Chief Financial Officer and Chief Compliance Officer

0000892712-14-000082.txt : 20140121 0000892712-14-000082.hdr.sgml : 20140120 20140121171549 ACCESSION NUMBER: 0000892712-14-000082 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140121 DATE AS OF CHANGE: 20140121 EFFECTIVENESS DATE: 20140121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOPP INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0000884306 IRS NUMBER: 411663810 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03099 FILM NUMBER: 14538595 BUSINESS ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 BUSINESS PHONE: 9528410400 MAIL ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000884306 XXXXXXXX 12-31-2013 12-31-2013 KOPP INVESTMENT ADVISORS LLC

8400 NORMANDALE LAKE BOULEVARD SUITE 1450 BLOOMINGTON MN 55437

13F HOLDINGS REPORT 028-03099 N John P. Flakne Chief Financial Officer and Chief Compliance Officer 952-841-0400 John P. Flakne Bloomington MN 01-21-2014 0 80 221092 false INFORMATION TABLE 2 kopp13f.xml 3M Company COM 88579Y101 1117 7966 SH OTR 7096 0 870 Accelrys, Inc. COM 00430U103 184 19310 SH OTR 19310 0 0 Aflac Incorporated COM 001055102 981 14681 SH OTR 12786 0 1895 Akorn, Inc. COM 009728106 616 25000 SH DFND 25000 0 0 Akorn, Inc. COM 009728106 9158 371968 SH OTR 339208 0 32760 Alcatel Lucent Spons ADR SPONSORED ADR 013904305 3586 815000 SH DFND 815000 0 0 Alcatel Lucent Spons ADR SPONSORED ADR 013904305 10515 2389886 SH OTR 2186656 0 203230 American Express Company COM 025816109 1122 12362 SH OTR 10682 0 1680 Angiodynamics, Inc. COM 03475V101 3144 183220 SH OTR 161287 0 21933 Array Biopharma Inc. COM 04269X105 3657 730000 SH DFND 730000 0 0 Array Biopharma Inc. COM 04269X105 7508 1498628 SH OTR 1388568 0 110060 AtriCure Inc. COM 04963C209 3480 186280 SH OTR 170875 0 15405 AutoZone Inc. COM 053332102 908 1900 SH OTR 1645 0 255 BlackRock Inc. COM 09247X101 1111 3510 SH OTR 3035 0 475 Constant Contact, Inc. COM 210313102 2793 89879 SH OTR 77874 0 12005 Cummins Inc. COM 231021106 997 7075 SH OTR 6160 0 915 Cytokinetics Inc. COM NEW 23282W605 176 27001 SH OTR 27001 0 0 Datalink Corp. COM 237934104 3539 324717 SH OTR 286434 0 38283 Eastman Chemical Co. COM 277432100 906 11225 SH OTR 9600 0 1625 Emcore Corp. COM NEW 290846203 7863 1535750 SH DFND 1535750 0 0 Emcore Corp. COM NEW 290846203 7401 1445602 SH OTR 1440466 0 5136 EOG Resources COM 26875P101 1006 5995 SH OTR 5190 0 805 Extreme Networks, Inc. COM 30226D106 349 50000 SH DFND 50000 0 0 Extreme Networks, Inc. COM 30226D106 4161 596090 SH OTR 518175 0 77915 Exxon Mobil Corporation COM 30231G102 909 8983 SH OTR 7715 0 1268 Finisar Corp. COM NEW 31787A507 9807 410000 SH DFND 410000 0 0 Finisar Corp. COM NEW 31787A507 14966 625682 SH OTR 593599 0 32083 Integrated Device Technology Inc. COM 458118106 2299 225880 SH OTR 190020 0 35860 International Business Machines Corp. COM 459200101 823 4387 SH OTR 3842 0 545 IntraLinks Holdings Inc. COM 46118H104 2352 194190 SH OTR 163555 0 30635 JDS Uniphase Corp. COM PAR $0.001 46612J507 844 65000 SH DFND 65000 0 0 JDS Uniphase Corp. COM PAR $0.001 46612J507 2566 197608 SH OTR 191133 0 6475 Johnson & Johnson COM 478160104 893 9748 SH OTR 8558 0 1190 Kofax Ltd. COM USD G5307C105 2602 349785 SH OTR 293870 0 55915 Lemaitre Vascular Inc. COM 525558201 107 13415 SH OTR 13415 0 0 Ligand Pharmaceuticals Inc. COM NEW 53220K504 211 4004 SH OTR 4004 0 0 Marriott International Inc. CL A 571903202 1001 20277 SH OTR 17541 0 2736 National Oilwell Varco Inc. COM 637071101 855 10745 SH OTR 9370 0 1375 NeoGenomics Inc. COM NEW 64049M209 72 20000 SH DFND 20000 0 0 NeoGenomics Inc. COM NEW 64049M209 478 132057 SH OTR 132057 0 0 NxStage Medical, Inc COM 67072V103 110 11020 SH OTR 11020 0 0 Oclaro, Inc. COM NEW 67555N206 11098 4457000 SH DFND 4457000 0 0 Oclaro, Inc. COM NEW 67555N206 13243 5318282 SH OTR 5230207 0 88075 Omnicell Inc. COM 68213N109 932 36500 SH DFND 36500 0 0 Omnicell Inc. COM 68213N109 5795 226988 SH OTR 207278 0 19710 Oplink Communications, Inc. COM NEW 68375Q403 186 10000 SH DFND 10000 0 0 Oplink Communications, Inc. COM NEW 68375Q403 719 38635 SH OTR 35920 0 2715 Pepsico Inc. COM 713448108 794 9576 SH OTR 8331 0 1245 PMC-Sierra Inc. COM 69344F106 129 20000 SH OTR 20000 0 0 PowerShares QQQ Trust UNIT SER 1 73935A104 237 2700 SH OTR 2700 0 0 The Procter & Gamble Company COM 742718109 765 9396 SH OTR 8366 0 1030 Quidel Corp. COM 74838J101 2306 74650 SH OTR 64195 0 10455 Regeneron Pharmaceuticals, Inc. COM 75886F107 1265 4597 SH OTR 3874 0 723 RTI Surgical Inc. COM 74975N105 1243 351068 SH DFND 351068 0 0 RTI Surgical Inc. COM 74975N105 6423 1814460 SH OTR 1640540 0 173920 Ruckus Wireless Inc. COM 781220108 1408 99153 SH OTR 83818 0 15335 Skyworks Solutions, Inc. COM 83088M102 3606 126259 SH OTR 107264 0 18995 Southern Company COM 842587107 832 20242 SH OTR 16872 0 3370 Southwest Airlines Co COM 844741108 1198 63571 SH OTR 54506 0 9065 SPDR Trust Ser 1 TR UNIT 78462F103 850 4600 SH OTR 4600 0 0 Spectranetics Corp. COM 84760C107 3529 141151 SH OTR 121416 0 19735 Staar Surgical Co. COM PAR $0.01 852312305 2274 140427 SH OTR 123972 0 16455 Streamline Health Solutions Inc. COM 86323X106 2644 378856 SH OTR 322587 0 56269 SunOpta, Inc. COM 8676EP108 7375 736732 SH OTR 685412 0 51320 Superconductor Technologies, Inc. COM PAR $0.001 867931404 3415 1588290 SH DFND 1588290 0 0 Superconductor Technologies, Inc. COM PAR $0.001 867931404 1533 713066 SH OTR 712850 0 216 Synergetics USA, Inc. COM 87160G107 3170 875753 SH OTR 740683 0 135070 TearLab Corp. COM 878193101 3682 394227 SH OTR 333692 0 60535 Thoratec Corp. COM NEW 885175307 366 10000 SH DFND 10000 0 0 Thoratec Corp. COM NEW 885175307 1668 45583 SH OTR 42853 0 2730 Triquint Semiconductor Inc. COM 89674K103 1680 201448 SH OTR 171382 0 30066 V F Corporation COM 918204108 1145 18360 SH OTR 15960 0 2400 Vanguard Short-Term Corporate SHRT TRM CORP BD 92206C409 239 3000 SH OTR 3000 0 0 Vanguard Total Stock TOTAL STK MKT 922908769 374 3900 SH OTR 3900 0 0 Verizon Communications Inc. COM 92343V104 911 18546 SH OTR 16251 0 2295 Vitesse Semiconductor Corporation COM NEW 928497304 4494 1539000 SH DFND 1539000 0 0 Vitesse Semiconductor Corporation COM NEW 928497304 8097 2773002 SH OTR 2718452 0 54550 Volcano Corporation COM 928645100 437 20000 SH DFND 20000 0 0 Volcano Corporation COM 928645100 2817 128927 SH OTR 118514 0 10413 Wells Fargo & Co. COM 949746101 1040 22913 SH OTR 19983 0 2930