-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EhVkgWGuHMkt4pXnaqcoZUt2w0sbZha8p7YiozBMoLL1f1GMEW9gMhS4O23ALmET cbrU04jjD99epzM8d7SWDA== 0000884306-95-000008.txt : 19951108 0000884306-95-000008.hdr.sgml : 19951108 ACCESSION NUMBER: 0000884306-95-000008 CONFORMED SUBMISSION TYPE: 13F-E PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19950930 FILED AS OF DATE: 19951101 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOPP INVESTMENT ADVISORS INC CENTRAL INDEX KEY: 0000884306 STANDARD INDUSTRIAL CLASSIFICATION: IRS NUMBER: 411663810 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-E SEC ACT: 1934 Act SEC FILE NUMBER: 028-03099 FILM NUMBER: 95586325 BUSINESS ADDRESS: STREET 1: 6600 FRANCE AVE SO. SUITE 672 CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 6129203322 MAIL ADDRESS: STREET 1: 6600 FRANCE AVENUE SOUTH SUITE 672 CITY: EDINA STATE: MN ZIP: 55435 13F-E 1 PAGE 1 SECURITIES AND EXCHANGE COMMISSION FORM 13F-E Report for the Calendar Year or Quarter Ended: 09/30/95 Institutional Investment Manager: KOPP INVESTMENT ADVISORS 6600 FRANCE AVENUE SOUTH SUITE 672 EDINA MN 55435 I REPRESENT THAT I AM AUTHORIZED TO SUBMIT THIS FORM AND THAT ALL INFORMATION IN THIS FORM AND THE ATTACHMENTS TO IT IS TRUE, CORRECT AND COMPLETE AND I UNDERSTAND THAT ALL REQUIRED ITEMS, STATEMENTS AND SCHEDULES ARE INTEGRAL PARTS OF THIS FORM AND THAT THE SUBMISSION OF ANY AMENDMENT REPRESENTS THAT ALL UNAMENDED ITEMS, STATEMENTS AND SCHEDULES REMAIN TRUE, CORRECT AND COMPLETE AS PREVIOUSLY SUBMITTED. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Name, Title and Telephone Number of Person Submitting Report: DONALD B. CORNELIUS SECRETARY/TREASURER 612-920-3322 Signature, Place and Date of Signing: /s/ DONALD B. CORNELIUS EDINA MN 11/01/95 PAGE 2 VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE 3 Com Corporation COM 885535104 121660 2673848 SH other 2673848 ADC Telecommunications COM 00088610 177346 3897717 SH other 3897717 Adflex Solutions Inc. COM 006866107 112 5000 SH sole 5000 714240 Adflex Solutions Inc. COM 006866107 15981 714240 SH other Adobe Systems Inc COM 00724F101 3998 77250 SH other 77250 Aeroflex Inc. COM 007768104 2626 525240 SH other 525240 Aetrium Inc. COM 00817R103 323 15000 SH sole 15000 946800 Aetrium Inc. COM 00817R103 20356 946800 SH other Airtouch Communications COM 00949T100 1867 60975 SH other 60975 Allen Group Inc COM 017634106 7479 206306 SH other 206306 AMP Incorporated COM 03189710 21367 554996 SH other 554996 Andrew Corp COM 034425108 212 3464 SH other 3464 Antec Corp. COM 03664P105 348 26000 SH other 26000 Applied Digital Access COM 038181103 18648 1462565 SH other 1462565 Applied Innovation Inc. COM 037916103 3693 227270 SH other 227270 Applied Science & Tech COM 038236105 6545 415550 SH other 415550 Aseco Corp. COM 043659101 16124 948450 SH other 948450 Aspect Telecomm. Corp. COM 045237104 14136 523552 SH other 523552 AT&T Co. COM 001957109 7478 113741 SH other 113741 Banyan Systems Inc. COM 066908104 438 43300 SH other 43300 BI Inc. (New) COM 055467203 166 23350 SH other 23350 Boca Research Inc. COM 096888102 4286 176760 SH other 176760 Bolt Beranek & Newman Inc. COM 097689103 112860 3019655 SH other 3019655 Boston Tech Inc. COM 101143303 7603 502658 SH other 502658 Brooks Automation Inc. COM 11434A100 297 13800 SH other 13800 Brooktree Corp. COM 114577109 360 18000 SH sole 18000 1494765 Brooktree Corp. COM 114577109 29895 1494765 SH other California Amplifier Inc. COM 129900106 202 9700 SH other 9700 California Microwave COM 13044210 51209 2028065 SH other 2028065 Centigram Comms Corp. COM 152317103 89 5000 SH sole 5000 1506403 Centigram Comms Corp. COM 152317103 26739 1506403 SH other CFI Proservices Inc. COM 12525N100 3257 200406 SH other 200406 Chipcom Corp. COM 169617107 38924 802548 SH other 802548 Cincinnati Microwave COM 172167108 12251 810000 SH sole 810000 2715668 Cincinnati Microwave COM 172167108 41074 2715668 SH other Cirrus Logic Inc. COM 172755100 2863 50000 SH sole 50000 875520 Cirrus Logic Inc. COM 172755100 50124 875520 SH other Cisco System Inc. COM 17275R102 31292 453505 SH other 453505 Coherent Communications SystemsCOM 192478105 275 10000 SH sole 10000 57400 Coherent Communications SystemsCOM 192478105 1579 57400 SH other Communication Sciences Inc COM 203384102 0 24000 SH other 24000 Computer Network Tech Corp. COM 20492510 16477 2353845 SH other 2353845 Conductus Inc. COM 206784100 553 88500 SH other 88500 Cornerstone Imaging Inc. COM 21922W100 253 10000 SH sole 10000 1552265 Cornerstone Imaging Inc. COM 21922W100 39195 1552265 SH other Crosscomm Corp. COM 22757K104 7427 582500 SH other 582500 Cyberoptics Corp. COM 232517102 245 7200 SH other 7200 Dallas Semiconductor COM 235204104 20231 986855 SH other 986855 Dialogic Corp. COM 252499108 26327 1063720 SH other 1063720 Digital Link Corp. COM 253856108 878 34100 SH other 34100 PAGE 3 VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE Digital Microwave Corp. COM 25385910 54317 4389286 SH other 4389286 DSC Communications COM 23331110 146338 2469842 SH other 2469842 Dynatech Corp. COM 268138104 1955 124100 SH other 124100 E M P I Inc. COM 29158610 99 5000 SH sole 5000 3118709 E M P I Inc. COM 29158610 61595 3118709 SH other Electroglas Inc. COM 285324109 2994 43950 SH other 43950 Electromagnetic Sci Inc COM 285397105 69 6000 SH sole 6000 981465 Electromagnetic Sci Inc COM 285397105 11287 981465 SH other Emulex Corp. COM 292475209 133 10000 SH sole 10000 384375 Emulex Corp. COM 292475209 5093 384375 SH other Enron Corporation COM 293561106 428 12780 SH other 12780 Ericsson L M Tel Co. ADR Cl. B COM 294821400 16650 679580 SH other 679580 Exar Corp. COM 300645108 24939 697600 SH other 697600 Executone Information Systems ICOM 301607107 95 36200 SH other 36200 Flir Systems Inc. COM 302445101 1597 130400 SH other 130400 Frame Technology Corp. COM 351688106 5372 199900 SH other 199900 FTP Software Inc. COM 302660105 15907 573220 SH other 573220 General Instrument Corp. COM 37012110 8648 288250 SH other 288250 Glenayre Technologies Inc. COM 37789910 9868 137062 SH other 137062 Global Maintech Corp. COM 379338106 1 21000 SH other 21000 Global Village Comm. COM 37935Q104 11925 867300 SH other 867300 H B O & Company COM 40410010 4210 67362 SH other 67362 Hooper Holmes Inc. COM 43910410 4028 402763 SH other 402763 Image Premastering Services LtdCOM 000000000 15 12500 SH other 12500 Imclone Systems Inc. COM 45245W109 113 30000 SH sole 30000 731886 Imclone Systems Inc. COM 45245W109 2745 731886 SH other Incstar Corporation COM 45337010 5405 1137966 SH other 1137966 Informix Corp. COM 456779107 325 10000 SH sole 10000 82100 Informix Corp. COM 456779107 2668 82100 SH other Integrated Health Services Inc.COM 45812C106 1020 36100 SH other 36100 Integrated Micro Prods PLC SponCOM 45812R103 2920 284853 SH other 284853 Inter-Tel Inc. COM 458372109 3488 197900 SH other 197900 Interim Services Inc. COM 45868P100 1164 43100 SH other 43100 Intervoice Inc. COM 461142101 2018 88200 SH other 88200 Intl. Business Machines COM 45920010 4895 51800 SH other 51800 Itron Inc. COM 465741106 139 5000 SH sole 5000 1383835 Itron Inc. COM 465741106 38401 1383835 SH other Ivax Corp. (Fla) COM 465823102 494 16400 SH other 16400 Keane Inc. COM 486665102 3350 116000 SH other 116000 Kronos Inc. COM 501052104 231 5000 SH sole 5000 68800 Kronos Inc. COM 501052104 3182 68,800 SH other Lattice Semiconductor COM 518415104 17233 424185 SH other 424185 Level One Communications Inc. COM 527295109 235 10000 SH sole 10000 2295020 Level One Communications Inc. COM 527295109 53933 2295020 SH other LXE Inc. COM 502465107 51 5000 SH sole 5000 267612 LXE Inc. COM 502465107 2743 267612 SH other Madge Networks NV COM 5424G106 40952 1279761 SH other 1279761 Manugistics Group Inc. COM 565011103 2001 132300 SH other 132300 Mapinfo Corp. COM 565105103 459 22550 SH other 22550 MCI Communications Corp. COM 552673105 1412 54160 SH other 54160 PAGE 4 VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE Medical Graphics COM 58490710 89 14500 SH other 14500 Medtronic Inc. COM 58505510 306 5664 SH other 5664 Merrill Corp. COM 59017510 453 24500 SH other 24500 MFS Multimarket Income Trust SBCOM 552737108 65 10000 SH other 10000 MGI Pharma Inc. COM 55288010 9862 1715044 SH other 1715044 MGIC Investment Corp. (Wisc) COM 552848103 687 12000 SH other 12000 Micom Communications Corp. COM 59478P103 53 5000 SH sole 5000 287950 Micom Communications Corp. COM 59478P103 3059 287950 SH other Micro Linear Corp. COM 594850109 793 50735 SH other 50735 Microtest Inc COM 594941106 2273 115100 SH other 115100 Motorola Inc. COM 62007610 16793 219874 SH other 219874 Nellcor Inc. COM 640275103 2410 48450 SH other 48450 Netrix Corp. COM 641148101 48 10000 SH sole 10000 709521 Netrix Corp. COM 641148101 3370 709521 SH other Network Equipment Technologies COM 641208103 2289 55000 SH sole 55000 3264868 Network Equipment Technologies COM 641208103 135900 3264868 SH other Networth Inc. COM 641221106 5888 282918 SH other 282918 Norand Corp. COM 655421105 147 8000 SH sole 8000 1620347 Norand Corp. COM 655421105 29774 1620347 SH other Norstan Inc. COM 656535101 3884 149400 SH other 149400 Northern Telecom Ltd. COM 665815106 3837 107716 SH other 107716 Norwest Corp. COM 66938010 657 20224 SH other 20224 Octel Communications COM 675724108 43933 1259740 SH other 1259740 Perceptron Inc. COM 71361F100 3967 165300 SH other 165300 Picturetel Corp. COM 720035302 226 5000 SH sole 5000 2295212 Picturetel Corp. COM 720035302 103858 2295212 SH other Printronix Inc. COM 742578107 12974 436100 SH other 436100 Progress Software Corp. COM 743312100 268 4000 SH sole 4000 96100 Progress Software Corp. COM 743312100 6439 96100 SH other Proxim Inc. COM 744284100 10277 814000 SH other 814000 RF Monolithics Inc. COM 74955F106 84 10000 SH sole 10000 685421 RF Monolithics Inc. COM 74955F106 5740 685421 SH other Softdesk Inc. COM 834020109 2038 80700 SH other 80700 Spectrian Corp. COM 847608106 26221 768386 SH other 768386 Sprint Corp. COM 85206110 203 5800 SH other 5800 SPSS Inc. COM 78462K102 5927 343600 SH other 343600 Stanford Telecommunications COM 854402104 41926 2096281 SH other 2096281 Storage Tech Corp. COM 862111200 11512 467505 SH other 467505 Stratacom Inc. COM 862683109 53062 960403 SH other 960403 Summa Four Inc. COM 865628101 480 20000 SH sole 20000 1172340 Summa Four Inc. COM 865628101 28136 1172340 SH other Symbol Technologies Inc COM 871508107 4141 125016 SH other 125016 System Software Assoc. COM 871839106 2733 68100 SH other 68100 Tandem Computers Inc. COM 87537010 154 12600 SH other 12600 Techne Corp. COM 87837710 94 5000 SH sole 5000 1515636 Techne Corp. COM 87837710 28608 1515636 SH other Technology Eighty (80) Inc. COM 87868P10 75 32601 SH other 32601 Tekelec COM 879101103 25027 1112316 SH other 1112316 Telco Systems Inc. COM 87890410 1734 125000 SH sole 125000 4408096 Telco Systems Inc. COM 87890410 61162 4408096 SH other PAGE 5 VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE Tellabs Inc. COM 87966410 141588 3361142 SH other 3361142 Teradyne Inc. COM 88077010 4077 113250 SH other 113250 Tylan General Inc. COM 902169101 1502 89700 SH other 89700 U.S. Robotics Corp. COM 90338F100 48026 563350 SH other 563350 Uniphase Corp COM 909149106 8939 253582 SH other 253582 United Healthcare Corp. COM 91058110 2900 59325 SH other 59325 Unitrode Corp. COM 913283107 2196 75400 SH other 75400 V Mark Software Inc. COM 928561109 1202 79500 SH other 79500 Value Health Inc. COM 920393105 10381 391729 SH other 391729 Verifone Inc. COM 923429104 279 10000 SH sole 10000 2518392 Verifone Inc. COM 923429104 70200 2518392 SH other Vitesse Semiconductor COM 928497106 5659 397100 SH other 397100 VLSI Technology Inc. COM 91827010 5756 168050 SH other 168050 Wahlco Environmental Sys Inc. COM 930569108 28 10000 SH other 10000 Wang Labs Inc. COM 93369N109 341 21500 SH other 21500 Watkins-Johnson Co. COM 942486101 2541 46418 SH other 46418 Western Digital Corp. COM 95810210 12684 798990 SH other 798990 Williams Companies COM 969457100 2048 52500 SH other 52500 Xircom COM 983922105 275 20000 SH sole 20000 2996156 Xircom COM 983922105 41197 2996156 SH other Xylogics Inc. COM 984152108 3,300 60000 SH sole 60000 84160 Xylogics Inc. COM 984152108 4,629 84160 SH other Zilog Inc. COM 989524103 2,839 68200 SH other 68200 Zoll Medical Corp. COM 989922109 128 13600 SH other 13600 Zygo Corp. COM 989855101 299 10600 SH other 10600 Cincinnati Microwave Warrants WARRANT 172167116 4,600 400000 SH sole 400000 7115 Cincinnati Microwave Warrants WARRANT 172167116 82 7115 SH other REPORT SUMMARY 177 DATA RECORDS 2612772 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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