13F-HR/A 1 k13f-093002.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/02 Check here if Amendment [ ] ; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kopp Investment Advisors, Inc. Address: 7701 France Ave. So., Suite 500 Edina, MN 55435 Form 13F File Number: 28- 03099 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John P. Flakne Title: Chief Financial Officer Phone: (952) 841-0400 Signature, Place and Date of Signing: Edina, MN 10/29/02 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s.)) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 205 Form 13F Information Table Value Total: $ 1,159,734 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3 Com Corporation COM 885535104 384 97540 SH OTHER 97540 ADC Telecommunications COM 000886101 3496 3040000 SH SOLE 3040000 16223 14106705 SH OTHER 1455200 12651505 Actuate Corp. COM 00508B102 14 15000 SH SOLE 15000 724 762050 SH OTHER 91500 670550 Adept Tech Inc. COM 006854103 353 750000 SH SOLE 750000 451 956538 SH OTHER 235000 721538 Advanced Fibre Comm COM 00754A105 6768 510000 SH SOLE 510000 39051 2942806 SH OTHER 181000 2761806 Aeroflex Inc. COM 007768104 518 102750 SH OTHER 102750 Alcatel ADR COM 013904305 62 26623 SH OTHER 26623 Anadigics Inc. COM 032515108 1810 850000 SH SOLE 850000 7601 3568717 SH OTHER 367200 3201517 Analog Devices Inc. COM 032654105 5642 286400 SH OTHER 2300 284100 Applied Micro Circuits COM 03822W109 1430 500000 SH SOLE 500000 6669 2331830 SH OTHER 251366 2080464 Applied Microsystems COM 037935103 79 530000 SH SOLE 530000 60 400750 SH OTHER 65000 335750 Array Biopharma Inc. COM 04269X105 5234 671900 SH SOLE 671900 16201 2079740 SH OTHER 301500 1778240 Artesyn Technologies COM 043127109 370 245000 SH SOLE 245000 1537 1017576 SH OTHER 166000 851576 Arthrocare Corp. COM 043136100 4666 385000 SH SOLE 385000 9146 754620 SH OTHER 62500 692120 Artisan Components Inc. COM 042923102 2368 260000 SH SOLE 260000 5064 555950 SH OTHER 88000 467950 Biosite Inc. COM 090945106 8117 280000 SH SOLE 280000 36530 1260094 SH OTHER 147350 1112744 Brio Software COM 109704106 2711 2486986 SH SOLE 2486986 2190 2009450 SH OTHER 440000 1569450 Brooks-Pri Automation COM 11442E102 2290 200000 SH SOLE 200000 8373 731308 SH OTHER 186700 544608 Caliper Tech Corp. COM 130876105 1844 440000 SH SOLE 440000 3414 814700 SH OTHER 214650 600050 Captaris Inc. COM 14071N104 1839 800000 SH SOLE 800000 993 431900 SH OTHER 235000 196900 Captiva Software COM 14073T109 19 20000 SH SOLE 20000 32 33000 SH OTHER 33000 Cell Genesys Inc. COM 150921104 3738 310200 SH OTHER 23000 287200 Centillium Comm COM 152319109 600 500000 SH SOLE 500000 1077 897850 SH OTHER 50000 847850 Cholestech Corp. COM 170393102 3007 290000 SH SOLE 290000 6936 668890 SH OTHER 221700 447190 Cima Labs Inc. COM 171796105 2515 100000 SH SOLE 100000 7761 308600 SH OTHER 24500 284100 Cisco System Inc. COM 17275R102 2312 220612 SH OTHER 108000 112612 Cognos Inc. (Canada) COM 19244C109 26540 1578850 SH OTHER 213500 1365350 Computer Network COM 204925101 7153 1425000 SH SOLE 1425000 16885 3363608 SH OTHER 484000 2879608 Concerto Software COM 20602T106 2640 445950 SH OTHER 240000 205950 Concord Communications Inc. COM 206186108 187 37000 SH OTHER 37000 Conductus Inc. COM 206784100 8 15200 SH OTHER 15200 Conexant Systems Inc. COM 207142100 1165 1050000 SH SOLE 1050000 4698 4232154 SH OTHER 822000 3410154 Curagen Corp. COM 23126R101 2013 477000 SH SOLE 477000 7444 1764099 SH OTHER 391000 1373099 Cyberoptics Corp. COM 232517102 508 292200 SH SOLE 292200 2107 1210788 SH OTHER 206500 1004288 Cylink Corp. COM 232565101 1554 3700000 SH SOLE 3700000 2375 5654699 SH OTHER 680000 4974699 Digimarc Corp. COM 253807101 11095 950700 SH SOLE 950700 17284 1481105 SH OTHER 431300 1049805 Documentum Inc. COM 256159104 8085 700000 SH SOLE 700000 13997 1211865 SH OTHER 339100 872765 ELoyalty Corp. COM 290151307 180 45000 SH SOLE 45000 740 185000 SH OTHER 20000 165000 EMS Technologies Inc. COM 26873N108 6295 613500 SH SOLE 613500 12639 1231858 SH OTHER 113500 1118358 Emcore Corp. COM 290846104 372 245000 SH SOLE 245000 373 245600 SH OTHER 30000 215600 Endocardial Solutions COM 292962107 2463 762500 SH SOLE 762500 369 114250 SH OTHER 114250 Enterasys Networks COM 293637104 559 430000 SH SOLE 430000 2332 1794150 SH OTHER 200000 1594150 Epicor Software Corp. COM 29426L108 2927 2590000 SH SOLE 2590000 4055 3588100 SH OTHER 597000 2991100 Ericsson LM Tel Co ADR Cl B SE COM 294821400 47 131440 SH OTHER 8000 123440 Firepond Inc. COM 318224201 306 100000 SH SOLE 100000 358 116950 SH OTHER 116950 Gene Logic Inc. COM 368689105 597 76850 SH OTHER 76850 Gensym Corp. COM 37245R107 7 10200 SH OTHER 10200 Glenayre Technologies COM 377899109 64 74000 SH OTHER 74000 Harvard Bioscience COM 416906105 136 45000 SH SOLE 45000 5291 1746250 SH OTHER 229000 1517250 Image Premastering Serv COM 45243G106 12 12500 SH OTHER 12500 Imclone Systems Inc. COM 45245W109 156 20000 SH SOLE 20000 458 58696 SH OTHER 58696 Infinium Software Inc. COM 45662Y109 579 125000 SH OTHER 125000 Intel Corp. COM 458140100 659 47430 SH OTHER 47430 Inter-Tel Inc. COM 458372109 10251 503721 SH OTHER 119000 384721 Interpore Intl. COM 46062W107 6601 815000 SH SOLE 815000 10743 1326253 SH OTHER 207500 1118753 Intl. Business Machines COM 459200101 997 17100 SH OTHER 800 16300 Itron Inc. COM 465741106 12045 655000 SH SOLE 655000 27626 1502249 SH OTHER 366700 1135549 JDS Uniphase Corp. COM 46612J101 5256 2698000 SH SOLE 2698000 21542 11058643 SH OTHER 757080 10301563 Lam Research Corp COM 512807108 978 109850 SH OTHER 100000 9850 Larscom Inc. COM 51729Y108 212 730000 SH SOLE 730000 580 2000750 SH OTHER 100000 1900750 Lattice Semiconductor COM 518415104 4265 685750 SH OTHER 685750 Lecroy Corp. COM 52324W109 6451 720000 SH SOLE 720000 6325 705915 SH OTHER 147500 558415 Lightbridge Inc. COM 532226107 6380 945000 SH SOLE 945000 13134 1945431 SH OTHER 277500 1667931 MKS Instruments Inc. COM 55306N104 2184 200000 SH SOLE 200000 7296 668132 SH OTHER 137183 530949 MRO Software Inc. COM 55347W105 6003 690000 SH SOLE 690000 10206 1173137 SH OTHER 380200 792937 Macrovision Corp. COM 555904101 9172 750000 SH SOLE 750000 27741 2268235 SH OTHER 343000 1925235 Made2Manage Systems COM 556455199 108 23000 SH SOLE 23000 Manugistics Group Inc. COM 565011103 33 12000 SH OTHER 12000 Mapinfo Corp. COM 565105103 3004 760500 SH SOLE 760500 3161 800325 SH OTHER 265000 535325 Medicis Pharm Cl A COM 584690309 17915 438335 SH OTHER 8200 430135 Medtronic Inc. COM 585055106 9550 226745 SH OTHER 12000 214745 Micrel Inc. COM 594793101 582 94535 SH OTHER 12000 82535 Micro Component Tech COM 59479Q100 115 135000 SH SOLE 135000 673 791200 SH OTHER 35000 756200 Molecular Devices COM 60851C107 3753 300000 SH SOLE 300000 14219 1136646 SH OTHER 178100 958546 Motorola Inc. COM 620076109 3956 388618 SH OTHER 7950 380668 National Instruments COM 636518102 5264 240491 SH OTHER 18750 221741 Neose Techs Inc. COM 640522108 5083 655000 SH SOLE 655000 9905 1276401 SH OTHER 178000 1098401 Netmanage Inc. COM 641144100 101 114285 SH SOLE 114285 517 587122 SH OTHER 28571 558551 Network Equipment COM 641208103 375 100000 SH SOLE 100000 4086 1089495 SH OTHER 80000 1009495 Nortel Network (New) COM 656568102 11 20000 SH SOLE 20000 432 799754 SH OTHER 22400 777354 Oplink Communications COM 68375Q106 2427 4185000 SH SOLE 4185000 4941 8518340 SH OTHER 837500 7680840 PMC-Sierra Inc. COM 69344F106 1979 510000 SH SOLE 510000 2537 653738 SH OTHER 173300 480438 Pemstar Inc. COM 706552196 12 10000 SH OTHER 10000 Peoplesoft Inc. COM 712713106 1710 138275 SH OTHER 11500 126775 Plato Learning Inc. COM 72764Y100 4721 710000 SH SOLE 710000 9333 1403458 SH OTHER 252200 1151258 Plexus Corporation COM 729132100 2035 220000 SH SOLE 220000 2667 288275 SH OTHER 48500 239775 Power Integrations Inc. COM 739276103 12908 1058940 SH OTHER 211200 847740 Previo Inc. COM 74138B105 214 110000 SH SOLE 110000 1444 740399 SH OTHER 740399 Proxim Corporation COM 744283102 2582 1475420 SH SOLE 1475420 14035 8020192 SH OTHER 900766 7119426 Quicklogic Corp. COM 74837P108 3353 1340650 SH SOLE 1340650 1332 532400 SH OTHER 41500 490900 Quidel Corp. COM 74838J101 3911 875000 SH SOLE 875000 15302 3423210 SH OTHER 363300 3059910 RF Monolithics Inc. COM 74955F106 1152 320000 SH SOLE 320000 781 216900 SH OTHER 45000 171900 Radisys Corp. COM 750459109 230 58050 SH OTHER 3000 55050 Rational Software Corp. COM 75409P202 9612 2225000 SH SOLE 2225000 24361 5639145 SH OTHER 518100 5121045 Retek Inc. COM 76128Q109 2187 607430 SH SOLE 607430 8094 2248366 SH OTHER 391726 1856640 Sangamo Biosciences COM 800677106 1182 600000 SH SOLE 600000 4218 2141070 SH OTHER 306000 1835070 Sanmina Corp. COM 800907107 2136 770950 SH OTHER 166500 604450 Semtech Corp. COM 816850101 2016 207800 SH OTHER 160000 47800 Serena Software Inc. COM 817492101 3240 270000 SH SOLE 270000 14443 1203546 SH OTHER 89750 1113796 Skyworks Solutions COM 83088M102 2551 563150 SH SOLE 563150 13105 2892991 SH OTHER 335775 2557216 Spectrian Corp. COM 847608106 2611 885000 SH SOLE 885000 6305 2137166 SH OTHER 293000 1844166 Stratex Networks Inc. COM 86279T109 3826 3270000 SH SOLE 3270000 11345 9696591 SH OTHER 1229500 8467091 Symyx Technologies COM 87155S108 5654 540000 SH SOLE 540000 19264 1839890 SH OTHER 291000 1548890 Techne Corp. COM 878377100 17051 520000 SH SOLE 520000 54180 1652337 SH OTHER 239500 1412837 Technology Solutions COM 87872T108 13 15000 SH SOLE 15000 269 316200 SH OTHER 120000 196200 Tekelec COM 879101103 4531 525000 SH SOLE 525000 32023 3710678 SH OTHER 354700 3355978 Tellabs Inc. COM 879664100 5625 1382036 SH OTHER 18300 1363736 Teradyne Inc. COM 880770102 1025 106720 SH OTHER 4000 102720 Texas Biotechnology COM 88221T104 31 10000 SH OTHER 10000 Therasense Inc. COM 883381105 1815 130000 SH SOLE 130000 6743 483050 SH OTHER 60000 423050 Therma Wave Inc. COM 88343A108 78 99030 SH OTHER 5500 93530 Transgenomic Inc. COM 89365K206 2764 725000 SH SOLE 725000 10558 2768818 SH OTHER 511500 2257318 Trikon Technologies COM 896187408 1988 350000 SH SOLE 350000 116 20500 SH OTHER 20500 Tut Systems Inc. COM 901103101 1218 1765000 SH SOLE 1765000 2423 3511750 SH OTHER 788500 2723250 Varian Medical Systems COM 92220P105 4010 93275 SH OTHER 3500 89775 Vastera Inc. COM 92239N109 1860 865000 SH SOLE 865000 5807 2701160 SH OTHER 442500 2258660 Veeco Instruments COM 922417100 2160 200000 SH SOLE 200000 544 50375 SH OTHER 50375 Ventana Medical COM 92276H106 11425 610000 SH SOLE 610000 37144 1983110 SH OTHER 239000 1744110 Vitesse Semiconductor COM 928497106 741 1090000 SH SOLE 1090000 2474 3638878 SH OTHER 540500 3098378 WJ Communications COM 929284107 126 109900 SH SOLE 109900 971 844550 SH OTHER 844550 Zoll Medical Corp. COM 989922109 5770 189800 SH SOLE 189800 25002 822449 SH OTHER 147000 675449 Zygo Corp. COM 989855101 3265 770000 SH SOLE 770000 11461 2702967 SH OTHER 343700 2359267