-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CgcVndN00fshTx5SwdvwzBJE6AaLVM45ddwc/ukoLzrh7t9NL+fqvVclOcvUoIrO sFg1jE3HBT+4QRvBJv/n2w== 0000884306-04-000022.txt : 20040130 0000884306-04-000022.hdr.sgml : 20040130 20040130090838 ACCESSION NUMBER: 0000884306-04-000022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040130 EFFECTIVENESS DATE: 20040130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOPP INVESTMENT ADVISORS INC CENTRAL INDEX KEY: 0000884306 IRS NUMBER: 411663810 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03099 FILM NUMBER: 04554144 BUSINESS ADDRESS: STREET 1: 7701 FRANCE AVENUE SOUTH STREET 2: STE 500 CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 6128410400 MAIL ADDRESS: STREET 1: 7701 FRANCE AVENUE SOUTH STREET 2: STE 500 CITY: EDINA STATE: MN ZIP: 55435 13F-HR 1 k13f-123103.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/03 Check here if Amendment [ ] ; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kopp Investment Advisors, LLC Address: 7701 France Ave. So., Suite 500 Edina, MN 55435 Form 13F File Number: 28- 03099 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John P. Flakne Title: Chief Financial Officer Phone: (952) 841-0400 Signature, Place and Date of Signing: Edina, MN 01/30/03 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s.)) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 226 Form 13F Information Table Value Total: $ 2,351,807 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3 Com Corporation COM 885535104 444 54383 SH OTHER 49883 4500 ADC Telecomm COM 000886101 14969 5040000 SH SOLE 5040000 43160 14531992 SH OTHER 10538767 3993225 Actuate Corp. COM 00508B102 109 35000 SH SOLE 35000 3605 1159150 SH OTHER 843580 315570 Adept Tech Inc. COM 006854103 1015 715000 SH SOLE 715000 806 567530 SH OTHER 379330 188200 Advanced Fibre Comm COM 00754A105 3627 180000 SH SOLE 180000 35299 1751787 SH OTHER 1309857 441930 Aeroflex Inc. COM 007768104 641 54700 SH OTHER 47750 6950 Agere Systems Cl B COM 00845V209 6753 2328752 SH OTHER 1712700 616052 Agilent Technologies COM 00846U101 6070 207608 SH OTHER 155808 51800 Alcatel ADR COM 013904305 278 21623 SH OTHER 21623 Anadigics Inc. COM 032515108 5960 1000000 SH SOLE 1000000 21284 3571130 SH OTHER 2612044 959086 Analog Devices Inc. COM 032654105 9517 208480 SH OTHER 148805 59675 Applied Micro Circuits COM 03822W109 3224 540000 SH SOLE 540000 11255 1885302 SH OTHER 1408073 477229 Applied Microsystems COM 037935103 0 30000 SH SOLE 30000 3 272750 SH OTHER 109750 163000 Array Biopharma Inc. COM 04269X105 6231 1095000 SH SOLE 1095000 17882 3142719 SH OTHER 2285866 856853 Artesyn Technologies COM 043127109 2897 340000 SH SOLE 340000 6807 798910 SH OTHER 647310 151600 Arthrocare Corp. COM 043136100 8942 365000 SH SOLE 365000 16804 685890 SH OTHER 533484 152406 Artisan Components COM 042923102 5125 250000 SH SOLE 250000 6512 317645 SH OTHER 252345 65300 Biosite Inc. COM 090945106 5790 200000 SH SOLE 200000 22303 770405 SH OTHER 596085 174320 Brooks Automation Inc. COM 114340102 4748 200000 SH SOLE 200000 15968 672624 SH OTHER 450624 222000 Caliper Life Sciences COM 130876105 3064 460000 SH SOLE 460000 3428 514650 SH OTHER 431150 83500 Captaris Inc. COM 14071N104 4496 800000 SH SOLE 800000 2697 479900 SH OTHER 425000 54900 Captiva Software COM 14073T109 253 20000 SH SOLE 20000 418 33000 SH OTHER 28000 5000 Cardiodynamics Intl COM 141597104 5970 1000000 SH SOLE 1000000 10990 1840900 SH OTHER 1432350 408550 Cell Genesys Inc. COM 150921104 5116 400000 SH SOLE 400000 6477 506380 SH OTHER 368230 138150 Centillium Comm COM 152319109 3372 600000 SH SOLE 600000 7144 1271150 SH OTHER 958800 312350 Charles River Labs COM 159864107 8936 260300 SH OTHER 189850 70450 Cholestech Corp. COM 170393102 2323 304000 SH SOLE 304000 4957 648790 SH OTHER 473390 175400 Cima Labs Inc. COM 171796105 7524 230650 SH OTHER 114150 116500 Cisco System Inc. COM 17275R102 4160 171693 SH OTHER 146407 25286 Closure Med Corp COM 189093107 4261 125000 SH SOLE 125000 8599 252245 SH OTHER 202180 50065 Cognos Inc. (Canada) COM 19244C109 24089 786975 SH OTHER 604440 182535 Computer Network COM 204925101 1769 185000 SH SOLE 185000 8688 908800 SH OTHER 573400 335400 Concerto Software COM 20602T106 3181 265500 SH OTHER 256000 9500 Concord Comm Inc. COM 206186108 414 21000 SH OTHER 21000 Conexant Systems Inc. COM 207142100 11083 2230000 SH SOLE 2230000 30124 6061254 SH OTHER 4832554 1228700 Curagen Corp. COM 23126R101 6942 947000 SH SOLE 947000 20856 2845357 SH OTHER 2169869 675488 Cyberoptics Corp. COM 232517102 3037 282500 SH SOLE 282500 9762 908131 SH OTHER 667181 240950 Depomed Inc. COM 249908104 5672 800000 SH SOLE 800000 13727 1936140 SH OTHER 1316890 619250 Digimarc Corp. COM 253807101 13499 1015000 SH SOLE 1015000 21711 1632433 SH OTHER 1196783 435650 ELoyalty Corp. COM 290151307 91 25000 SH SOLE 25000 183 50213 SH OTHER 24213 26000 EMC Corporation COM 268648102 14191 1098375 SH SOLE 1098375 19526 1511287 SH OTHER 1276278 235009 EMS Technologies Inc. COM 26873N108 15374 748500 SH SOLE 748500 27237 1326051 SH OTHER 988437 337614 Emcore Corp. COM 290846104 650 138000 SH OTHER 18000 120000 Endocardial Solutions COM 292962107 15699 2180703 SH SOLE 2180703 6589 915250 SH OTHER 638500 276750 Entegris Inc. COM 29362U104 240 18650 SH OTHER 16650 2000 Enterasys Networks COM 293637104 21975 5860000 SH SOLE 5860000 39401 10506889 SH OTHER 7009789 3497100 Epicor Software Corp. COM 29426L108 34771 2725000 SH SOLE 2725000 40108 3143292 SH OTHER 1426992 1716300 Finisar Corp. COM 31787A101 9703 3100000 SH SOLE 3100000 24190 7728404 SH OTHER 5857854 1870550 Gen-Probe Inc. COM 36866T103 10941 300000 SH SOLE 300000 538 14750 SH OTHER 9100 5650 Gene Logic Inc. COM 368689105 276 53100 SH OTHER 3100 50000 Glenayre Technologies COM 377899109 54 20000 SH SOLE 20000 1829 680000 SH OTHER 202500 477500 Harvard Bioscience COM 416906105 2692 302500 SH SOLE 302500 20056 2253473 SH OTHER 1621223 632250 Hyperion Solutions COM 44914M104 13533 449001 SH SOLE 449001 15040 498997 SH OTHER 389774 109223 Inkine Pharmaceutical COM 457214104 7257 1502500 SH SOLE 1502500 22146 4585160 SH OTHER 3525810 1059350 Intel Corp. COM 458140100 1061 33114 SH OTHER 28956 4158 Inter-Tel Inc. COM 458372109 6123 245125 SH OTHER 211775 33350 Interpore Intl. COM 46062W107 6045 465000 SH SOLE 465000 12623 971019 SH OTHER 733569 237450 Intl. Business Machines COM 459200101 2830 30540 SH OTHER 20635 9905 Itron Inc. COM 465741106 9327 508000 SH SOLE 508000 24971 1360093 SH OTHER 992434 367659 Ivax Corp. COM 465823102 4158 174100 SH OTHER 128150 45950 JDS Uniphase Corp. COM 46612J101 9013 2476000 SH SOLE 2476000 35901 9862902 SH OTHER 6035842 3827060 Kroll Inc. COM 501049100 8116 312149 SH OTHER 232949 79200 Lam Research Corp COM 512807108 3487 107950 SH OTHER 107950 Larscom Inc. New COM 51729Y207 412 93571 SH SOLE 93571 1086 246785 SH OTHER 135002 111783 Lattice Semiconductor COM 518415104 5320 549600 SH OTHER 420470 129130 Lecroy Corp. COM 52324W109 11571 640000 SH SOLE 640000 10566 584415 SH OTHER 477915 106500 Lightbridge Inc. COM 532226107 5824 640000 SH SOLE 640000 13994 1537851 SH OTHER 1010058 527793 Lionbridge Technologies COM 536252109 2469 257150 SH OTHER 205450 51700 MKS Instruments Inc. COM 55306N104 5800 200000 SH SOLE 200000 19765 681547 SH OTHER 523867 157680 MRO Software Inc. COM 55347W105 9308 690000 SH SOLE 690000 21930 1625625 SH OTHER 1307888 317737 Macrovision Corp. COM 555904101 4518 200000 SH SOLE 200000 29812 1319705 SH OTHER 985920 333785 Manugistics Group Inc. COM 565011103 75 12000 SH OTHER 12000 Mapinfo Corp. COM 565105103 8329 825500 SH SOLE 825500 7709 764034 SH OTHER 528309 235725 Medicis Pharm Cl A COM 584690309 18051 253175 SH OTHER 188235 64940 Medtronic Inc. COM 585055106 8233 169369 SH OTHER 137418 31951 Micrel Inc. COM 594793101 3180 204350 SH OTHER 165600 38750 Micro Component Tech COM 59479Q100 194 135000 SH SOLE 135000 959 666212 SH OTHER 226712 439500 Mindspeed Tech COM 602682106 7512 1096666 SH SOLE 1096666 24354 3555309 SH OTHER 2870933 684376 Molecular Devices COM 60851C107 3228 170000 SH SOLE 170000 16071 846298 SH OTHER 665242 181056 Motorola Inc. COM 620076109 8070 576463 SH OTHER 417954 158509 Mykrolis Corp. COM 62852P103 11726 729200 SH OTHER 566050 163150 National Instruments COM 636518102 6677 146840 SH OTHER 119040 27800 Neose Tech Inc. COM 640522108 11869 1290120 SH SOLE 1290120 17913 1947049 SH OTHER 1450799 496250 Netmanage Inc. COM 641144308 602 114285 SH SOLE 114285 3022 573343 SH OTHER 284005 289338 Network Equipment COM 641208103 8250 750000 SH SOLE 750000 19508 1773478 SH OTHER 938028 835450 Nortel Network (New) COM 656568102 254 60000 SH SOLE 60000 5065 1197290 SH OTHER 739740 457550 Oplink Communications COM 68375Q106 9942 4160000 SH SOLE 4160000 16775 7018764 SH OTHER 4199921 2818843 PLX Technology COM 693417107 2949 333200 SH OTHER 213950 119250 PMC-Sierra Inc. COM 69344F106 9246 460000 SH SOLE 460000 14610 726853 SH OTHER 555140 171713 Pemstar Inc. COM 706552196 33 10000 SH OTHER 10000 Peoplesoft Inc. COM 712713106 3877 170100 SH OTHER 123500 46600 Plato Learning Inc. COM 72764Y100 6330 600000 SH SOLE 600000 9965 944523 SH OTHER 770452 174071 Plexus Corporation COM 729132100 3434 200000 SH SOLE 200000 3566 207675 SH OTHER 144825 62850 Power Integrations Inc. COM 739276103 21392 639330 SH OTHER 511615 127715 Previo Inc. COM 74138B105 18 110000 SH SOLE 110000 117 732979 SH OTHER 262229 470750 Proxim Corporation COM 744283102 9487 5680920 SH SOLE 5680920 30006 17967921 SH OTHER 12722515 5245406 Quicklogic Corp. COM 74837P108 8765 1763650 SH SOLE 1763650 5446 1095750 SH OTHER 589350 506400 Quidel Corp. COM 74838J101 10127 940300 SH SOLE 940300 39742 3690095 SH OTHER 2740759 949336 RF Monolithics Inc. COM 74955F106 3146 320000 SH SOLE 320000 2010 204500 SH OTHER 92600 111900 Remec Inc. COM 759543101 9020 1055000 SH SOLE 1055000 33305 3895369 SH OTHER 2794608 1100761 Retek Inc. COM 76128Q109 8375 902430 SH SOLE 902430 32361 3487148 SH OTHER 2507065 980083 Safenet Inc. COM 78645R107 4064 132500 SH SOLE 132500 4283 139659 SH OTHER 50709 88950 Sangamo Biosciences COM 800677106 4928 901000 SH SOLE 901000 17159 3136925 SH OTHER 2320625 816300 Sanmina Corp. COM 800907107 3150 250000 SH SOLE 250000 9095 721800 SH OTHER 497700 224100 Semtech Corp. COM 816850101 5614 246650 SH OTHER 229200 17450 Serena Software Inc. COM 817492101 4587 250000 SH SOLE 250000 15542 846950 SH OTHER 650475 196475 Skyworks Solutions COM 83088M102 8221 945000 SH SOLE 945000 33312 3828945 SH OTHER 2969483 859462 SonoSight Inc. COM 83568G104 6447 300000 SH SOLE 300000 19239 895250 SH OTHER 698050 197200 Stratex Networks Inc. COM 86279T109 13588 3160000 SH SOLE 3160000 40544 9428789 SH OTHER 6806816 2621973 Superconductor Tech COM 867931107 111 20000 SH SOLE 20000 2221 399420 SH OTHER 276420 123000 Symyx Technologies COM 87155S108 11919 580000 SH SOLE 580000 33409 1625745 SH OTHER 1221165 404580 Synaptics Inc. COM 87157D109 5018 335000 SH SOLE 335000 16301 1088210 SH OTHER 845410 242800 Techne Corp. COM 878377100 17668 466917 SH OTHER 377067 89850 Technology Solutions COM 87872T108 19 15000 SH SOLE 15000 433 346200 SH OTHER 191200 155000 Tekelec COM 879101103 32867 2113622 SH OTHER 1586147 527475 Tellabs Inc. COM 879664100 5168 614463 SH OTHER 477936 136527 Teradyne Inc. COM 880770102 6773 266120 SH OTHER 199670 66450 Therasense Inc. COM 883381105 5297 262500 SH SOLE 262500 16693 827228 SH OTHER 567128 260100 Thermo Electron Corp. COM 883556102 5219 207100 SH OTHER 141350 65750 Transgenomic Inc. COM 89365K206 6323 3130000 SH SOLE 3130000 7770 3846368 SH OTHER 2729300 1117068 Trikon Technologies COM 896187408 2563 450500 SH SOLE 450500 119 21000 SH OTHER 6000 15000 Tut Systems Inc. COM 901103101 11302 1755000 SH SOLE 1755000 22599 3509188 SH OTHER 2036888 1472300 Varian Medical Systems COM 92220P105 6991 101175 SH OTHER 72650 28525 Vastera Inc. COM 92239N109 4100 1025000 SH SOLE 1025000 12047 3011690 SH OTHER 2312615 699075 Veeco Instruments COM 922417100 4787 170000 SH SOLE 170000 1046 37150 SH OTHER 29350 7800 Ventana Medical COM 92276H106 18124 460000 SH SOLE 460000 50848 1290547 SH OTHER 962497 328050 Verisign Inc. COM 92343E102 1630 100000 SH SOLE 100000 7774 476950 SH OTHER 323550 153400 Verity Inc. COM 92343C106 3428 205400 SH SOLE 205400 9774 585620 SH OTHER 440470 145150 Vital Images COM 92846N104 7144 400000 SH SOLE 400000 6473 362450 SH OTHER 264200 98250 Vitesse Semiconductor COM 928497106 17433 2980000 SH SOLE 2980000 28160 4813598 SH OTHER 3776618 1036980 WJ Communications COM 929284107 10352 2049900 SH SOLE 2049900 13961 2764550 SH OTHER 1061200 1703350 Wilson Greatbatch Tech COM 972232102 976 23085 SH OTHER 18635 4450 Zoll Medical Corp. COM 989922109 2478 70000 SH SOLE 70000 21261 600590 SH OTHER 481020 119570 Zygo Corp. COM 989855101 12532 760000 SH SOLE 760000 38938 2361335 SH OTHER 1752885 608450
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