The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3M Company | COM | 88579Y101 | 1,181 | 7,161 | SH | OTR | 6,366 | 0 | 795 | ||
| Aerie Pharmaceuticals, Inc. | COM | 00771V108 | 259 | 8,260 | SH | OTR | 8,260 | 0 | 0 | ||
| Aflac Incorporated | COM | 001055102 | 889 | 13,889 | SH | OTR | 12,369 | 0 | 1,520 | ||
| Akorn, Inc. | COM | 009728106 | 4,412 | 92,858 | SH | OTR | 78,423 | 0 | 14,435 | ||
| Alcatel Lucent Spons ADR | SPONSORED ADR | 013904305 | 3,048 | 817,154 | SH | OTR | 696,079 | 0 | 121,075 | ||
| American Express Company | COM | 025816109 | 861 | 11,021 | SH | OTR | 9,711 | 0 | 1,310 | ||
| Angiodynamics, Inc. | COM | 03475V101 | 2,517 | 141,463 | SH | OTR | 119,306 | 0 | 22,157 | ||
| Apple Inc. | COM | 037833100 | 209 | 1,680 | SH | OTR | 1,680 | 0 | 0 | ||
| Array Biopharma Inc. | COM | 04269X105 | 2,809 | 381,197 | SH | OTR | 322,702 | 0 | 58,495 | ||
| AtriCure Inc. | COM | 04963C209 | 4,143 | 202,220 | SH | OTR | 171,805 | 0 | 30,415 | ||
| Bio-Techne Corp. | COM | 09073M104 | 201 | 2,000 | SH | OTR | 2,000 | 0 | 0 | ||
| Celldex Therapeutics Inc. | COM | 15117B103 | 231 | 8,287 | SH | OTR | 8,287 | 0 | 0 | ||
| Cempra, Inc | COM | 15130J109 | 415 | 12,085 | SH | OTR | 12,085 | 0 | 0 | ||
| CommVault Systems Inc. | COM | 204166102 | 601 | 13,751 | SH | OTR | 11,231 | 0 | 2,520 | ||
| Constant Contact, Inc. | COM | 210313102 | 2,146 | 56,173 | SH | OTR | 48,408 | 0 | 7,765 | ||
| Datalink Corp. | COM | 237934104 | 562 | 46,649 | SH | OTR | 40,169 | 0 | 6,480 | ||
| Deere & Co | COM | 244199105 | 910 | 10,383 | SH | OTR | 9,223 | 0 | 1,160 | ||
| Eagle Pharmaceuticals, Inc. | COM | 269796108 | 500 | 11,925 | SH | OTR | 11,925 | 0 | 0 | ||
| Eastman Chemical Co. | COM | 277432100 | 729 | 10,531 | SH | OTR | 9,226 | 0 | 1,305 | ||
| Emcore Corp. | COM NEW | 290846203 | 8,806 | 1,618,700 | SH | DFND | 1,618,700 | 0 | 0 | ||
| Emcore Corp. | COM NEW | 290846203 | 7,841 | 1,441,323 | SH | OTR | 1,441,323 | 0 | 0 | ||
| Enzo Biochem, Inc | COM | 294100102 | 310 | 105,000 | SH | DFND | 105,000 | 0 | 0 | ||
| Enzo Biochem, Inc | COM | 294100102 | 1,612 | 546,415 | SH | OTR | 526,845 | 0 | 19,570 | ||
| EOG Resources | COM | 26875P101 | 967 | 10,550 | SH | OTR | 9,405 | 0 | 1,145 | ||
| Everyday Health, Inc. | COM | 300415106 | 225 | 17,460 | SH | OTR | 17,460 | 0 | 0 | ||
| Extreme Networks, Inc. | COM | 30226D106 | 158 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
| Extreme Networks, inc. | COM | 30226D106 | 1,681 | 532,027 | SH | OTR | 455,687 | 0 | 76,340 | ||
| Exxon Mobil Corporation | COM | 30231G102 | 712 | 8,380 | SH | OTR | 7,379 | 0 | 1,001 | ||
| Finisar Corp. | COM NEW | 31787A507 | 8,685 | 407,000 | SH | DFND | 407,000 | 0 | 0 | ||
| Finisar Corp. | COM NEW | 31787A507 | 12,161 | 569,873 | SH | OTR | 543,125 | 0 | 26,748 | ||
| Flamel Technologies SA Spons A | SPONSORED ADR | 338488109 | 317 | 17,629 | SH | OTR | 17,629 | 0 | 0 | ||
| Fluidigm Corp. | COM | 34385P108 | 2,195 | 52,146 | SH | OTR | 44,081 | 0 | 8,065 | ||
| Gigamon Inc. | COM | 37518B102 | 1,603 | 75,480 | SH | OTR | 61,535 | 0 | 13,945 | ||
| Hormel Foods Corporation | COM | 440452100 | 997 | 17,535 | SH | OTR | 15,495 | 0 | 2,040 | ||
| IGI Laboratories, Inc. | COM | 449575109 | 3,574 | 438,000 | SH | DFND | 438,000 | 0 | 0 | ||
| IGI Laboratories, Inc. | COM | 449575109 | 8,835 | 1,082,775 | SH | OTR | 1,011,950 | 0 | 70,825 | ||
| Insulet Corp. | COM | 45784P101 | 167 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
| Insulet Corp. | COM | 45784P101 | 2,881 | 86,390 | SH | OTR | 73,330 | 0 | 13,060 | ||
| Integrated Device Technology Inc. | COM | 458118106 | 3,825 | 191,070 | SH | OTR | 160,765 | 0 | 30,305 | ||
| Intersect ENT Inc. | COM | 46071F103 | 2,129 | 82,437 | SH | OTR | 70,371 | 0 | 12,066 | ||
| IntraLinks Holdings Inc. | COM | 46118H104 | 1,572 | 151,995 | SH | OTR | 123,775 | 0 | 28,220 | ||
| Johnson & Johnson | COM | 478160104 | 889 | 8,838 | SH | OTR | 7,863 | 0 | 975 | ||
| Kofax Ltd | COM USD | G5307C105 | 3,187 | 291,013 | SH | OTR | 244,937 | 0 | 46,076 | ||
| Ligand Pharmaceuticals Inc | COM NEW | 53220K504 | 1,889 | 24,501 | SH | OTR | 21,111 | 0 | 3,390 | ||
| Marriott Intl. Inc. | CL A | 571903202 | 1,256 | 15,640 | SH | OTR | 13,788 | 0 | 1,852 | ||
| MaxLinear, Inc. | CL A | 57776J100 | 575 | 70,719 | SH | OTR | 57,784 | 0 | 12,935 | ||
| National Oilwell Varco Inc. | COM | 637071101 | 647 | 12,945 | SH | OTR | 11,195 | 0 | 1,750 | ||
| NeoGenomics Inc | COM NEW | 64049M209 | 1,121 | 240,000 | SH | DFND | 240,000 | 0 | 0 | ||
| NeoGenomics Inc | COM NEW | 64049M209 | 7,010 | 1,501,063 | SH | OTR | 1,372,718 | 0 | 128,345 | ||
| Nordstrom Inc. | COM | 655664100 | 979 | 12,190 | SH | OTR | 10,765 | 0 | 1,425 | ||
| Novadaq Technologies Inc. | COM | 66987G102 | 191 | 11,732 | SH | OTR | 11,732 | 0 | 0 | ||
| NxStage Medical, Inc | COM | 67072V103 | 340 | 19,650 | SH | OTR | 19,650 | 0 | 0 | ||
| Oclaro, Inc. | COM NEW | 67555N206 | 9,142 | 4,617,000 | SH | DFND | 4,617,000 | 0 | 0 | ||
| Oclaro, Inc. | COM NEW | 67555N206 | 10,848 | 5,478,931 | SH | OTR | 5,398,946 | 0 | 79,985 | ||
| Omnicell Inc. | COM | 68213N109 | 351 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| Omnicell Inc. | COM | 68213N109 | 5,029 | 143,268 | SH | OTR | 126,473 | 0 | 16,795 | ||
| Pernix Therapeutics Holdings, Inc. | COM | 71426V108 | 1,326 | 124,000 | SH | DFND | 124,000 | 0 | 0 | ||
| Pernix Therapeutics Holdings, Inc. | COM | 71426V108 | 6,377 | 596,553 | SH | OTR | 557,028 | 0 | 39,525 | ||
| PMC-Sierra Inc. | COM | 69344F106 | 186 | 20,000 | SH | OTR | 20,000 | 0 | 0 | ||
| PowerShares QQQ Trust | Unit Ser 1 | 73935A104 | 285 | 2,700 | SH | OTR | 2,700 | 0 | 0 | ||
| The Procter & Gamble Company | COM | 742718109 | 903 | 11,022 | SH | OTR | 9,742 | 0 | 1,280 | ||
| Qorvo | COM | 74736K101 | 1,943 | 24,378 | SH | OTR | 19,912 | 0 | 4,466 | ||
| QUALCOMM Inc. | COM | 747525103 | 870 | 12,550 | SH | OTR | 11,145 | 0 | 1,405 | ||
| RTI Surgical Inc. | COM | 74975N105 | 1,418 | 287,000 | SH | DFND | 287,000 | 0 | 0 | ||
| RTI Surgical Inc. | COM | 74975N105 | 5,651 | 1,143,886 | SH | OTR | 1,045,521 | 0 | 98,365 | ||
| Ruckus Wireless Inc. | COM | 781220108 | 322 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
| Ruckus Wireless Inc. | COM | 781220108 | 3,791 | 294,528 | SH | OTR | 249,833 | 0 | 44,695 | ||
| Skyworks Solutions, Inc. | COM | 83088M102 | 4,576 | 46,554 | SH | OTR | 40,449 | 0 | 6,105 | ||
| Southern Company | COM | 842587107 | 872 | 19,700 | SH | OTR | 17,215 | 0 | 2,485 | ||
| Southwest Airlines Co | COM | 844741108 | 1,378 | 31,105 | SH | OTR | 27,665 | 0 | 3,440 | ||
| SPDR Trust Ser 1 | TR UNIT | 78462F103 | 908 | 4,400 | SH | OTR | 4,400 | 0 | 0 | ||
| Streamline Health Solutions Inc. | COM | 86323X106 | 1,023 | 288,117 | SH | OTR | 242,578 | 0 | 45,539 | ||
| SunOpta, Inc. | COM | 8676EP108 | 319 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
| SunOpta, Inc. | COM | 8676EP108 | 6,099 | 574,334 | SH | OTR | 547,139 | 0 | 27,195 | ||
| Sunshine Heart, Inc | COM | 86782U106 | 63 | 14,950 | SH | OTR | 14,950 | 0 | 0 | ||
| Superconductor Technologies, Inc. | COM PAR $0.001 | 867931404 | 2,251 | 1,596,290 | SH | DFND | 1,596,290 | 0 | 0 | ||
| Superconductor Technologies, Inc. | COM PAR $0.001 | 867931404 | 980 | 694,954 | SH | OTR | 694,954 | 0 | 0 | ||
| Supernus Pharmaceuticals, Inc. | COM | 868459108 | 1,209 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| Supernus Pharmaceuticals, Inc. | COM | 868459108 | 6,209 | 513,590 | SH | OTR | 483,095 | 0 | 30,495 | ||
| T. Rowe Price | COM | 74144T108 | 910 | 11,240 | SH | OTR | 9,970 | 0 | 1,270 | ||
| V F Corporation | COM | 918204108 | 1,163 | 15,445 | SH | OTR | 13,615 | 0 | 1,830 | ||
| Vanguard Short-Term Corporate | SHRT TRM CORP BD | 92206C409 | 321 | 4,000 | SH | OTR | 4,000 | 0 | 0 | ||
| Vanguard Total Stock | TOTAL STK MKT | 922908769 | 386 | 3,600 | SH | OTR | 3,600 | 0 | 0 | ||
| Veracyte Inc. | COM | 92337F107 | 268 | 36,795 | SH | OTR | 36,795 | 0 | 0 | ||
| Verizon Communications Inc. | COM | 92343V104 | 882 | 18,131 | SH | OTR | 16,206 | 0 | 1,925 | ||
| Vitesse Semiconductor Corporation | COM NEW | 928497304 | 10,654 | 2,006,487 | SH | DFND | 2,006,487 | 0 | 0 | ||
| Vitesse Semiconductor Corporation | COM NEW | 928497304 | 19,988 | 3,764,245 | SH | OTR | 3,651,285 | 0 | 112,960 | ||
| Wells Fargo & Co. | COM | 949746101 | 1,102 | 20,249 | SH | OTR | 18,099 | 0 | 2,150 | ||