The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3M Company | COM | 88579Y101 | 1,117 | 7,966 | SH | OTR | 7,096 | 0 | 870 | ||
| Accelrys, Inc. | COM | 00430U103 | 184 | 19,310 | SH | OTR | 19,310 | 0 | 0 | ||
| Aflac Incorporated | COM | 001055102 | 981 | 14,681 | SH | OTR | 12,786 | 0 | 1,895 | ||
| Akorn, Inc. | COM | 009728106 | 616 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
| Akorn, Inc. | COM | 009728106 | 9,158 | 371,968 | SH | OTR | 339,208 | 0 | 32,760 | ||
| Alcatel Lucent Spons ADR | SPONSORED ADR | 013904305 | 3,586 | 815,000 | SH | DFND | 815,000 | 0 | 0 | ||
| Alcatel Lucent Spons ADR | SPONSORED ADR | 013904305 | 10,515 | 2,389,886 | SH | OTR | 2,186,656 | 0 | 203,230 | ||
| American Express Company | COM | 025816109 | 1,122 | 12,362 | SH | OTR | 10,682 | 0 | 1,680 | ||
| Angiodynamics, Inc. | COM | 03475V101 | 3,144 | 183,220 | SH | OTR | 161,287 | 0 | 21,933 | ||
| Array Biopharma Inc. | COM | 04269X105 | 3,657 | 730,000 | SH | DFND | 730,000 | 0 | 0 | ||
| Array Biopharma Inc. | COM | 04269X105 | 7,508 | 1,498,628 | SH | OTR | 1,388,568 | 0 | 110,060 | ||
| AtriCure Inc. | COM | 04963C209 | 3,480 | 186,280 | SH | OTR | 170,875 | 0 | 15,405 | ||
| AutoZone Inc. | COM | 053332102 | 908 | 1,900 | SH | OTR | 1,645 | 0 | 255 | ||
| BlackRock Inc. | COM | 09247X101 | 1,111 | 3,510 | SH | OTR | 3,035 | 0 | 475 | ||
| Constant Contact, Inc. | COM | 210313102 | 2,793 | 89,879 | SH | OTR | 77,874 | 0 | 12,005 | ||
| Cummins Inc. | COM | 231021106 | 997 | 7,075 | SH | OTR | 6,160 | 0 | 915 | ||
| Cytokinetics Inc. | COM NEW | 23282W605 | 176 | 27,001 | SH | OTR | 27,001 | 0 | 0 | ||
| Datalink Corp. | COM | 237934104 | 3,539 | 324,717 | SH | OTR | 286,434 | 0 | 38,283 | ||
| Eastman Chemical Co. | COM | 277432100 | 906 | 11,225 | SH | OTR | 9,600 | 0 | 1,625 | ||
| Emcore Corp. | COM NEW | 290846203 | 7,863 | 1,535,750 | SH | DFND | 1,535,750 | 0 | 0 | ||
| Emcore Corp. | COM NEW | 290846203 | 7,401 | 1,445,602 | SH | OTR | 1,440,466 | 0 | 5,136 | ||
| EOG Resources | COM | 26875P101 | 1,006 | 5,995 | SH | OTR | 5,190 | 0 | 805 | ||
| Extreme Networks, Inc. | COM | 30226D106 | 349 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
| Extreme Networks, Inc. | COM | 30226D106 | 4,161 | 596,090 | SH | OTR | 518,175 | 0 | 77,915 | ||
| Exxon Mobil Corporation | COM | 30231G102 | 909 | 8,983 | SH | OTR | 7,715 | 0 | 1,268 | ||
| Finisar Corp. | COM NEW | 31787A507 | 9,807 | 410,000 | SH | DFND | 410,000 | 0 | 0 | ||
| Finisar Corp. | COM NEW | 31787A507 | 14,966 | 625,682 | SH | OTR | 593,599 | 0 | 32,083 | ||
| Integrated Device Technology Inc. | COM | 458118106 | 2,299 | 225,880 | SH | OTR | 190,020 | 0 | 35,860 | ||
| International Business Machines Corp. | COM | 459200101 | 823 | 4,387 | SH | OTR | 3,842 | 0 | 545 | ||
| IntraLinks Holdings Inc. | COM | 46118H104 | 2,352 | 194,190 | SH | OTR | 163,555 | 0 | 30,635 | ||
| JDS Uniphase Corp. | COM PAR $0.001 | 46612J507 | 844 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
| JDS Uniphase Corp. | COM PAR $0.001 | 46612J507 | 2,566 | 197,608 | SH | OTR | 191,133 | 0 | 6,475 | ||
| Johnson & Johnson | COM | 478160104 | 893 | 9,748 | SH | OTR | 8,558 | 0 | 1,190 | ||
| Kofax Ltd. | COM USD | G5307C105 | 2,602 | 349,785 | SH | OTR | 293,870 | 0 | 55,915 | ||
| Lemaitre Vascular Inc. | COM | 525558201 | 107 | 13,415 | SH | OTR | 13,415 | 0 | 0 | ||
| Ligand Pharmaceuticals Inc. | COM NEW | 53220K504 | 211 | 4,004 | SH | OTR | 4,004 | 0 | 0 | ||
| Marriott International Inc. | CL A | 571903202 | 1,001 | 20,277 | SH | OTR | 17,541 | 0 | 2,736 | ||
| National Oilwell Varco Inc. | COM | 637071101 | 855 | 10,745 | SH | OTR | 9,370 | 0 | 1,375 | ||
| NeoGenomics Inc. | COM NEW | 64049M209 | 72 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
| NeoGenomics Inc. | COM NEW | 64049M209 | 478 | 132,057 | SH | OTR | 132,057 | 0 | 0 | ||
| NxStage Medical, Inc | COM | 67072V103 | 110 | 11,020 | SH | OTR | 11,020 | 0 | 0 | ||
| Oclaro, Inc. | COM NEW | 67555N206 | 11,098 | 4,457,000 | SH | DFND | 4,457,000 | 0 | 0 | ||
| Oclaro, Inc. | COM NEW | 67555N206 | 13,243 | 5,318,282 | SH | OTR | 5,230,207 | 0 | 88,075 | ||
| Omnicell Inc. | COM | 68213N109 | 932 | 36,500 | SH | DFND | 36,500 | 0 | 0 | ||
| Omnicell Inc. | COM | 68213N109 | 5,795 | 226,988 | SH | OTR | 207,278 | 0 | 19,710 | ||
| Oplink Communications, Inc. | COM NEW | 68375Q403 | 186 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| Oplink Communications, Inc. | COM NEW | 68375Q403 | 719 | 38,635 | SH | OTR | 35,920 | 0 | 2,715 | ||
| Pepsico Inc. | COM | 713448108 | 794 | 9,576 | SH | OTR | 8,331 | 0 | 1,245 | ||
| PMC-Sierra Inc. | COM | 69344F106 | 129 | 20,000 | SH | OTR | 20,000 | 0 | 0 | ||
| PowerShares QQQ Trust | UNIT SER 1 | 73935A104 | 237 | 2,700 | SH | OTR | 2,700 | 0 | 0 | ||
| The Procter & Gamble Company | COM | 742718109 | 765 | 9,396 | SH | OTR | 8,366 | 0 | 1,030 | ||
| Quidel Corp. | COM | 74838J101 | 2,306 | 74,650 | SH | OTR | 64,195 | 0 | 10,455 | ||
| Regeneron Pharmaceuticals, Inc. | COM | 75886F107 | 1,265 | 4,597 | SH | OTR | 3,874 | 0 | 723 | ||
| RTI Surgical Inc. | COM | 74975N105 | 1,243 | 351,068 | SH | DFND | 351,068 | 0 | 0 | ||
| RTI Surgical Inc. | COM | 74975N105 | 6,423 | 1,814,460 | SH | OTR | 1,640,540 | 0 | 173,920 | ||
| Ruckus Wireless Inc. | COM | 781220108 | 1,408 | 99,153 | SH | OTR | 83,818 | 0 | 15,335 | ||
| Skyworks Solutions, Inc. | COM | 83088M102 | 3,606 | 126,259 | SH | OTR | 107,264 | 0 | 18,995 | ||
| Southern Company | COM | 842587107 | 832 | 20,242 | SH | OTR | 16,872 | 0 | 3,370 | ||
| Southwest Airlines Co | COM | 844741108 | 1,198 | 63,571 | SH | OTR | 54,506 | 0 | 9,065 | ||
| SPDR Trust Ser 1 | TR UNIT | 78462F103 | 850 | 4,600 | SH | OTR | 4,600 | 0 | 0 | ||
| Spectranetics Corp. | COM | 84760C107 | 3,529 | 141,151 | SH | OTR | 121,416 | 0 | 19,735 | ||
| Staar Surgical Co. | COM PAR $0.01 | 852312305 | 2,274 | 140,427 | SH | OTR | 123,972 | 0 | 16,455 | ||
| Streamline Health Solutions Inc. | COM | 86323X106 | 2,644 | 378,856 | SH | OTR | 322,587 | 0 | 56,269 | ||
| SunOpta, Inc. | COM | 8676EP108 | 7,375 | 736,732 | SH | OTR | 685,412 | 0 | 51,320 | ||
| Superconductor Technologies, Inc. | COM PAR $0.001 | 867931404 | 3,415 | 1,588,290 | SH | DFND | 1,588,290 | 0 | 0 | ||
| Superconductor Technologies, Inc. | COM PAR $0.001 | 867931404 | 1,533 | 713,066 | SH | OTR | 712,850 | 0 | 216 | ||
| Synergetics USA, Inc. | COM | 87160G107 | 3,170 | 875,753 | SH | OTR | 740,683 | 0 | 135,070 | ||
| TearLab Corp. | COM | 878193101 | 3,682 | 394,227 | SH | OTR | 333,692 | 0 | 60,535 | ||
| Thoratec Corp. | COM NEW | 885175307 | 366 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| Thoratec Corp. | COM NEW | 885175307 | 1,668 | 45,583 | SH | OTR | 42,853 | 0 | 2,730 | ||
| Triquint Semiconductor Inc. | COM | 89674K103 | 1,680 | 201,448 | SH | OTR | 171,382 | 0 | 30,066 | ||
| V F Corporation | COM | 918204108 | 1,145 | 18,360 | SH | OTR | 15,960 | 0 | 2,400 | ||
| Vanguard Short-Term Corporate | SHRT TRM CORP BD | 92206C409 | 239 | 3,000 | SH | OTR | 3,000 | 0 | 0 | ||
| Vanguard Total Stock | TOTAL STK MKT | 922908769 | 374 | 3,900 | SH | OTR | 3,900 | 0 | 0 | ||
| Verizon Communications Inc. | COM | 92343V104 | 911 | 18,546 | SH | OTR | 16,251 | 0 | 2,295 | ||
| Vitesse Semiconductor Corporation | COM NEW | 928497304 | 4,494 | 1,539,000 | SH | DFND | 1,539,000 | 0 | 0 | ||
| Vitesse Semiconductor Corporation | COM NEW | 928497304 | 8,097 | 2,773,002 | SH | OTR | 2,718,452 | 0 | 54,550 | ||
| Volcano Corporation | COM | 928645100 | 437 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
| Volcano Corporation | COM | 928645100 | 2,817 | 128,927 | SH | OTR | 118,514 | 0 | 10,413 | ||
| Wells Fargo & Co. | COM | 949746101 | 1,040 | 22,913 | SH | OTR | 19,983 | 0 | 2,930 | ||