Chief Financial Officer and Chief Compliance Officer

0000892712-14-000561.txt : 20140801 0000892712-14-000561.hdr.sgml : 20140801 20140801104517 ACCESSION NUMBER: 0000892712-14-000561 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140801 DATE AS OF CHANGE: 20140801 EFFECTIVENESS DATE: 20140801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOPP INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0000884306 IRS NUMBER: 411663810 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03099 FILM NUMBER: 141008619 BUSINESS ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 BUSINESS PHONE: 9528410400 MAIL ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000884306 XXXXXXXX 06-30-2014 06-30-2014 KOPP INVESTMENT ADVISORS LLC

8400 NORMANDALE LAKE BOULEVARD SUITE 1450 BLOOMINGTON MN 55437

13F HOLDINGS REPORT 028-03099 N John P. Flakne Chief Financial Officer and Chief Compliance Officer 952-841-0400 /s/ John P. Flakne Bloomington MN 07-31-2014 0 92 217636 false INFORMATION TABLE 2 aci_13f.xml FORM 13F TABLE 3M Company COM 88579Y101 1113 7772 SH OTR 6917 0 855 Aflac Incorporated COM 001055102 900 14466 SH OTR 12836 0 1630 Akorn, Inc. COM 009728106 499 15000 SH DFND 15000 0 0 Akorn, Inc. COM 009728106 9074 272913 SH OTR 251303 0 21610 Alcatel Lucent Spons ADR SPONSORED ADR 013904305 765 215000 SH DFND 215000 0 0 Alcatel Lucent Spons ADR SPONSORED ADR 013904305 4901 1376796 SH OTR 1249806 0 126990 Alkermes PLC SHS G01767105 250 4959 SH OTR 4959 0 0 Alphatec Holdings Inc. COM 02081G102 116 71060 SH OTR 71060 0 0 American Express Company COM 025816109 1129 11897 SH OTR 10442 0 1455 Angiodynamics, Inc. COM 03475V101 3065 187668 SH OTR 164416 0 23252 Array Biopharma Inc. COM 04269X105 2964 650000 SH DFND 650000 0 0 Array Biopharma Inc. COM 04269X105 6210 1361900 SH OTR 1266505 0 95395 AtriCure Inc. COM 04963C209 2946 160290 SH OTR 137265 0 23025 AutoZone Inc. COM 053332102 995 1855 SH OTR 1635 0 220 CommVault Systems Inc. COM 204166102 705 14340 SH OTR 12005 0 2335 Constant Contact, Inc. COM 210313102 1949 60701 SH OTR 52936 0 7765 Datalink Corp. COM 237934104 2420 242007 SH OTR 212544 0 29463 Deere & Co. COM 244199105 971 10718 SH OTR 9463 0 1255 Eastman Chemical Co. COM 277432100 947 10841 SH OTR 9446 0 1395 Emcore Corp. COM NEW 290846203 6410 1555750 SH DFND 1555750 0 0 Emcore Corp. COM NEW 290846203 6143 1491108 SH OTR 1491108 0 0 Enzo Biochem, Inc . COM 294100102 551 105000 SH DFND 105000 0 0 Enzo Biochem, Inc. COM 294100102 1928 367285 SH OTR 367285 0 0 EOG Resources COM 26875P101 1311 11220 SH OTR 9840 0 1380 Extreme Networks, Inc. COM 30226D106 222 50000 SH DFND 50000 0 0 Extreme Networks, Inc. COM 30226D106 2588 582822 SH OTR 503382 0 79440 Exxon Mobil Corporation COM 30231G102 897 8909 SH OTR 7836 0 1073 Finisar Corp. COM NEW 31787A507 8098 410000 SH DFND 410000 0 0 Finisar Corp. COM NEW 31787A507 11941 604591 SH OTR 576841 0 27750 Flamel Technologies SA Spons A SPONSORED ADR 338488109 166 11034 SH OTR 11034 0 0 Fluidigm Corp. COM 34385P108 1601 54451 SH OTR 46846 0 7605 Gigamon Inc. COM 37518B102 771 40270 SH OTR 33480 0 6790 IGI Laboratories, Inc. COM 449575109 664 125000 SH DFND 125000 0 0 IGI Laboratories, Inc. COM 449575109 1090 205190 SH OTR 202120 0 3070 Insulet Corp. COM 45784P101 198 5000 SH DFND 5000 0 0 Insulet Corp. COM 45784P101 2050 51680 SH OTR 44510 0 7170 Integrated Device Technology Inc. COM 458118106 3216 208000 SH OTR 176450 0 31550 Intel Corp. COM 458140100 204 6614 SH OTR 6614 0 0 International Business Machines Corp. COM 459200101 837 4620 SH OTR 4150 0 470 IntraLinks Holdings Inc. COM 46118H104 107 12000 SH DFND 12000 0 0 IntraLinks Holdings Inc. COM 46118H104 1466 164895 SH OTR 136675 0 28220 Johnson & Johnson COM 478160104 998 9539 SH OTR 8474 0 1065 Kofax Ltd. COM USD G5307C105 172 20000 SH DFND 20000 0 0 Kofax Ltd. COM USD G5307C105 3321 386163 SH OTR 333517 0 52646 Lemaitre Vascular Inc. COM 525558201 123 14848 SH OTR 14848 0 0 Ligand Pharmaceuticals Inc. COM NEW 53220K504 1174 18847 SH OTR 16482 0 2365 Marriott Intenational, Inc. CL A 571903202 1240 19343 SH OTR 16994 0 2349 Merus Labs International Inc. COM 59047R101 206 93485 SH OTR 93485 0 0 National Oilwell Varco Inc. COM 637071101 889 10795 SH OTR 9580 0 1215 NeoGenomics Inc. COM NEW 64049M209 166 50000 SH DFND 50000 0 0 NeoGenomics Inc. COM NEW 64049M209 1524 458917 SH OTR 433957 0 24960 NPS Pharmaceuticals Inc. COM 62936P103 217 6570 SH OTR 6570 0 0 NxStage Medical, Inc COM 67072V103 251 17490 SH OTR 17490 0 0 Oclaro, Inc. COM NEW 67555N206 9805 4457000 SH DFND 4457000 0 0 Oclaro, Inc. COM NEW 67555N206 12121 5509380 SH OTR 5427060 0 82320 Omnicell Inc. COM 68213N109 287 10000 SH DFND 10000 0 0 Omnicell Inc. COM 68213N109 4512 157153 SH OTR 139728 0 17425 Pepsico Inc. COM 713448108 1019 11403 SH OTR 10083 0 1320 Pernix Therapeutics Holdings, Inc. COM 71426V108 1114 124000 SH DFND 124000 0 0 Pernix Therapeutics Holdings, Inc. COM 71426V108 4587 510753 SH OTR 478183 0 32570 PMC-Sierra Inc. COM 69344F106 152 20000 SH OTR 20000 0 0 PowerShares QQQ Trust UNIT SER 1 73935A104 254 2700 SH OTR 2700 0 0 The Procter & Gamble Company COM 742718109 922 11729 SH OTR 10344 0 1385 RTI Surgical Inc. COM 74975N105 1248 287000 SH DFND 287000 0 0 RTI Surgical Inc. COM 74975N105 6968 1601917 SH OTR 1450067 0 151850 Ruckus Wireless Inc. COM 781220108 298 25000 SH DFND 25000 0 0 Ruckus Wireless Inc. COM 781220108 2190 183918 SH OTR 159853 0 24065 Skyworks Solutions, Inc. COM 83088M102 3486 74234 SH OTR 63844 0 10390 Southern Company COM 842587107 941 20726 SH OTR 18206 0 2520 Southwest Airlines Co. COM 844741108 1157 43066 SH OTR 37926 0 5140 SPDR Trust Ser 1 TR UNIT 78462F103 900 4600 SH OTR 4600 0 0 Staar Surgical Co. COM PAR $0.01 852312305 1008 60000 SH DFND 60000 0 0 Staar Surgical Co. COM PAR $0.01 852312305 3131 186377 SH OTR 172402 0 13975 Streamline Health Solutions Inc. COM 86323X106 1568 326707 SH OTR 276728 0 49979 SunOpta, Inc. COM 8676EP108 422 30000 SH DFND 30000 0 0 SunOpta, Inc. COM 8676EP108 9201 653457 SH OTR 614967 0 38490 Superconductor Technologies, Inc. COM PAR $0.001 867931404 4613 1596290 SH DFND 1596290 0 0 Superconductor Technologies, Inc. COM PAR $0.001 867931404 2946 1019226 SH OTR 1019010 0 216 Supernus Pharmaceuticals, Inc. COM 868459108 1752 160000 SH DFND 160000 0 0 Supernus Pharmaceuticals, Inc. COM 868459108 5524 504470 SH OTR 473975 0 30495 Synergetics USA, Inc. COM 87160G107 2255 727523 SH OTR 619913 0 107610 T. Rowe Price COM 74144T108 889 10535 SH OTR 9215 0 1320 TearLab Corp. COM 878193101 1708 350767 SH OTR 296657 0 54110 Triquint Semiconductor Inc. COM 89674K103 1715 108452 SH OTR 90118 0 18334 V F Corporation COM 918204108 1100 17460 SH OTR 15400 0 2060 Vanguard Short-Term Corporate SHRT TRM CORP BD 92206C409 281 3500 SH OTR 3500 0 0 Vanguard Total Stock TOTAL STK MKT 922908769 397 3900 SH OTR 3900 0 0 Verizon Communications Inc. COM 92343V104 913 18661 SH OTR 16686 0 1975 Vitesse Semiconductor Corporation COM NEW 928497304 6745 1955000 SH DFND 1955000 0 0 Vitesse Semiconductor Corporation COM NEW 928497304 12563 3641336 SH OTR 3518206 0 123130 Volcano Corporation COM 928645100 1116 63352 SH OTR 53784 0 9568 Wells Fargo & Co. COM 949746101 1169 22248 SH OTR 19743 0 2505