Chief Financial Officer and Chief Compliance Officer

0000892712-15-000225.txt : 20150213 0000892712-15-000225.hdr.sgml : 20150213 20150213093731 ACCESSION NUMBER: 0000892712-15-000225 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 EFFECTIVENESS DATE: 20150213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOPP INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0000884306 IRS NUMBER: 411663810 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03099 FILM NUMBER: 15609412 BUSINESS ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 BUSINESS PHONE: 9528410400 MAIL ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000884306 XXXXXXXX 12-31-2014 12-31-2014 KOPP INVESTMENT ADVISORS LLC

8400 NORMANDALE LAKE BOULEVARD SUITE 1450 BLOOMINGTON MN 55437

13F HOLDINGS REPORT 028-03099 N John P. Flakne Chief Financial Officer and Chief Compliance Officer 952-841-0400 /s/ John P. Flakne Bloomington MN 02-12-2015 0 87 208031 false INFORMATION TABLE 2 aci_13f.xml 3M Company COM 88579Y101 1193 7262 SH OTR 6467 0 795 Aerie Pharmaceuticals, Inc. COM 00771V108 201 6900 SH OTR 6900 0 0 Aflac Incorporated COM 001055102 838 13711 SH OTR 12191 0 1520 Akorn, Inc. COM 009728106 4801 132614 SH OTR 111844 0 20770 Alcatel Lucent Spons ADR SPONSORED ADR 013904305 2934 826374 SH OTR 705299 0 121075 Alkermes PLC SHS G01767105 240 4099 SH OTR 4099 0 0 Alphatec Holdings Inc. COM 02081G102 141 99695 SH OTR 99695 0 0 American Express Company COM 025816109 1029 11057 SH OTR 9747 0 1310 Angiodynamics, Inc. COM 03475V101 2727 143468 SH OTR 121311 0 22157 Array Biopharma Inc. COM 04269X105 2838 600057 SH OTR 508302 0 91755 AtriCure Inc. COM 04963C209 4000 200390 SH OTR 169975 0 30415 AutoZone Inc. COM 053332102 1108 1790 SH OTR 1585 0 205 Cempra, Inc. COM 15130J109 266 11330 SH OTR 11330 0 0 CommVault Systems Inc. COM 204166102 689 13320 SH OTR 10800 0 2520 Constant Contact, Inc. COM 210313102 2067 56328 SH OTR 48563 0 7765 Datalink Corp. COM 237934104 877 67977 SH OTR 56622 0 11355 Deere & Co. COM 244199105 922 10421 SH OTR 9261 0 1160 Eastman Chemical Co. COM 277432100 797 10506 SH OTR 9201 0 1305 Emcore Corp. COM NEW 290846203 8345 1574500 SH DFND 1574500 0 0 Emcore Corp. COM NEW 290846203 7956 1501108 SH OTR 1501108 0 0 Enzo Biochem, Inc COM 294100102 466 105000 SH DFND 105000 0 0 Enzo Biochem, Inc COM 294100102 2417 544400 SH OTR 524830 0 19570 EOG Resources COM 26875P101 975 10590 SH OTR 9445 0 1145 Extreme Networks, Inc. COM 30226D106 177 50000 SH DFND 50000 0 0 Extreme Networks, Inc. COM 30226D106 1765 500027 SH OTR 423797 0 76230 Exxon Mobil Corporation COM 30231G102 778 8418 SH OTR 7417 0 1001 Finisar Corp. COM NEW 31787A507 7900 407000 SH DFND 407000 0 0 Finisar Corp. COM NEW 31787A507 11176 575789 SH OTR 549041 0 26748 Flamel Technologies SA Spons A SPONSORED ADR 338488109 273 15944 SH OTR 15944 0 0 Fluidigm Corp. COM 34385P108 1667 49421 SH OTR 41356 0 8065 Gigamon Inc. COM 37518B102 1327 74845 SH OTR 61250 0 13595 IGI Laboratories, Inc. COM 449575109 2974 338000 SH DFND 338000 0 0 IGI Laboratories, Inc. COM 449575109 8348 948665 SH OTR 891570 0 57095 Insulet Corp. COM 45784P101 230 5000 SH DFND 5000 0 0 Insulet Corp. COM 45784P101 2122 46065 SH OTR 39185 0 6880 Integrated Device Technology Inc. COM 458118106 3755 191600 SH OTR 161295 0 30305 Intel Corp. COM 458140100 229 6314 SH OTR 6314 0 0 IntraLinks Holdings Inc. COM 46118H104 1798 151085 SH OTR 122865 0 28220 iShares Russell 2000 Growth RUS 2000 GRW ETF 464287648 537 3775 SH OTR 3775 0 0 Johnson & Johnson COM 478160104 934 8930 SH OTR 7955 0 975 Kofax Ltd. COM USD G5307C105 2120 301548 SH OTR 252492 0 49056 Ligand Pharmaceuticals Inc. COM NEW 53220K504 1263 23731 SH OTR 20341 0 3390 Marriott Intl. Inc. CL A 571903202 1280 16403 SH OTR 14551 0 1852 MaxLinear, Inc. CL A 57776J100 490 66144 SH OTR 53209 0 12935 Merus Labs International Inc. COM 59047R101 94 56820 SH OTR 56820 0 0 National Oilwell Varco Inc. COM 637071101 678 10345 SH OTR 9215 0 1130 NeoGenomics Inc. COM NEW 64049M209 1001 240000 SH DFND 240000 0 0 NeoGenomics Inc. COM NEW 64049M209 5641 1352832 SH OTR 1262577 0 90255 Novadaq Technologies Inc. COM 66987G102 187 11242 SH OTR 11242 0 0 NxStage Medical, Inc COM 67072V103 334 18625 SH OTR 18625 0 0 Oclaro, Inc. COM NEW 67555N206 8218 4617000 SH DFND 4617000 0 0 Oclaro, Inc. COM NEW 67555N206 10322 5798966 SH OTR 5718981 0 79985 Omnicell Inc. COM 68213N109 331 10000 SH DFND 10000 0 0 Omnicell Inc. COM 68213N109 4753 143523 SH OTR 126728 0 16795 Pepsico Inc. COM 713448108 1010 10685 SH OTR 9505 0 1180 Pernix Therapeutics Holdings, Inc. COM 71426V108 1164 124000 SH DFND 124000 0 0 Pernix Therapeutics Holdings, Inc. COM 71426V108 5955 634233 SH OTR 588668 0 45565 PMC-Sierra Inc. COM 69344F106 183 20000 SH OTR 20000 0 0 PowerShares QQQ Trust UNIT SER 1 73935A104 279 2700 SH OTR 2700 0 0 The Procter & Gamble Company COM 742718109 1007 11059 SH OTR 9779 0 1280 QUALCOMM Inc. COM 747525103 894 12022 SH OTR 10617 0 1405 RTI Surgical Inc. COM 74975N105 1492 287000 SH DFND 287000 0 0 RTI Surgical Inc. COM 74975N105 6955 1337523 SH OTR 1219678 0 117845 Ruckus Wireless Inc. COM 781220108 301 25000 SH DFND 25000 0 0 Ruckus Wireless Inc. COM 781220108 2995 249153 SH OTR 210678 0 38475 Skyworks Solutions, Inc. COM 83088M102 3558 48934 SH OTR 42629 0 6305 Southern Company COM 842587107 971 19769 SH OTR 17284 0 2485 Southwest Airlines Co. COM 844741108 1496 35340 SH OTR 31740 0 3600 SPDR Trust Ser 1 TR UNIT 78462F103 945 4600 SH OTR 4600 0 0 Streamline Health Solutions Inc. COM 86323X106 1167 269527 SH OTR 223988 0 45539 SunOpta, Inc. COM 8676EP108 356 30000 SH DFND 30000 0 0 SunOpta, Inc. COM 8676EP108 6129 517221 SH OTR 495776 0 21445 Sunshine Heart, Inc COM 86782U106 62 14610 SH OTR 14610 0 0 Superconductor Technologies, Inc. COM PAR $0.001 867931404 4422 1596290 SH DFND 1596290 0 0 Superconductor Technologies, Inc. COM PAR $0.001 867931404 2898 1046324 SH OTR 1046108 0 216 Supernus Pharmaceuticals, Inc. COM 868459108 830 100000 SH DFND 100000 0 0 Supernus Pharmaceuticals, Inc. COM 868459108 4194 505245 SH OTR 474750 0 30495 T. Rowe Price COM 74144T108 926 10780 SH OTR 9510 0 1270 Triquint Semiconductor Inc. COM 89674K103 1642 59607 SH OTR 48928 0 10679 V F Corporation COM 918204108 1176 15695 SH OTR 13865 0 1830 Vanguard Short-Term Corporate SHRT TRM CORP BD 92206C409 279 3500 SH OTR 3500 0 0 Vanguard Total Stock TOTAL STK MKT 922908769 413 3900 SH OTR 3900 0 0 Veracyte Inc. COM 92337F107 166 17210 SH OTR 17210 0 0 Verizon Communications Inc. COM 92343V104 847 18103 SH OTR 16178 0 1925 Vitesse Semiconductor Corporation COM NEW 928497304 7396 1956487 SH DFND 1956487 0 0 Vitesse Semiconductor Corporation COM NEW 928497304 14277 3776962 SH OTR 3659132 0 117830 Wells Fargo & Co. COM 949746101 1117 20380 SH OTR 18230 0 2150