0000892712-15-000994.txt : 20151116 0000892712-15-000994.hdr.sgml : 20151116 20151116094726 ACCESSION NUMBER: 0000892712-15-000994 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 EFFECTIVENESS DATE: 20151116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOPP INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0000884306 IRS NUMBER: 411663810 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03099 FILM NUMBER: 151232117 BUSINESS ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 BUSINESS PHONE: 9528410400 MAIL ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000884306 XXXXXXXX 09-30-2015 09-30-2015 KOPP INVESTMENT ADVISORS LLC

8400 NORMANDALE LAKE BOULEVARD SUITE 1450 BLOOMINGTON MN 55437

13F HOLDINGS REPORT 028-03099 N John P. Flakne 952-841-0400 /s/ John P. Flakne Bloomington MN 11-16-2015 0 78 185935 false INFORMATION TABLE 2 aci_13f.xml 3M Company COM 88579Y101 1010 7121 SH OTR 6326 0 795 Aflac Incorporated COM 001055102 849 14604 SH OTR 13044 0 1560 Akorn, Inc. COM 009728106 2704 94850 SH OTR 81290 0 13560 American Express Company COM 025816109 854 11524 SH OTR 10139 0 1385 Apple Inc. COM 037833100 207 1880 SH OTR 1880 0 0 Array Biopharma Inc. COM 04269X105 1741 381777 SH OTR 326842 0 54935 AtriCure Inc. COM 04963C209 4427 202035 SH OTR 173865 0 28170 Avinger, Inc. COM 053734109 222 15060 SH OTR 15060 0 0 Cempra, Inc COM 15130J109 2648 95121 SH OTR 85213 0 9908 CommVault Systems Inc. COM 204166102 1088 32036 SH OTR 26506 0 5530 Constant Contact, Inc. COM 210313102 2334 96298 SH OTR 80918 0 15380 Cummins Inc. COM 231021106 865 7970 SH OTR 7070 0 900 Eagle Pharmaceuticals, Inc. COM 269796108 397 5358 SH OTR 5358 0 0 Eastman Chemical Co. COM 277432100 809 12496 SH OTR 11041 0 1455 Emcore Corp. COM NEW 290846203 11823 1738700 SH DFND 1738700 0 0 Emcore Corp. COM NEW 290846203 10173 1496023 SH OTR 1496023 0 0 Enzo Biochem, Inc COM 294100102 222 70000 SH DFND 70000 0 0 Enzo Biochem, Inc COM 294100102 1902 600027 SH OTR 552322 0 47705 EOG Resources COM 26875P101 767 10530 SH OTR 9385 0 1145 Exxon Mobil Corporation COM 30231G102 632 8505 SH OTR 7504 0 1001 Finisar Corp. COM NEW 31787A507 4307 387000 SH DFND 387000 0 0 Finisar Corp. COM NEW 31787A507 5825 523404 SH OTR 498481 0 24923 Flamel Technologies SA Spons A SPONSORED ADR 338488109 278 17049 SH OTR 17049 0 0 Gigamon Inc. COM 37518B102 740 37000 SH DFND 37000 0 0 Gigamon Inc. COM 37518B102 4402 219975 SH OTR 203620 0 16355 Halliburton Company COM 406216101 721 20385 SH OTR 17795 0 2590 Healthways Inc. COM 422245100 173 15590 SH OTR 15590 0 0 Hormel Foods Corporation COM 440452100 1117 17640 SH OTR 15600 0 2040 IGI Laboratories, Inc. COM 449575109 3457 528600 SH DFND 528600 0 0 IGI Laboratories, Inc. COM 449575109 9174 1402720 SH OTR 1337375 0 65345 Insulet Corp. COM 45784P101 1877 72441 SH OTR 61676 0 10765 Integrated Device Technology Inc. COM 458118106 3171 156230 SH OTR 131015 0 25215 Intel Corp. COM 458140100 200 6644 SH OTR 6644 0 0 Intersect ENT Inc. COM 46071F103 2630 112400 SH DFND 112400 0 0 Intersect ENT Inc. COM 46071F103 7638 326409 SH OTR 307343 0 19066 IntraLinks Holdings Inc. COM 46118H104 1078 130000 SH DFND 130000 0 0 IntraLinks Holdings Inc. COM 46118H104 4108 495560 SH OTR 453595 0 41965 Johnson & Johnson COM 478160104 834 8938 SH OTR 7963 0 975 K2M Grp Hldgs COM 48273J107 1904 102351 SH OTR 88913 0 13438 Lexicon Pharmaceuticals Inc. COM NEW 528872302 129 12020 SH OTR 12020 0 0 Ligand Pharmaceuticals Inc COM NEW 53220K504 2699 31508 SH OTR 27785 0 3723 Marriott Intl. Inc. CL A 571903202 1059 15527 SH OTR 13675 0 1852 MaxLinear, Inc. CL A 57776J100 885 71114 SH OTR 59379 0 11735 NeoGenomics Inc COM NEW 64049M209 1433 250000 SH DFND 250000 0 0 NeoGenomics Inc COM NEW 64049M209 7525 1313268 SH OTR 1194323 0 118945 Nordstrom Inc. COM 655664100 917 12788 SH OTR 11363 0 1425 NxStage Medical, Inc COM 67072V103 2346 148757 SH OTR 128117 0 20640 Oclaro, Inc. COM NEW 67555N206 10849 4717000 SH DFND 4717000 0 0 Oclaro, Inc. COM NEW 67555N206 14233 6188229 SH OTR 6116149 0 72080 Omnicell Inc. COM 68213N109 3849 123768 SH OTR 108153 0 15615 Pernix Therapeutics Holdings, Inc. COM 71426V108 480 152000 SH DFND 152000 0 0 Pernix Therapeutics Holdings, Inc. COM 71426V108 706 223293 SH OTR 223293 0 0 PowerShares QQQ Trust UNIT SER 1 73935A104 275 2700 SH OTR 2700 0 0 The Procter & Gamble Company COM 742718109 802 11147 SH OTR 9867 0 1280 Qorvo COM 74736K101 1689 37491 SH OTR 31538 0 5953 QUALCOMM Inc. COM 747525103 677 12605 SH OTR 11200 0 1405 RTI Surgical Inc. COM 74975N105 1603 282200 SH DFND 282200 0 0 RTI Surgical Inc. COM 74975N105 7085 1247327 SH OTR 1155742 0 91585 Ruckus Wireless Inc. COM 781220108 3106 261428 SH OTR 218973 0 42455 Sientra, Inc. COM 82621J105 243 23910 SH OTR 23910 0 0 Skyworks Solutions COM 83088M102 2714 32226 SH OTR 27076 0 5150 Southern Company COM 842587107 872 19505 SH OTR 17020 0 2485 Southwest Airlines Co. COM 844741108 1178 30970 SH OTR 27530 0 3440 SPDR Trust Ser 1 TR UNIT 78462F103 843 4400 SH OTR 4400 0 0 Starbucks Corp. COM 855244109 210 3695 SH OTR 3695 0 0 SunOpta, Inc. COM 8676EP108 753 154900 SH OTR 154900 0 0 Superconductor Technologies, Inc. COM PAR $0.001 867931404 1084 1748290 SH DFND 1748290 0 0 Superconductor Technologies, Inc. COM PAR $0.001 867931404 849 1369489 SH OTR 1369489 0 0 Supernus Pharmaceuticals, Inc. COM 868459108 2034 145000 SH DFND 145000 0 0 Supernus Pharmaceuticals, Inc. COM 868459108 8207 584960 SH OTR 557389 0 27571 T. Rowe Price COM 74144T108 783 11260 SH OTR 9990 0 1270 V F Corporation COM 918204108 1046 15340 SH OTR 13510 0 1830 Vanguard Short-Term Corporate SHRT TRM CORP BD 92206C409 319 4000 SH OTR 4000 0 0 Vanguard Total Stock TOTAL STK MKT 922908769 355 3600 SH OTR 3600 0 0 Veracyte Inc. COM 92337F107 190 40410 SH OTR 40410 0 0 Verizon Communications, Inc. COM 92343V104 770 17696 SH OTR 15771 0 1925 Vonage Holdings Corp. COM 92886T201 788 134055 SH OTR 111840 0 22215 Wells Fargo & Co. COM 949746101 1042 20291 SH OTR 18141 0 2150