM | 92886T201 | 1,961 | 341,595 | SH | OTR | 290,350 | 0 | 51,245 | ||
| Wells Fargo & Co. | COM | 949746101 | 1,102 | 20,271 | SH | OTR | 18,121 | 0 | 2,150 | ||