-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nu9gQ4uc1q6EYezf2mhqsFyN6HAd7CDMFG7UtNYxiqOWhN88nXQMJkT82uJT+W8y 18gSB+PaPcHP589TLR9veQ== 0000884306-02-000066.txt : 20020806 0000884306-02-000066.hdr.sgml : 20020806 20020805100530 ACCESSION NUMBER: 0000884306-02-000066 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOPP INVESTMENT ADVISORS INC CENTRAL INDEX KEY: 0000884306 IRS NUMBER: 411663810 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03099 FILM NUMBER: 02719154 BUSINESS ADDRESS: STREET 1: 7701 FRANCE AVENUE SOUTH STREET 2: STE 500 CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 6128410400 MAIL ADDRESS: STREET 1: 7701 FRANCE AVENUE SOUTH STREET 2: STE 500 CITY: EDINA STATE: MN ZIP: 55435 13F-HR 1 k13f-063002.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/02 Check here if Amendment [ ] ; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kopp Investment Advisors, Inc. Address: 7701 France Ave. So., Suite 500 Edina, MN 55435 Form 13F File Number: 28- 03099 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John P. Flakne Title: Chief Financial Officer Phone: (952) 841-0400 Signature, Place and Date of Signing: Edina, MN 08/05/02 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s.)) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 206 Form 13F Information Table Value Total: $ 1,709,072 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3 Com Corporation COM 885535104 429 97540 SH OTHER 97540 ADC Telecommunications COM 000886101 6870 3000000 SH SOLE 3000000 33130 14467100 SH OTHER 1166500 13300600 ActionPoint Inc. COM 00504A108 40 25000 SH SOLE 25000 61 38000 SH OTHER 38000 Actuate Corp. COM 00508B102 3693 820700 SH OTHER 91500 729200 Adept Tech Inc. COM 006854103 1617 770000 SH SOLE 770000 2373 1129838 SH OTHER 220000 909838 Advanced Fibre Comm COM 00754A105 8270 500000 SH SOLE 500000 52396 3167850 SH OTHER 127700 3040150 Aeroflex Inc. COM 007768104 775 111550 SH OTHER 111550 Alcatel ADR COM 013904305 189 26623 SH OTHER 26623 Anadigics Inc. COM 032515108 6922 840000 SH SOLE 840000 30058 3647822 SH OTHER 348700 3299122 Analog Devices Inc. COM 032654105 7294 245575 SH OTHER 2300 243275 Applied Micro Circuits COM 03822W109 2365 500000 SH SOLE 500000 12033 2544009 SH OTHER 228366 2315643 Applied Microsystems COM 037935103 270 530000 SH SOLE 530000 212 415750 SH OTHER 80000 335750 Array Biopharma Inc. COM 04269X105 6796 705000 SH SOLE 705000 19800 2053975 SH OTHER 234000 1819975 Artesyn Technologies COM 043127109 1763 270000 SH SOLE 270000 7419 1136176 SH OTHER 166000 970176 Arthrocare Corp. COM 043136100 5144 400000 SH SOLE 400000 11296 878370 SH OTHER 62500 815870 Artisan Components Inc. COM 042923102 2700 300000 SH SOLE 300000 4596 510700 SH OTHER 28000 482700 Biosite Inc. COM 090945106 9571 340000 SH SOLE 340000 43736 1553694 SH OTHER 165300 1388394 Brio Software COM 109704106 2285 2331986 SH SOLE 2331986 1229 1253950 SH OTHER 100000 1153950 Brooks-Pri Automation COM 11442E102 5112 200000 SH SOLE 200000 19276 754158 SH OTHER 186700 567458 Caliper Tech Corp. COM 130876105 3799 455000 SH SOLE 455000 7808 935142 SH OTHER 214650 720492 Captaris Inc. COM 14071N104 2360 800000 SH SOLE 800000 1287 436400 SH OTHER 215000 221400 Cell Genesys Inc. COM 150921104 4466 324600 SH OTHER 23000 301600 Centillium Comm COM 152319109 4360 500000 SH SOLE 500000 5882 674500 SH OTHER 50000 624500 Cholestech Corp. COM 170393102 3492 331000 SH SOLE 331000 7552 715840 SH OTHER 224000 491840 Cima Labs Inc. COM 171796105 2412 100000 SH SOLE 100000 3781 156750 SH OTHER 3000 153750 Cisco System Inc. COM 17275R102 3169 227184 SH OTHER 108000 119184 Cognos Inc. (Canada) COM 19244C109 37862 1706280 SH OTHER 213500 1492780 Computer Network COM 204925101 8643 1410000 SH SOLE 1410000 21859 3565975 SH OTHER 468000 3097975 Concerto Software COM 20602T106 2907 461450 SH OTHER 225000 236450 Concord Communications Inc. COM 206186108 610 37000 SH OTHER 37000 Conductus Inc. COM 206784100 18 15200 SH OTHER 15200 Conexant Systems Inc. COM 207142100 1134 700000 SH SOLE 700000 4192 2587851 SH OTHER 477000 2110851 Curagen Corp. COM 23126R101 2618 465000 SH SOLE 465000 9415 1672269 SH OTHER 243500 1428769 Cyberoptics Corp. COM 232517102 2757 287500 SH SOLE 287500 12447 1297888 SH OTHER 217500 1080388 Cylink Corp. COM 232565101 3566 3680000 SH SOLE 3680000 5557 5734399 SH OTHER 690000 5044399 DMC Stratex Networks COM 23322L106 6472 3220000 SH SOLE 3220000 19227 9565747 SH OTHER 938000 8627747 Digimarc Corp. COM 253807101 9878 950700 SH SOLE 950700 14495 1395105 SH OTHER 354000 1041105 Documentum Inc. COM 256159104 8100 675000 SH SOLE 675000 14434 1202865 SH OTHER 307000 895865 ELoyalty Corp. COM 290151307 265 45000 SH SOLE 45000 1317 223300 SH OTHER 223300 EMS Technologies Inc. COM 26873N108 12383 598500 SH SOLE 598500 27215 1315383 SH OTHER 99000 1216383 Emcore Corp. COM 290846104 1509 251500 SH SOLE 251500 1573 262200 SH OTHER 30000 232200 Endocardial Solutions COM 292962107 5787 762500 SH SOLE 762500 735 96900 SH OTHER 96900 Enterasys Networks COM 293637104 36 20000 SH SOLE 20000 1506 845900 SH OTHER 845900 Epicor Software Corp. COM 29426L108 3822 2450000 SH SOLE 2450000 5580 3576800 SH OTHER 547000 3029800 Ericsson L M Tel Co. ADR Cl. B COM 294821400 536 372440 SH OTHER 8000 364440 Firepond Inc. COM 318224102 340 1000000 SH SOLE 1000000 400 1177000 SH OTHER 1177000 Gene Logic Inc. COM 368689105 1146 81850 SH OTHER 81850 Gensym Corp. COM 37245R107 8 10200 SH OTHER 10200 Glenayre Technologies COM 377899109 92 74000 SH OTHER 74000 HNC Software Inc. COM 40425P107 4985 298490 SH OTHER 6450 292040 Harvard Bioscience COM 416906105 279 50000 SH SOLE 50000 7373 1318900 SH OTHER 69500 1249400 Image Premastering Serv COM 45243G106 12 12500 SH OTHER 12500 Imclone Systems Inc. COM 45245W109 174 20000 SH SOLE 20000 510 58696 SH OTHER 58696 Infinium Software Inc. COM 45662Y109 750 125000 SH OTHER 125000 Intel Corp. COM 458140100 945 51730 SH OTHER 51730 Inter-Tel Inc. COM 458372109 10471 617411 SH OTHER 120000 497411 Interpore Intl. COM 46062W107 7881 815000 SH SOLE 815000 13531 1399303 SH OTHER 207500 1191803 Intl. Business Machines COM 459200101 1332 18500 SH OTHER 800 17700 Itron Inc. COM 465741106 17181 655000 SH SOLE 655000 38693 1475139 SH OTHER 323950 1151189 JDS Uniphase Corp. COM 46612J101 7204 2698000 SH SOLE 2698000 30562 11446282 SH OTHER 670180 10776102 Lam Research Corp COM 512807108 2000 111250 SH OTHER 100000 11250 Larscom Inc. COM 51729Y108 496 730000 SH SOLE 730000 1374 2021250 SH OTHER 100000 1921250 Lattice Semiconductor COM 518415104 6455 742850 SH OTHER 742850 Lecroy Corp. COM 52324W109 8746 735000 SH SOLE 735000 9448 793982 SH OTHER 155500 638482 Lightbridge Inc. COM 532226107 8196 970000 SH SOLE 970000 18444 2182759 SH OTHER 268200 1914559 MKS Instruments Inc. COM 55306N104 4014 200000 SH SOLE 200000 11980 596915 SH OTHER 90683 506232 MRO Software Inc. COM 55347W105 7738 680000 SH SOLE 680000 14120 1240737 SH OTHER 365200 875537 Macrovision Corp. COM 555904101 10029 765000 SH SOLE 765000 30643 2337385 SH OTHER 289500 2047885 Manugistics Group Inc. COM 565011103 79 12850 SH OTHER 12850 Mapinfo Corp. COM 565105103 6921 760500 SH SOLE 760500 7405 813725 SH OTHER 265000 548725 Medicis Pharm Cl A COM 584690309 22575 527935 SH OTHER 4000 523935 Medtronic Inc. COM 585055106 11661 272147 SH OTHER 12620 259527 Micrel Inc. COM 594793101 1227 85326 SH OTHER 2000 83326 Micro Component Tech COM 59479Q100 350 140000 SH SOLE 140000 1990 796600 SH OTHER 35000 761600 Molecular Devices COM 60851C107 5518 310000 SH SOLE 310000 21728 1220696 SH OTHER 178100 1042596 Motorola Inc. COM 620076109 3089 211729 SH OTHER 6450 205279 National Instruments COM 636518102 7807 239766 SH OTHER 3750 236016 Neose Techs Inc. COM 640522108 7085 650000 SH SOLE 650000 15835 1452721 SH OTHER 177500 1275221 Netmanage Inc. COM 641144100 448 800000 SH SOLE 800000 2479 4427267 SH OTHER 250000 4177267 Network Equipment COM 641208103 451 105000 SH SOLE 105000 4646 1080495 SH OTHER 80000 1000495 Norstan Inc. COM 656535101 160 40000 SH SOLE 40000 Nortel Network (New) COM 656568102 29 20000 SH SOLE 20000 950 654854 SH OTHER 20000 634854 Oplink Communications COM 68375Q106 3026 4145000 SH SOLE 4145000 6337 8680640 SH OTHER 787500 7893140 PMC-Sierra Inc. COM 69344F106 4635 500000 SH SOLE 500000 4141 446755 SH OTHER 47000 399755 Pemstar Inc. COM 706552196 13 10000 SH OTHER 10000 Peoplesoft Inc. COM 712713106 1915 128725 SH OTHER 9500 119225 Plato Learning Inc. COM 72764Y100 7106 720000 SH SOLE 720000 15078 1527649 SH OTHER 239866 1287783 Plexus Corporation COM 729132100 3982 220000 SH SOLE 220000 5601 309475 SH OTHER 48500 260975 Power Integrations Inc. COM 739276103 19895 1097940 SH OTHER 159200 938740 Previo Inc. COM 74138B105 164 110000 SH SOLE 110000 1103 740399 SH OTHER 740399 Proxim Corporation COM 744283102 4396 1360940 SH SOLE 1360940 25164 7790861 SH OTHER 693731 7097130 Quicklogic Corp. COM 74837P108 4773 1315000 SH SOLE 1315000 2185 602000 SH OTHER 41500 560500 Quidel Corp. COM 74838J101 5684 825000 SH SOLE 825000 23467 3405910 SH OTHER 222100 3183810 RF Monolithics Inc. COM 74955F106 1347 320000 SH SOLE 320000 914 217100 SH OTHER 45000 172100 Radisys Corp. COM 750459109 1148 98700 SH OTHER 3000 95700 Rational Software Corp. COM 75409P202 18308 2230000 SH SOLE 2230000 47815 5823975 SH OTHER 406900 5417075 Retek Inc. COM 76128Q109 13851 570000 SH SOLE 570000 40787 1678461 SH OTHER 219576 1458885 Sangamo Biosciences COM 800677106 3381 575000 SH SOLE 575000 13704 2330670 SH OTHER 316000 2014670 Sanmina Corp. COM 800907107 3273 518700 SH OTHER 12000 506700 Semtech Corp. COM 816850101 5623 210600 SH OTHER 160000 50600 Serena Software Inc. COM 817492101 4315 315000 SH SOLE 315000 18626 1359896 SH OTHER 92000 1267896 Skyworks Solutions COM 83088M102 1364 245700 SH SOLE 245700 4397 792209 SH OTHER 148121 644088 Spectrian Corp. COM 847608106 9333 900000 SH SOLE 900000 24569 2369219 SH OTHER 302500 2066719 Symyx Technologies COM 87155S108 7378 530000 SH SOLE 530000 27163 1951390 SH OTHER 274000 1677390 Techne Corp. COM 878377100 18371 651000 SH SOLE 651000 55730 1974847 SH OTHER 262000 1712847 Technology Solutions COM 87872T108 26 20000 SH SOLE 20000 424 331200 SH OTHER 120000 211200 Tekelec COM 879101103 4135 515000 SH SOLE 515000 31943 3977958 SH OTHER 337000 3640958 Tellabs Inc. COM 879664100 9386 1513830 SH OTHER 16900 1496930 Teradyne Inc. COM 880770102 2678 113946 SH OTHER 2500 111446 Texas Biotechnology COM 88221T104 39 10000 SH OTHER 10000 Therasense Inc. COM 883381105 2401 130000 SH SOLE 130000 6988 378350 SH OTHER 15000 363350 Therma Wave Inc. COM 88343A108 1574 138180 SH OTHER 5500 132680 Transgenomic Inc. COM 89365K206 1827 725000 SH SOLE 725000 6243 2477368 SH OTHER 328000 2149368 Trikon Technologies COM 896187408 3146 350000 SH SOLE 350000 230 25600 SH OTHER 25600 Tut Systems Inc. COM 901103101 2502 1750000 SH SOLE 1750000 4940 3454750 SH OTHER 788500 2666250 Varian Medical Systems COM 92220P105 3354 82725 SH OTHER 3500 79225 Vastera Inc. COM 92239N109 3292 750000 SH SOLE 750000 10331 2353360 SH OTHER 301000 2052360 Veeco Instruments COM 922417100 5315 230000 SH SOLE 230000 1897 82075 SH OTHER 82075 Ventana Medical COM 92276H106 13389 610000 SH SOLE 610000 48234 2197438 SH OTHER 231200 1966238 Vitesse Semiconductor COM 928497106 2099 675000 SH SOLE 675000 8410 2704178 SH OTHER 141500 2562678 WJ Communications COM 929284107 1056 910750 SH OTHER 910750 Wells Fargo & Co. COM 949746101 220 4390 SH OTHER 4390 Williams Companies COM 969457100 77 12800 SH OTHER 12800 Zoll Medical Corp. COM 989922109 6506 200000 SH SOLE 200000 30456 936250 SH OTHER 143500 792750 Zygo Corp. COM 989855101 6118 760000 SH SOLE 760000 21231 2637407 SH OTHER 318200 2319207
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