Chief Financial Officer and Chief Compliance Officer

0000892712-15-000585.txt : 20150515 0000892712-15-000585.hdr.sgml : 20150515 20150515160337 ACCESSION NUMBER: 0000892712-15-000585 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 EFFECTIVENESS DATE: 20150515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOPP INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0000884306 IRS NUMBER: 411663810 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03099 FILM NUMBER: 15869133 BUSINESS ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 BUSINESS PHONE: 9528410400 MAIL ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000884306 XXXXXXXX 03-31-2015 03-31-2015 KOPP INVESTMENT ADVISORS LLC

8400 NORMANDALE LAKE BOULEVARD SUITE 1450 BLOOMINGTON MN 55437

13F HOLDINGS REPORT 028-03099 N John P. Flakne Chief Financial Officer and Chief Compliance Officer 952 841-0400 /s/ John P. Flakne Bloomington MN 05-15-2015 0 88 225963 false INFORMATION TABLE 2 aci_13f.xml FORM 13F TABLE 3M Company COM 88579Y101 1181 7161 SH OTR 6366 0 795 Aerie Pharmaceuticals, Inc. COM 00771V108 259 8260 SH OTR 8260 0 0 Aflac Incorporated COM 001055102 889 13889 SH OTR 12369 0 1520 Akorn, Inc. COM 009728106 4412 92858 SH OTR 78423 0 14435 Alcatel Lucent Spons ADR SPONSORED ADR 013904305 3048 817154 SH OTR 696079 0 121075 American Express Company COM 025816109 861 11021 SH OTR 9711 0 1310 Angiodynamics, Inc. COM 03475V101 2517 141463 SH OTR 119306 0 22157 Apple Inc. COM 037833100 209 1680 SH OTR 1680 0 0 Array Biopharma Inc. COM 04269X105 2809 381197 SH OTR 322702 0 58495 AtriCure Inc. COM 04963C209 4143 202220 SH OTR 171805 0 30415 Bio-Techne Corp. COM 09073M104 201 2000 SH OTR 2000 0 0 Celldex Therapeutics Inc. COM 15117B103 231 8287 SH OTR 8287 0 0 Cempra, Inc COM 15130J109 415 12085 SH OTR 12085 0 0 CommVault Systems Inc. COM 204166102 601 13751 SH OTR 11231 0 2520 Constant Contact, Inc. COM 210313102 2146 56173 SH OTR 48408 0 7765 Datalink Corp. COM 237934104 562 46649 SH OTR 40169 0 6480 Deere & Co COM 244199105 910 10383 SH OTR 9223 0 1160 Eagle Pharmaceuticals, Inc. COM 269796108 500 11925 SH OTR 11925 0 0 Eastman Chemical Co. COM 277432100 729 10531 SH OTR 9226 0 1305 Emcore Corp. COM NEW 290846203 8806 1618700 SH DFND 1618700 0 0 Emcore Corp. COM NEW 290846203 7841 1441323 SH OTR 1441323 0 0 Enzo Biochem, Inc COM 294100102 310 105000 SH DFND 105000 0 0 Enzo Biochem, Inc COM 294100102 1612 546415 SH OTR 526845 0 19570 EOG Resources COM 26875P101 967 10550 SH OTR 9405 0 1145 Everyday Health, Inc. COM 300415106 225 17460 SH OTR 17460 0 0 Extreme Networks, Inc. COM 30226D106 158 50000 SH DFND 50000 0 0 Extreme Networks, inc. COM 30226D106 1681 532027 SH OTR 455687 0 76340 Exxon Mobil Corporation COM 30231G102 712 8380 SH OTR 7379 0 1001 Finisar Corp. COM NEW 31787A507 8685 407000 SH DFND 407000 0 0 Finisar Corp. COM NEW 31787A507 12161 569873 SH OTR 543125 0 26748 Flamel Technologies SA Spons A SPONSORED ADR 338488109 317 17629 SH OTR 17629 0 0 Fluidigm Corp. COM 34385P108 2195 52146 SH OTR 44081 0 8065 Gigamon Inc. COM 37518B102 1603 75480 SH OTR 61535 0 13945 Hormel Foods Corporation COM 440452100 997 17535 SH OTR 15495 0 2040 IGI Laboratories, Inc. COM 449575109 3574 438000 SH DFND 438000 0 0 IGI Laboratories, Inc. COM 449575109 8835 1082775 SH OTR 1011950 0 70825 Insulet Corp. COM 45784P101 167 5000 SH DFND 5000 0 0 Insulet Corp. COM 45784P101 2881 86390 SH OTR 73330 0 13060 Integrated Device Technology Inc. COM 458118106 3825 191070 SH OTR 160765 0 30305 Intersect ENT Inc. COM 46071F103 2129 82437 SH OTR 70371 0 12066 IntraLinks Holdings Inc. COM 46118H104 1572 151995 SH OTR 123775 0 28220 Johnson & Johnson COM 478160104 889 8838 SH OTR 7863 0 975 Kofax Ltd COM USD G5307C105 3187 291013 SH OTR 244937 0 46076 Ligand Pharmaceuticals Inc COM NEW 53220K504 1889 24501 SH OTR 21111 0 3390 Marriott Intl. Inc. CL A 571903202 1256 15640 SH OTR 13788 0 1852 MaxLinear, Inc. CL A 57776J100 575 70719 SH OTR 57784 0 12935 National Oilwell Varco Inc. COM 637071101 647 12945 SH OTR 11195 0 1750 NeoGenomics Inc COM NEW 64049M209 1121 240000 SH DFND 240000 0 0 NeoGenomics Inc COM NEW 64049M209 7010 1501063 SH OTR 1372718 0 128345 Nordstrom Inc. COM 655664100 979 12190 SH OTR 10765 0 1425 Novadaq Technologies Inc. COM 66987G102 191 11732 SH OTR 11732 0 0 NxStage Medical, Inc COM 67072V103 340 19650 SH OTR 19650 0 0 Oclaro, Inc. COM NEW 67555N206 9142 4617000 SH DFND 4617000 0 0 Oclaro, Inc. COM NEW 67555N206 10848 5478931 SH OTR 5398946 0 79985 Omnicell Inc. COM 68213N109 351 10000 SH DFND 10000 0 0 Omnicell Inc. COM 68213N109 5029 143268 SH OTR 126473 0 16795 Pernix Therapeutics Holdings, Inc. COM 71426V108 1326 124000 SH DFND 124000 0 0 Pernix Therapeutics Holdings, Inc. COM 71426V108 6377 596553 SH OTR 557028 0 39525 PMC-Sierra Inc. COM 69344F106 186 20000 SH OTR 20000 0 0 PowerShares QQQ Trust Unit Ser 1 73935A104 285 2700 SH OTR 2700 0 0 The Procter & Gamble Company COM 742718109 903 11022 SH OTR 9742 0 1280 Qorvo COM 74736K101 1943 24378 SH OTR 19912 0 4466 QUALCOMM Inc. COM 747525103 870 12550 SH OTR 11145 0 1405 RTI Surgical Inc. COM 74975N105 1418 287000 SH DFND 287000 0 0 RTI Surgical Inc. COM 74975N105 5651 1143886 SH OTR 1045521 0 98365 Ruckus Wireless Inc. COM 781220108 322 25000 SH DFND 25000 0 0 Ruckus Wireless Inc. COM 781220108 3791 294528 SH OTR 249833 0 44695 Skyworks Solutions, Inc. COM 83088M102 4576 46554 SH OTR 40449 0 6105 Southern Company COM 842587107 872 19700 SH OTR 17215 0 2485 Southwest Airlines Co COM 844741108 1378 31105 SH OTR 27665 0 3440 SPDR Trust Ser 1 TR UNIT 78462F103 908 4400 SH OTR 4400 0 0 Streamline Health Solutions Inc. COM 86323X106 1023 288117 SH OTR 242578 0 45539 SunOpta, Inc. COM 8676EP108 319 30000 SH DFND 30000 0 0 SunOpta, Inc. COM 8676EP108 6099 574334 SH OTR 547139 0 27195 Sunshine Heart, Inc COM 86782U106 63 14950 SH OTR 14950 0 0 Superconductor Technologies, Inc. COM PAR $0.001 867931404 2251 1596290 SH DFND 1596290 0 0 Superconductor Technologies, Inc. COM PAR $0.001 867931404 980 694954 SH OTR 694954 0 0 Supernus Pharmaceuticals, Inc. COM 868459108 1209 100000 SH DFND 100000 0 0 Supernus Pharmaceuticals, Inc. COM 868459108 6209 513590 SH OTR 483095 0 30495 T. Rowe Price COM 74144T108 910 11240 SH OTR 9970 0 1270 V F Corporation COM 918204108 1163 15445 SH OTR 13615 0 1830 Vanguard Short-Term Corporate SHRT TRM CORP BD 92206C409 321 4000 SH OTR 4000 0 0 Vanguard Total Stock TOTAL STK MKT 922908769 386 3600 SH OTR 3600 0 0 Veracyte Inc. COM 92337F107 268 36795 SH OTR 36795 0 0 Verizon Communications Inc. COM 92343V104 882 18131 SH OTR 16206 0 1925 Vitesse Semiconductor Corporation COM NEW 928497304 10654 2006487 SH DFND 2006487 0 0 Vitesse Semiconductor Corporation COM NEW 928497304 19988 3764245 SH OTR 3651285 0 112960 Wells Fargo & Co. COM 949746101 1102 20249 SH OTR 18099 0 2150