The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3M Company | COM | 88579Y101 | 1,193 | 7,262 | SH | OTR | 6,467 | 0 | 795 | ||
| Aerie Pharmaceuticals, Inc. | COM | 00771V108 | 201 | 6,900 | SH | OTR | 6,900 | 0 | 0 | ||
| Aflac Incorporated | COM | 001055102 | 838 | 13,711 | SH | OTR | 12,191 | 0 | 1,520 | ||
| Akorn, Inc. | COM | 009728106 | 4,801 | 132,614 | SH | OTR | 111,844 | 0 | 20,770 | ||
| Alcatel Lucent Spons ADR | SPONSORED ADR | 013904305 | 2,934 | 826,374 | SH | OTR | 705,299 | 0 | 121,075 | ||
| Alkermes PLC | SHS | G01767105 | 240 | 4,099 | SH | OTR | 4,099 | 0 | 0 | ||
| Alphatec Holdings Inc. | COM | 02081G102 | 141 | 99,695 | SH | OTR | 99,695 | 0 | 0 | ||
| American Express Company | COM | 025816109 | 1,029 | 11,057 | SH | OTR | 9,747 | 0 | 1,310 | ||
| Angiodynamics, Inc. | COM | 03475V101 | 2,727 | 143,468 | SH | OTR | 121,311 | 0 | 22,157 | ||
| Array Biopharma Inc. | COM | 04269X105 | 2,838 | 600,057 | SH | OTR | 508,302 | 0 | 91,755 | ||
| AtriCure Inc. | COM | 04963C209 | 4,000 | 200,390 | SH | OTR | 169,975 | 0 | 30,415 | ||
| AutoZone Inc. | COM | 053332102 | 1,108 | 1,790 | SH | OTR | 1,585 | 0 | 205 | ||
| Cempra, Inc. | COM | 15130J109 | 266 | 11,330 | SH | OTR | 11,330 | 0 | 0 | ||
| CommVault Systems Inc. | COM | 204166102 | 689 | 13,320 | SH | OTR | 10,800 | 0 | 2,520 | ||
| Constant Contact, Inc. | COM | 210313102 | 2,067 | 56,328 | SH | OTR | 48,563 | 0 | 7,765 | ||
| Datalink Corp. | COM | 237934104 | 877 | 67,977 | SH | OTR | 56,622 | 0 | 11,355 | ||
| Deere & Co. | COM | 244199105 | 922 | 10,421 | SH | OTR | 9,261 | 0 | 1,160 | ||
| Eastman Chemical Co. | COM | 277432100 | 797 | 10,506 | SH | OTR | 9,201 | 0 | 1,305 | ||
| Emcore Corp. | COM NEW | 290846203 | 8,345 | 1,574,500 | SH | DFND | 1,574,500 | 0 | 0 | ||
| Emcore Corp. | COM NEW | 290846203 | 7,956 | 1,501,108 | SH | OTR | 1,501,108 | 0 | 0 | ||
| Enzo Biochem, Inc | COM | 294100102 | 466 | 105,000 | SH | DFND | 105,000 | 0 | 0 | ||
| Enzo Biochem, Inc | COM | 294100102 | 2,417 | 544,400 | SH | OTR | 524,830 | 0 | 19,570 | ||
| EOG Resources | COM | 26875P101 | 975 | 10,590 | SH | OTR | 9,445 | 0 | 1,145 | ||
| Extreme Networks, Inc. | COM | 30226D106 | 177 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
| Extreme Networks, Inc. | COM | 30226D106 | 1,765 | 500,027 | SH | OTR | 423,797 | 0 | 76,230 | ||
| Exxon Mobil Corporation | COM | 30231G102 | 778 | 8,418 | SH | OTR | 7,417 | 0 | 1,001 | ||
| Finisar Corp. | COM NEW | 31787A507 | 7,900 | 407,000 | SH | DFND | 407,000 | 0 | 0 | ||
| Finisar Corp. | COM NEW | 31787A507 | 11,176 | 575,789 | SH | OTR | 549,041 | 0 | 26,748 | ||
| Flamel Technologies SA Spons A | SPONSORED ADR | 338488109 | 273 | 15,944 | SH | OTR | 15,944 | 0 | 0 | ||
| Fluidigm Corp. | COM | 34385P108 | 1,667 | 49,421 | SH | OTR | 41,356 | 0 | 8,065 | ||
| Gigamon Inc. | COM | 37518B102 | 1,327 | 74,845 | SH | OTR | 61,250 | 0 | 13,595 | ||
| IGI Laboratories, Inc. | COM | 449575109 | 2,974 | 338,000 | SH | DFND | 338,000 | 0 | 0 | ||
| IGI Laboratories, Inc. | COM | 449575109 | 8,348 | 948,665 | SH | OTR | 891,570 | 0 | 57,095 | ||
| Insulet Corp. | COM | 45784P101 | 230 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
| Insulet Corp. | COM | 45784P101 | 2,122 | 46,065 | SH | OTR | 39,185 | 0 | 6,880 | ||
| Integrated Device Technology Inc. | COM | 458118106 | 3,755 | 191,600 | SH | OTR | 161,295 | 0 | 30,305 | ||
| Intel Corp. | COM | 458140100 | 229 | 6,314 | SH | OTR | 6,314 | 0 | 0 | ||
| IntraLinks Holdings Inc. | COM | 46118H104 | 1,798 | 151,085 | SH | OTR | 122,865 | 0 | 28,220 | ||
| iShares Russell 2000 Growth | RUS 2000 GRW ETF | 464287648 | 537 | 3,775 | SH | OTR | 3,775 | 0 | 0 | ||
| Johnson & Johnson | COM | 478160104 | 934 | 8,930 | SH | OTR | 7,955 | 0 | 975 | ||
| Kofax Ltd. | COM USD | G5307C105 | 2,120 | 301,548 | SH | OTR | 252,492 | 0 | 49,056 | ||
| Ligand Pharmaceuticals Inc. | COM NEW | 53220K504 | 1,263 | 23,731 | SH | OTR | 20,341 | 0 | 3,390 | ||
| Marriott Intl. Inc. | CL A | 571903202 | 1,280 | 16,403 | SH | OTR | 14,551 | 0 | 1,852 | ||
| MaxLinear, Inc. | CL A | 57776J100 | 490 | 66,144 | SH | OTR | 53,209 | 0 | 12,935 | ||
| Merus Labs International Inc. | COM | 59047R101 | 94 | 56,820 | SH | OTR | 56,820 | 0 | 0 | ||
| National Oilwell Varco Inc. | COM | 637071101 | 678 | 10,345 | SH | OTR | 9,215 | 0 | 1,130 | ||
| NeoGenomics Inc. | COM NEW | 64049M209 | 1,001 | 240,000 | SH | DFND | 240,000 | 0 | 0 | ||
| NeoGenomics Inc. | COM NEW | 64049M209 | 5,641 | 1,352,832 | SH | OTR | 1,262,577 | 0 | 90,255 | ||
| Novadaq Technologies Inc. | COM | 66987G102 | 187 | 11,242 | SH | OTR | 11,242 | 0 | 0 | ||
| NxStage Medical, Inc | COM | 67072V103 | 334 | 18,625 | SH | OTR | 18,625 | 0 | 0 | ||
| Oclaro, Inc. | COM NEW | 67555N206 | 8,218 | 4,617,000 | SH | DFND | 4,617,000 | 0 | 0 | ||
| Oclaro, Inc. | COM NEW | 67555N206 | 10,322 | 5,798,966 | SH | OTR | 5,718,981 | 0 | 79,985 | ||
| Omnicell Inc. | COM | 68213N109 | 331 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| Omnicell Inc. | COM | 68213N109 | 4,753 | 143,523 | SH | OTR | 126,728 | 0 | 16,795 | ||
| Pepsico Inc. | COM | 713448108 | 1,010 | 10,685 | SH | OTR | 9,505 | 0 | 1,180 | ||
| Pernix Therapeutics Holdings, Inc. | COM | 71426V108 | 1,164 | 124,000 | SH | DFND | 124,000 | 0 | 0 | ||
| Pernix Therapeutics Holdings, Inc. | COM | 71426V108 | 5,955 | 634,233 | SH | OTR | 588,668 | 0 | 45,565 | ||
| PMC-Sierra Inc. | COM | 69344F106 | 183 | 20,000 | SH | OTR | 20,000 | 0 | 0 | ||
| PowerShares QQQ Trust | UNIT SER 1 | 73935A104 | 279 | 2,700 | SH | OTR | 2,700 | 0 | 0 | ||
| The Procter & Gamble Company | COM | 742718109 | 1,007 | 11,059 | SH | OTR | 9,779 | 0 | 1,280 | ||
| QUALCOMM Inc. | COM | 747525103 | 894 | 12,022 | SH | OTR | 10,617 | 0 | 1,405 | ||
| RTI Surgical Inc. | COM | 74975N105 | 1,492 | 287,000 | SH | DFND | 287,000 | 0 | 0 | ||
| RTI Surgical Inc. | COM | 74975N105 | 6,955 | 1,337,523 | SH | OTR | 1,219,678 | 0 | 117,845 | ||
| Ruckus Wireless Inc. | COM | 781220108 | 301 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
| Ruckus Wireless Inc. | COM | 781220108 | 2,995 | 249,153 | SH | OTR | 210,678 | 0 | 38,475 | ||
| Skyworks Solutions, Inc. | COM | 83088M102 | 3,558 | 48,934 | SH | OTR | 42,629 | 0 | 6,305 | ||
| Southern Company | COM | 842587107 | 971 | 19,769 | SH | OTR | 17,284 | 0 | 2,485 | ||
| Southwest Airlines Co. | COM | 844741108 | 1,496 | 35,340 | SH | OTR | 31,740 | 0 | 3,600 | ||
| SPDR Trust Ser 1 | TR UNIT | 78462F103 | 945 | 4,600 | SH | OTR | 4,600 | 0 | 0 | ||
| Streamline Health Solutions Inc. | COM | 86323X106 | 1,167 | 269,527 | SH | OTR | 223,988 | 0 | 45,539 | ||
| SunOpta, Inc. | COM | 8676EP108 | 356 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
| SunOpta, Inc. | COM | 8676EP108 | 6,129 | 517,221 | SH | OTR | 495,776 | 0 | 21,445 | ||
| Sunshine Heart, Inc | COM | 86782U106 | 62 | 14,610 | SH | OTR | 14,610 | 0 | 0 | ||
| Superconductor Technologies, Inc. | COM PAR $0.001 | 867931404 | 4,422 | 1,596,290 | SH | DFND | 1,596,290 | 0 | 0 | ||
| Superconductor Technologies, Inc. | COM PAR $0.001 | 867931404 | 2,898 | 1,046,324 | SH | OTR | 1,046,108 | 0 | 216 | ||
| Supernus Pharmaceuticals, Inc. | COM | 868459108 | 830 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| Supernus Pharmaceuticals, Inc. | COM | 868459108 | 4,194 | 505,245 | SH | OTR | 474,750 | 0 | 30,495 | ||
| T. Rowe Price | COM | 74144T108 | 926 | 10,780 | SH | OTR | 9,510 | 0 | 1,270 | ||
| Triquint Semiconductor Inc. | COM | 89674K103 | 1,642 | 59,607 | SH | OTR | 48,928 | 0 | 10,679 | ||
| V F Corporation | COM | 918204108 | 1,176 | 15,695 | SH | OTR | 13,865 | 0 | 1,830 | ||
| Vanguard Short-Term Corporate | SHRT TRM CORP BD | 92206C409 | 279 | 3,500 | SH | OTR | 3,500 | 0 | 0 | ||
| Vanguard Total Stock | TOTAL STK MKT | 922908769 | 413 | 3,900 | SH | OTR | 3,900 | 0 | 0 | ||
| Veracyte Inc. | COM | 92337F107 | 166 | 17,210 | SH | OTR | 17,210 | 0 | 0 | ||
| Verizon Communications Inc. | COM | 92343V104 | 847 | 18,103 | SH | OTR | 16,178 | 0 | 1,925 | ||
| Vitesse Semiconductor Corporation | COM NEW | 928497304 | 7,396 | 1,956,487 | SH | DFND | 1,956,487 | 0 | 0 | ||
| Vitesse Semiconductor Corporation | COM NEW | 928497304 | 14,277 | 3,776,962 | SH | OTR | 3,659,132 | 0 | 117,830 | ||
| Wells Fargo & Co. | COM | 949746101 | 1,117 | 20,380 | SH | OTR | 18,230 | 0 | 2,150 | ||