0000892712-15-000782.txt : 20150814 0000892712-15-000782.hdr.sgml : 20150814 20150814124520 ACCESSION NUMBER: 0000892712-15-000782 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150814 DATE AS OF CHANGE: 20150814 EFFECTIVENESS DATE: 20150814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOPP INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0000884306 IRS NUMBER: 411663810 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03099 FILM NUMBER: 151054159 BUSINESS ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 BUSINESS PHONE: 9528410400 MAIL ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000884306 XXXXXXXX 06-30-2015 06-30-2015 KOPP INVESTMENT ADVISORS LLC

8400 NORMANDALE LAKE BOULEVARD SUITE 1450 BLOOMINGTON MN 55437

13F HOLDINGS REPORT 028-03099 N John P. Flakne 952-841-0400 /s/ John P. Flakne Bloomington MN 08-14-2015 0 81 224535 false INFORMATION TABLE 2 aci_13f.xml 3M Company COM 88579Y101 1105 7161 SH OTR 6366 0 795 Aerie Pharmaceuticals, Inc. COM 00771V108 240 13590 SH OTR 13590 0 0 Aflac Incorporated COM 001055102 912 14659 SH OTR 13099 0 1560 Akorn, Inc. COM 009728106 4067 93153 SH OTR 78718 0 14435 American Express Company COM 025816109 899 11571 SH OTR 10186 0 1385 Angiodynamics, Inc. COM 03475V101 2328 141923 SH OTR 119766 0 22157 Apple Inc. COM 037833100 236 1880 SH OTR 1880 0 0 Array Biopharma Inc. COM 04269X105 2762 383022 SH OTR 324527 0 58495 AtriCure Inc. COM 04963C209 5017 203620 SH OTR 173600 0 30020 Bluebird Bio. Inc COM 09609G100 212 1261 SH OTR 1261 0 0 Celldex Therapeutics Inc. COM 15117B103 219 8692 SH OTR 8692 0 0 Cempra, Inc COM 15130J109 3103 90312 SH OTR 79799 0 10513 CommVault Systems Inc. COM 204166102 584 13761 SH OTR 11241 0 2520 Constant Contact, Inc. COM 210313102 3263 113473 SH OTR 99858 0 13615 Deere & Co. COM 244199105 1008 10383 SH OTR 9223 0 1160 Eagle Pharmaceuticals, Inc. COM 269796108 409 5052 SH OTR 5052 0 0 Eastman Chemical Co. COM 277432100 1022 12496 SH OTR 11041 0 1455 Emcore Corp. COM NEW 290846203 10467 1738700 SH DFND 1738700 0 0 Emcore Corp. COM NEW 290846203 8762 1455523 SH OTR 1455523 0 0 Enzo Biochem, Inc COM 294100102 318 105000 SH DFND 105000 0 0 Enzo Biochem, Inc COM 294100102 2174 717522 SH OTR 664957 0 52565 EOG Resources COM 26875P101 924 10550 SH OTR 9405 0 1145 Exxon Mobil Corporation COM 30231G102 705 8470 SH OTR 7469 0 1001 Finisar Corp. COM NEW 31787A507 7273 407000 SH DFND 407000 0 0 Finisar Corp. COM NEW 31787A507 10268 574569 SH OTR 547821 0 26748 Flamel Technologies SA Spons A SPONSORED ADR 338488109 496 23419 SH OTR 23419 0 0 Fluidigm Corp. COM 34385P108 1943 80288 SH OTR 67663 0 12625 Gigamon Inc. COM 37518B102 2540 77000 SH DFND 77000 0 0 Gigamon Inc. COM 37518B102 7275 220530 SH OTR 202860 0 17670 GoPro Inc. CL A 38268T103 3240 61460 SH OTR 51080 0 10380 Healthways Inc. COM 422245100 180 15040 SH OTR 15040 0 0 Hormel Foods Corporation COM 440452100 1006 17855 SH OTR 15815 0 2040 IGI Laboratories, Inc. COM 449575109 3276 520000 SH DFND 520000 0 0 IGI Laboratories, Inc. COM 449575109 8458 1342475 SH OTR 1271650 0 70825 Insulet Corp. COM 45784P101 2623 84640 SH OTR 71580 0 13060 Integrated Device Technology Inc. COM 458118106 3640 167750 SH OTR 140660 0 27090 Intersect ENT Inc. COM 46071F103 3229 112800 SH DFND 112800 0 0 Intersect ENT Inc. COM 46071F103 8732 304988 SH OTR 284702 0 20286 IntraLinks Holdings Inc. COM 46118H104 1548 130000 SH DFND 130000 0 0 IntraLinks Holdings Inc. COM 46118H104 5632 472840 SH OTR 428420 0 44420 Johnson & Johnson COM 478160104 869 8913 SH OTR 7938 0 975 Ligand Pharmaceuticals Inc COM NEW 53220K504 2809 27844 SH OTR 24454 0 3390 Marriott Intl. Inc. CL A 571903202 1160 15592 SH OTR 13740 0 1852 MaxLinear, Inc. CL A 57776J100 871 71949 SH OTR 59014 0 12935 National Oilwell Varco Inc. COM 637071101 734 15205 SH OTR 13425 0 1780 NeoGenomics Inc COM NEW 64049M209 1569 290000 SH DFND 290000 0 0 NeoGenomics Inc COM NEW 64049M209 9057 1674198 SH OTR 1548553 0 125645 Nordstrom Inc. COM 655664100 964 12940 SH OTR 11515 0 1425 Novadaq Technologies Inc. COM 66987G102 150 12417 SH OTR 12417 0 0 NxStage Medical, Inc COM 67072V103 1669 116850 SH OTR 100785 0 16065 Oclaro, Inc. COM NEW 67555N206 10660 4717000 SH DFND 4717000 0 0 Oclaro, Inc. COM NEW 67555N206 13676 6051344 SH OTR 5971359 0 79985 Omnicell Inc. COM 68213N109 5071 134463 SH OTR 117838 0 16625 Pernix Therapeutics Holdings, COM 71426V108 900 152000 SH DFND 152000 0 0 Pernix Therapeutics Holdings, COM 71426V108 1397 236000 SH OTR 236000 0 0 PMC-Sierra Inc. COM 69344F106 171 20000 SH OTR 20000 0 0 PowerShares QQQ Trust UNIT SER 1 73935A104 289 2700 SH OTR 2700 0 0 The Procter & Gamble Company COM 742718109 869 11112 SH OTR 9832 0 1280 Qorvo COM 74736K101 1944 24214 SH OTR 19748 0 4466 QUALCOMM Inc. COM 747525103 786 12550 SH OTR 11145 0 1405 RTI Surgical Inc. COM 74975N105 1983 307000 SH DFND 307000 0 0 RTI Surgical Inc. COM 74975N105 8077 1250262 SH OTR 1152347 0 97915 Ruckus Wireless Inc. COM 781220108 103 10000 SH DFND 10000 0 0 Ruckus Wireless Inc. COM 781220108 2771 268028 SH OTR 222183 0 45845 Sientra, Inc. COM 82621J105 268 10615 SH OTR 10615 0 0 Skyworks Solutions COM 83088M102 3392 32584 SH OTR 27069 0 5515 Southern Company COM 842587107 825 19700 SH OTR 17215 0 2485 Southwest Airlines Co. COM 844741108 1029 31105 SH OTR 27665 0 3440 SPDR Trust Ser 1 TR UNIT 78462F103 906 4400 SH OTR 4400 0 0 SunOpta, Inc. COM 8676EP108 4561 425056 SH OTR 397861 0 27195 Superconductor Technologies, Inc. COM PAR $0.001 867931404 1689 1608290 SH DFND 1608290 0 0 Superconductor Technologies, Inc. COM PAR $0.001 867931404 1006 957987 SH OTR 957987 0 0 Supernus Pharmaceuticals, Inc. COM 868459108 3651 215000 SH DFND 215000 0 0 Supernus Pharmaceuticals, Inc. COM 868459108 11473 675705 SH OTR 636705 0 39000 T. Rowe Price COM 74144T108 881 11330 SH OTR 10060 0 1270 V F Corporation COM 918204108 1077 15445 SH OTR 13615 0 1830 Vanguard Short-Term Corporate SHRT TRM CORP BD 92206C409 318 4000 SH OTR 4000 0 0 Vanguard Total Stock TOTAL STK MKT 922908769 385 3600 SH OTR 3600 0 0 Veracyte Inc. COM 92337F107 435 39085 SH OTR 39085 0 0 Verizon Communications, Inc. COM 92343V104 848 18191 SH OTR 16266 0 1925 Wells Fargo & Co. COM 949746101 1147 20399 SH OTR 18249 0 2150