-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MjAM4gRFpJfPg9VO7Dg8jCf3EEgyOIKYdWWAtsuQFlX/CAbOpWJgRVK5EkKa80TW oeF+o1mMpN4D1A4riAA2Kw== 0000884306-99-000099.txt : 19990811 0000884306-99-000099.hdr.sgml : 19990811 ACCESSION NUMBER: 0000884306-99-000099 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOPP INVESTMENT ADVISORS INC CENTRAL INDEX KEY: 0000884306 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 411663810 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-03099 FILM NUMBER: 99676609 BUSINESS ADDRESS: STREET 1: 7701 FRANCE AVENUE SOUTH STREET 2: STE 500 CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 6128410400 MAIL ADDRESS: STREET 1: 7701 FRANCE AVENUE SOUTH STREET 2: STE 500 CITY: EDINA STATE: MN ZIP: 55435 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/99 Check here if Amendment [ ] ; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kopp Investment Advisors, Inc. Address: 7701 France Ave. So., Suite 500 Edina, MN 55435 Form 13F File Number: 28- 03099 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Donald B. Cornelius Title: Secretary/Treasurer Phone: (612) 841-0400 Signature, Place and Date of Signing: Edina, MN 8/3/99 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s.)) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 224 Form 13F Information Table Value Total: $ 2,945,711 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3 Com Corporation COM 885535104 4003 150000 SH SOLE 150000 47863 1793436 SH OTHER 30225 1763211 ADC Telecommunications COM 000886101 27338 600000 SH SOLE 600000 171488 3763750 SH OTHER 219200 3544550 AT&T Co. COM 001957109 1011 18112 SH OTHER 600 17512 AVT Corporation COM 002420107 15150 400000 SH SOLE 400000 45389 1198400 SH OTHER 132700 1065700 Acxiom Corp. COM 005125109 538 21560 SH OTHER 21560 Adept Tech Inc. COM 006854103 5850 600000 SH SOLE 600000 9288 952600 SH OTHER 132000 820600 Advanced Fibre Communications COM 00754A105 4687 300000 SH SOLE 300000 8592 549900 SH OTHER 29000 520900 Aeroflex Inc. COM 007768104 2355 119250 SH OTHER 119250 Aetrium Inc. COM 00817R103 3376 370000 SH SOLE 370000 13389 1467331 SH OTHER 189000 1278331 Alcatel ADR COM 013904305 4596 161977 SH OTHER 161977 Anadigics Inc. COM 032515108 11100 300000 SH SOLE 300000 57238 1546985 SH OTHER 212000 1334985 Analog Devices Inc. COM 032654105 15055 299965 SH OTHER 2000 297965 Ansys Inc. COM 03662Q105 3975 400000 SH SOLE 400000 2246 226000 SH OTHER 140000 86000 Applied Digital Access COM 038181103 180 40000 SH SOLE 40000 7700 1711150 SH OTHER 132500 1578650 Applied Innovation Inc. COM 037916103 134 28500 SH OTHER 28500 Applied Microsystems COM 037935103 1406 450000 SH SOLE 450000 1002 320650 SH OTHER 97500 223150 Applied Science & Tech COM 038236105 8325 370000 SH SOLE 370000 25886 1150497 SH OTHER 123750 1026747 Applix Inc. COM 038316105 140 16000 SH OTHER 16000 Ardent Software Inc. COM 039794102 425 20000 SH SOLE 20000 1348 63425 SH OTHER 63425 Artesyn Technologies COM 043127109 6656 300000 SH SOLE 300000 12253 552250 SH OTHER 86200 466050 Arthrocare Corp. COM 043136100 3206 156400 SH OTHER 156400 Artisan Components Inc. COM 042923102 2325 200000 SH SOLE 200000 649 55800 SH OTHER 55800 Aspect Telecomm. Corp. COM 045237104 334 34300 SH OTHER 34300 Asyst Technologies Inc. COM 04648X107 4491 150000 SH SOLE 150000 1195 39900 SH OTHER 39900 BMC Software COM 055921100 4763 88207 SH OTHER 50000 38207 Biosite Diagnostic Inc. COM 090945106 13690 1352050 SH OTHER 115000 1237050 Brooks Automation Inc. COM 11434A100 4330 160000 SH SOLE 160000 27015 998225 SH OTHER 217000 781225 Burr Brown Corp. COM 122574106 2168 59200 SH OTHER 59200 Celeritek Inc. COM 150926103 194 31100 SH OTHER 15000 16100 Centigram Comms COM 152317103 2910 312500 SH SOLE 312500 11165 1198869 SH OTHER 160000 1038869 Cholestech Corp. COM 170393102 1166 455000 SH SOLE 455000 2930 1143350 SH OTHER 162500 980850 Cisco System Inc. COM 17275R102 4511 70000 SH SOLE 70000 17721 275002 SH OTHER 81992 193010 Cognos Inc. (Canada) COM 19244C109 5437 250000 SH SOLE 250000 24994 1149150 SH OTHER 91500 1057650 Complete Business Solutions COM 20452F107 2615 145772 SH OTHER 145772 Computer Network Tech Corp. COM 204925101 3116 144100 SH OTHER 144100 Conductus Inc. COM 206784100 40 20400 SH OTHER 20400 Conexant Systems Inc. COM 207142100 2323 40000 SH SOLE 40000 23315 401550 SH OTHER 85000 316550 Credence Systems Corp COM 225302108 8167 220000 SH SOLE 220000 8591 231400 SH OTHER 105000 126400 Cyberoptics Corp. COM 232517102 927 57500 SH SOLE 57500 14865 921875 SH OTHER 152500 769375 Cylink Corp. COM 232565101 1845 492000 SH SOLE 492000 8197 2185850 SH OTHER 215000 1970850 Dallas Semiconductor COM 235204104 381 7500 SH OTHER 7500 Davox Corp. COM 239208101 2901 243000 SH SOLE 243000 4909 411200 SH OTHER 130000 281200 Dialogic Corp. COM 252499108 58583 1340935 SH OTHER 22500 1318435 Digital Link Corp. COM 253856108 1987 265000 SH SOLE 265000 3488 465125 SH OTHER 110000 355125 Digital Microwave COM 253859102 34042 2670000 SH SOLE 2670000 107006 8392642 SH OTHER 823000 7569642 Dionex Corp. COM 254546104 506 12500 SH OTHER 12500 E M P I Inc. COM 291586105 22011 903008 SH OTHER 9000 894008 EMS Technologies Inc. COM 26873N108 3407 235000 SH SOLE 235000 12083 833296 SH OTHER 27000 806296 Emulex Corp. COM 292475209 612 5500 SH SOLE 5500 11 100 SH OTHER 100 Epicor Software Corp. COM 29426L108 2008 270000 SH SOLE 270000 10512 1413326 SH OTHER 164000 1249326 Ericsson L M Tel Co. ADR Cl. B COM 294821400 9622 292135 SH OTHER 2000 290135 Flir Systems Inc. COM 302445101 441 29140 SH OTHER 29140 General Instruments COM 370120107 8681 204250 SH OTHER 5000 199250 Gensym Corp. COM 37245R107 375 100000 SH SOLE 100000 322 86000 SH OTHER 75000 11000 Glenayre Technologies Inc. COM 377899109 36 10000 SH OTHER 10000 HNC Software Inc. COM 40425P107 1336 43350 SH OTHER 2500 40850 Hi/fn Inc. COM 428358105 733 9627 SH OTHER 9627 Hyperion Solutions COM 44914M104 3563 200000 SH SOLE 200000 1020 57240 SH OTHER 57240 IDX Systems Corp. COM 449491109 1427 63233 SH OTHER 1700 61533 Image Premastering Services Lt COM 000000000 15 12500 SH OTHER 12500 Imclone Systems Inc. COM 45245W109 6597 260000 SH SOLE 260000 10857 427850 SH OTHER 40000 387850 Infinium Software Inc. COM 45662Y109 1207 230000 SH SOLE 230000 1009 192200 SH OTHER 30000 162200 Information Mgmt. Assoc. COM 456923101 927 265000 SH SOLE 265000 38 11000 SH OTHER 11000 Input Software Inc. COM 457654101 149 25000 SH SOLE 25000 3885 650850 SH OTHER 55500 595350 Integrated Measurement System COM 457923100 1400 108700 SH OTHER 108700 Inter-Tel Inc. COM 458372109 5795 317547 SH OTHER 15000 302547 Interim Services Inc. COM 45868P100 15324 743000 SH OTHER 95000 648000 Intl. Business Machines COM 459200101 5506 42600 SH OTHER 800 41800 Itron Inc. COM 465741106 5052 590000 SH SOLE 590000 21172 2472502 SH OTHER 350500 2122002 KLA-Tencor Corp. COM 482480100 2858 44050 SH OTHER 44050 Keane Inc. COM 486665102 2837 125400 SH OTHER 1500 123900 Lam Research Corp COM 512807108 3151 67500 SH OTHER 40000 27500 Larscom Inc. COM 51729Y108 776 340000 SH SOLE 340000 1807 792000 SH OTHER 90000 702000 Laser Power Corp. COM 51806K104 17 23000 SH OTHER 23000 Lattice Semiconductor COM 518415104 17277 277535 SH OTHER 277535 Lecroy Corp. COM 52324W109 13810 583000 SH SOLE 583000 27848 1175610 SH OTHER 161000 1014610 Level One Communications Inc. COM 527295109 979 20000 SH SOLE 20000 70407 1438691 SH OTHER 134200 1304491 Lightbridge Inc. COM 532226107 7287 580000 SH SOLE 580000 21356 1699950 SH OTHER 278000 1421950 Lucent Technologies COM 549463107 376 5572 SH OTHER 5572 MMC Networks Inc. COM 55308N102 4475 100000 SH SOLE 100000 24633 550450 SH OTHER 36000 514450 Macrovision Corp. COM 555904101 18157 242500 SH SOLE 242500 51757 691250 SH OTHER 123200 568050 Manugistics Group Inc. COM 565011103 412 28400 SH OTHER 20000 8400 Mapinfo Corp. COM 565105103 190 10000 SH SOLE 10000 3484 183350 SH OTHER 65000 118350 Medicis Pharmaceutical Cl A COM 584690309 3202 126200 SH OTHER 4500 121700 Medtronic Inc. COM 585055106 6900 88608 SH OTHER 3510 85098 Micrel Inc. COM 594793101 821 11100 SH OTHER 11100 Micro Component Tech COM 59479Q100 306 140000 SH SOLE 140000 1592 727400 SH OTHER 95000 632400 Microtest Inc COM 594941106 24 10000 SH OTHER 10000 Molecular Devices COM 60851C107 15937 425000 SH SOLE 425000 56763 1513675 SH OTHER 193400 1320275 Motorola Inc. COM 620076109 6130 64695 SH OTHER 600 64095 National Data Corp. COM 635621105 4275 100000 SH SOLE 100000 31313 732462 SH OTHER 58600 673862 National Instruments COM 636518102 8113 200950 SH OTHER 2500 198450 Natl Computer Systems COM 635519101 27115 803400 SH OTHER 68000 735400 Netmanage Inc. COM 641144100 895 415000 SH SOLE 415000 7703 3572757 SH OTHER 208004 3364753 Netrix Corp. COM 641148101 428 120000 SH SOLE 120000 1537 431500 SH OTHER 95000 336500 Network Equipment Technologies COM 641208103 1086 110000 SH SOLE 110000 2327 235675 SH OTHER 235675 Norstan Inc. COM 656535101 2114 170000 SH SOLE 170000 4392 353100 SH OTHER 142500 210600 Nortel Networks Corp. COM 656569100 434 5000 SH SOLE 5000 27616 318107 SH OTHER 900 317207 Novellus Systems Inc COM 670008101 2863 41950 SH OTHER 41950 On Assignment Inc. COM 682159108 6658 254850 SH OTHER 62800 192050 OneWorld Systems Inc. COM 682917307 69 84850 SH OTHER 84850 Ontrack Data Intl. COM 683372106 120 25000 SH SOLE 25000 631 131100 SH OTHER 100000 31100 PMC-Sierra Inc. COM 69344F106 7073 120000 SH SOLE 120000 12906 218980 SH OTHER 64400 154580 Perclose Inc. COM 71361C107 2492 51850 SH OTHER 51850 Phoenix Technologies Ltd. COM 719153108 625 34950 SH OTHER 10000 24950 Project Software & Dev COM 74339P101 7344 235000 SH SOLE 235000 18001 576029 SH OTHER 114200 461829 Protocol Systems Inc. COM 74371R106 174 20000 SH SOLE 20000 2591 298200 SH OTHER 4000 294200 Proxim Inc. COM 744284100 6670 115000 SH SOLE 115000 76536 1319590 SH OTHER 149000 1170590 RF Monolithics Inc. COM 74955F106 1804 185000 SH SOLE 185000 3568 366000 SH OTHER 30000 336000 Rational Software Corp. COM 75409P202 43149 1310000 SH SOLE 1310000 157217 4773129 SH OTHER 359000 4414129 Remec Inc. COM 759543101 743 46050 SH OTHER 46050 SDL Inc. COM 784076101 54637 1070000 SH SOLE 1070000 207417 4061988 SH OTHER 377200 3684788 SPSS Inc. COM 78462K102 337 13100 SH OTHER 13100 Sanmina Corp. COM 800907107 440 5800 SH OTHER 600 5200 Semtech Corp. COM 816850101 6818 130800 SH OTHER 81000 49800 Serologicals Corp. COM 817523103 1625 200000 SH SOLE 200000 3723 458200 SH OTHER 117000 341200 Smartflex System Inc. COM 83169K108 280 84500 SH OTHER 32500 52000 Spectrian Corp. COM 847608106 9898 682600 SH SOLE 682600 19851 1369050 SH OTHER 175000 1194050 Sprint Corp. Fon Group COM 852061100 578 10900 SH OTHER 10900 Stac Software Inc. COM 852323203 417 75000 SH SOLE 75000 1586 285100 SH OTHER 10000 275100 Stanford Telecommunications COM 854402104 1777 60000 SH SOLE 60000 63309 2137013 SH OTHER 28000 2109013 Sterigenics Intl. Inc. COM 85915R105 5395 204550 SH OTHER 204550 Steris Corp. COM 859152100 1937 100000 SH SOLE 100000 17866 922100 SH OTHER 5500 916600 Symbol Technologies COM 871508107 4998 135533 SH OTHER 10500 125033 Synopsys Inc. COM 871607107 6623 120000 SH SOLE 120000 29467 533947 SH OTHER 13600 520347 Techne Corp. COM 878377100 10657 420000 SH SOLE 420000 57506 2266230 SH OTHER 231500 2034730 Technology Eighty (80) Inc. COM 87868P102 106 32601 SH OTHER 32601 Technology Solutions COM 87872T108 3676 340000 SH SOLE 340000 15789 1460225 SH OTHER 147000 1313225 Tekelec COM 879101103 366 30000 SH SOLE 30000 20991 1722271 SH OTHER 100000 1622271 Tellabs Inc. COM 879664100 6756 100000 SH SOLE 100000 170852 2528778 SH OTHER 22900 2505878 Teradyne Inc. COM 880770102 10989 153150 SH OTHER 1500 151650 US Oncology Inc. COM 90338W103 11518 959800 SH OTHER 17000 942800 Uniphase Corp COM 909149106 67792 408385 SH OTHER 40900 367485 Unitrode Corp. COM 913283107 3678 128200 SH OTHER 120000 8200 Vantive Corp. COM 922091103 1144 100000 SH SOLE 100000 3956 345900 SH OTHER 122500 223400 Videoserver Inc. COM 926918103 3800 400000 SH SOLE 400000 13642 1436050 SH OTHER 216500 1219550 Vitesse Semiconductor COM 928497106 6744 100000 SH SOLE 100000 43292 641960 SH OTHER 62700 579260 Warner Chilcott ADR COM 934435207 812 100000 SH SOLE 100000 3091 380400 SH OTHER 30000 350400 Wells Fargo & Co. COM 949746101 669 15650 SH OTHER 15650 Western Digital Corp. COM 958102105 3445 530000 SH SOLE 530000 18813 2894266 SH OTHER 190500 2703766 Williams Companies COM 969457100 1954 45900 SH OTHER 1200 44700 World Access Inc. COM 98141A101 1130 80000 SH SOLE 80000 4460 315782 SH OTHER 123102 192680 Xomed Surgical Products COM 98412V107 1217 25000 SH SOLE 25000 35072 720350 SH OTHER 45250 675100 Zoll Medical Corp. COM 989922109 157 13100 SH OTHER 13100 Zomax Inc. COM 989929104 15726 357400 SH OTHER 13000 344400 Zygo Corp. COM 989855101 5439 475500 SH SOLE 475500 25225 2205350 SH OTHER 270900 1934450
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