The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3M Company | COM | 88579Y101 | 1,105 | 7,161 | SH | OTR | 6,366 | 0 | 795 | ||
| Aerie Pharmaceuticals, Inc. | COM | 00771V108 | 240 | 13,590 | SH | OTR | 13,590 | 0 | 0 | ||
| Aflac Incorporated | COM | 001055102 | 912 | 14,659 | SH | OTR | 13,099 | 0 | 1,560 | ||
| Akorn, Inc. | COM | 009728106 | 4,067 | 93,153 | SH | OTR | 78,718 | 0 | 14,435 | ||
| American Express Company | COM | 025816109 | 899 | 11,571 | SH | OTR | 10,186 | 0 | 1,385 | ||
| Angiodynamics, Inc. | COM | 03475V101 | 2,328 | 141,923 | SH | OTR | 119,766 | 0 | 22,157 | ||
| Apple Inc. | COM | 037833100 | 236 | 1,880 | SH | OTR | 1,880 | 0 | 0 | ||
| Array Biopharma Inc. | COM | 04269X105 | 2,762 | 383,022 | SH | OTR | 324,527 | 0 | 58,495 | ||
| AtriCure Inc. | COM | 04963C209 | 5,017 | 203,620 | SH | OTR | 173,600 | 0 | 30,020 | ||
| Bluebird Bio. Inc | COM | 09609G100 | 212 | 1,261 | SH | OTR | 1,261 | 0 | 0 | ||
| Celldex Therapeutics Inc. | COM | 15117B103 | 219 | 8,692 | SH | OTR | 8,692 | 0 | 0 | ||
| Cempra, Inc | COM | 15130J109 | 3,103 | 90,312 | SH | OTR | 79,799 | 0 | 10,513 | ||
| CommVault Systems Inc. | COM | 204166102 | 584 | 13,761 | SH | OTR | 11,241 | 0 | 2,520 | ||
| Constant Contact, Inc. | COM | 210313102 | 3,263 | 113,473 | SH | OTR | 99,858 | 0 | 13,615 | ||
| Deere & Co. | COM | 244199105 | 1,008 | 10,383 | SH | OTR | 9,223 | 0 | 1,160 | ||
| Eagle Pharmaceuticals, Inc. | COM | 269796108 | 409 | 5,052 | SH | OTR | 5,052 | 0 | 0 | ||
| Eastman Chemical Co. | COM | 277432100 | 1,022 | 12,496 | SH | OTR | 11,041 | 0 | 1,455 | ||
| Emcore Corp. | COM NEW | 290846203 | 10,467 | 1,738,700 | SH | DFND | 1,738,700 | 0 | 0 | ||
| Emcore Corp. | COM NEW | 290846203 | 8,762 | 1,455,523 | SH | OTR | 1,455,523 | 0 | 0 | ||
| Enzo Biochem, Inc | COM | 294100102 | 318 | 105,000 | SH | DFND | 105,000 | 0 | 0 | ||
| Enzo Biochem, Inc | COM | 294100102 | 2,174 | 717,522 | SH | OTR | 664,957 | 0 | 52,565 | ||
| EOG Resources | COM | 26875P101 | 924 | 10,550 | SH | OTR | 9,405 | 0 | 1,145 | ||
| Exxon Mobil Corporation | COM | 30231G102 | 705 | 8,470 | SH | OTR | 7,469 | 0 | 1,001 | ||
| Finisar Corp. | COM NEW | 31787A507 | 7,273 | 407,000 | SH | DFND | 407,000 | 0 | 0 | ||
| Finisar Corp. | COM NEW | 31787A507 | 10,268 | 574,569 | SH | OTR | 547,821 | 0 | 26,748 | ||
| Flamel Technologies SA Spons A | SPONSORED ADR | 338488109 | 496 | 23,419 | SH | OTR | 23,419 | 0 | 0 | ||
| Fluidigm Corp. | COM | 34385P108 | 1,943 | 80,288 | SH | OTR | 67,663 | 0 | 12,625 | ||
| Gigamon Inc. | COM | 37518B102 | 2,540 | 77,000 | SH | DFND | 77,000 | 0 | 0 | ||
| Gigamon Inc. | COM | 37518B102 | 7,275 | 220,530 | SH | OTR | 202,860 | 0 | 17,670 | ||
| GoPro Inc. | CL A | 38268T103 | 3,240 | 61,460 | SH | OTR | 51,080 | 0 | 10,380 | ||
| Healthways Inc. | COM | 422245100 | 180 | 15,040 | SH | OTR | 15,040 | 0 | 0 | ||
| Hormel Foods Corporation | COM | 440452100 | 1,006 | 17,855 | SH | OTR | 15,815 | 0 | 2,040 | ||
| IGI Laboratories, Inc. | COM | 449575109 | 3,276 | 520,000 | SH | DFND | 520,000 | 0 | 0 | ||
| IGI Laboratories, Inc. | COM | 449575109 | 8,458 | 1,342,475 | SH | OTR | 1,271,650 | 0 | 70,825 | ||
| Insulet Corp. | COM | 45784P101 | 2,623 | 84,640 | SH | OTR | 71,580 | 0 | 13,060 | ||
| Integrated Device Technology Inc. | COM | 458118106 | 3,640 | 167,750 | SH | OTR | 140,660 | 0 | 27,090 | ||
| Intersect ENT Inc. | COM | 46071F103 | 3,229 | 112,800 | SH | DFND | 112,800 | 0 | 0 | ||
| Intersect ENT Inc. | COM | 46071F103 | 8,732 | 304,988 | SH | OTR | 284,702 | 0 | 20,286 | ||
| IntraLinks Holdings Inc. | COM | 46118H104 | 1,548 | 130,000 | SH | DFND | 130,000 | 0 | 0 | ||
| IntraLinks Holdings Inc. | COM | 46118H104 | 5,632 | 472,840 | SH | OTR | 428,420 | 0 | 44,420 | ||
| Johnson & Johnson | COM | 478160104 | 869 | 8,913 | SH | OTR | 7,938 | 0 | 975 | ||
| Ligand Pharmaceuticals Inc | COM NEW | 53220K504 | 2,809 | 27,844 | SH | OTR | 24,454 | 0 | 3,390 | ||
| Marriott Intl. Inc. | CL A | 571903202 | 1,160 | 15,592 | SH | OTR | 13,740 | 0 | 1,852 | ||
| MaxLinear, Inc. | CL A | 57776J100 | 871 | 71,949 | SH | OTR | 59,014 | 0 | 12,935 | ||
| National Oilwell Varco Inc. | COM | 637071101 | 734 | 15,205 | SH | OTR | 13,425 | 0 | 1,780 | ||
| NeoGenomics Inc | COM NEW | 64049M209 | 1,569 | 290,000 | SH | DFND | 290,000 | 0 | 0 | ||
| NeoGenomics Inc | COM NEW | 64049M209 | 9,057 | 1,674,198 | SH | OTR | 1,548,553 | 0 | 125,645 | ||
| Nordstrom Inc. | COM | 655664100 | 964 | 12,940 | SH | OTR | 11,515 | 0 | 1,425 | ||
| Novadaq Technologies Inc. | COM | 66987G102 | 150 | 12,417 | SH | OTR | 12,417 | 0 | 0 | ||
| NxStage Medical, Inc | COM | 67072V103 | 1,669 | 116,850 | SH | OTR | 100,785 | 0 | 16,065 | ||
| Oclaro, Inc. | COM NEW | 67555N206 | 10,660 | 4,717,000 | SH | DFND | 4,717,000 | 0 | 0 | ||
| Oclaro, Inc. | COM NEW | 67555N206 | 13,676 | 6,051,344 | SH | OTR | 5,971,359 | 0 | 79,985 | ||
| Omnicell Inc. | COM | 68213N109 | 5,071 | 134,463 | SH | OTR | 117,838 | 0 | 16,625 | ||
| Pernix Therapeutics Holdings, | COM | 71426V108 | 900 | 152,000 | SH | DFND | 152,000 | 0 | 0 | ||
| Pernix Therapeutics Holdings, | COM | 71426V108 | 1,397 | 236,000 | SH | OTR | 236,000 | 0 | 0 | ||
| PMC-Sierra Inc. | COM | 69344F106 | 171 | 20,000 | SH | OTR | 20,000 | 0 | 0 | ||
| PowerShares QQQ Trust | UNIT SER 1 | 73935A104 | 289 | 2,700 | SH | OTR | 2,700 | 0 | 0 | ||
| The Procter & Gamble Company | COM | 742718109 | 869 | 11,112 | SH | OTR | 9,832 | 0 | 1,280 | ||
| Qorvo | COM | 74736K101 | 1,944 | 24,214 | SH | OTR | 19,748 | 0 | 4,466 | ||
| QUALCOMM Inc. | COM | 747525103 | 786 | 12,550 | SH | OTR | 11,145 | 0 | 1,405 | ||
| RTI Surgical Inc. | COM | 74975N105 | 1,983 | 307,000 | SH | DFND | 307,000 | 0 | 0 | ||
| RTI Surgical Inc. | COM | 74975N105 | 8,077 | 1,250,262 | SH | OTR | 1,152,347 | 0 | 97,915 | ||
| Ruckus Wireless Inc. | COM | 781220108 | 103 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| Ruckus Wireless Inc. | COM | 781220108 | 2,771 | 268,028 | SH | OTR | 222,183 | 0 | 45,845 | ||
| Sientra, Inc. | COM | 82621J105 | 268 | 10,615 | SH | OTR | 10,615 | 0 | 0 | ||
| Skyworks Solutions | COM | 83088M102 | 3,392 | 32,584 | SH | OTR | 27,069 | 0 | 5,515 | ||
| Southern Company | COM | 842587107 | 825 | 19,700 | SH | OTR | 17,215 | 0 | 2,485 | ||
| Southwest Airlines Co. | COM | 844741108 | 1,029 | 31,105 | SH | OTR | 27,665 | 0 | 3,440 | ||
| SPDR Trust Ser 1 | TR UNIT | 78462F103 | 906 | 4,400 | SH | OTR | 4,400 | 0 | 0 | ||
| SunOpta, Inc. | COM | 8676EP108 | 4,561 | 425,056 | SH | OTR | 397,861 | 0 | 27,195 | ||
| Superconductor Technologies, Inc. | COM PAR $0.001 | 867931404 | 1,689 | 1,608,290 | SH | DFND | 1,608,290 | 0 | 0 | ||
| Superconductor Technologies, Inc. | COM PAR $0.001 | 867931404 | 1,006 | 957,987 | SH | OTR | 957,987 | 0 | 0 | ||
| Supernus Pharmaceuticals, Inc. | COM | 868459108 | 3,651 | 215,000 | SH | DFND | 215,000 | 0 | 0 | ||
| Supernus Pharmaceuticals, Inc. | COM | 868459108 | 11,473 | 675,705 | SH | OTR | 636,705 | 0 | 39,000 | ||
| T. Rowe Price | COM | 74144T108 | 881 | 11,330 | SH | OTR | 10,060 | 0 | 1,270 | ||
| V F Corporation | COM | 918204108 | 1,077 | 15,445 | SH | OTR | 13,615 | 0 | 1,830 | ||
| Vanguard Short-Term Corporate | SHRT TRM CORP BD | 92206C409 | 318 | 4,000 | SH | OTR | 4,000 | 0 | 0 | ||
| Vanguard Total Stock | TOTAL STK MKT | 922908769 | 385 | 3,600 | SH | OTR | 3,600 | 0 | 0 | ||
| Veracyte Inc. | COM | 92337F107 | 435 | 39,085 | SH | OTR | 39,085 | 0 | 0 | ||
| Verizon Communications, Inc. | COM | 92343V104 | 848 | 18,191 | SH | OTR | 16,266 | 0 | 1,925 | ||
| Wells Fargo & Co. | COM | 949746101 | 1,147 | 20,399 | SH | OTR | 18,249 | 0 | 2,150 | ||