13F-HR 1 k13f-1231.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/01 Check here if Amendment [ ] ; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kopp Investment Advisors, Inc. Address: 7701 France Ave. So., Suite 500 Edina, MN 55435 Form 13F File Number: 28- 03099 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John P. Flakne Title: Chief Financial Officer Phone: (952) 841-0400 Signature, Place and Date of Signing: Edina, MN 01/30/02 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s.)) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 205 Form 13F Information Table Value Total: $ 3,021,365 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3 Com Corporation COM 885535104 702 110090 SH OTHER 110090 ADC Telecommunications COM 000886101 13800 3000000 SH SOLE 3000000 68052 14793832 SH OTHER 1045000 13748832 ActionPoint Inc. COM 00504A108 40 25000 SH SOLE 25000 62 38000 SH OTHER 38000 Adept Tech Inc. COM 006854103 3120 780000 SH SOLE 780000 5015 1253738 SH OTHER 220000 1033738 Advanced Fibre Communications COM 00754A105 8835 500000 SH SOLE 500000 59191 3349774 SH OTHER 122200 3227574 Aeroflex Inc. COM 007768104 2461 130024 SH OTHER 130024 Alcatel ADR COM 013904305 443 26786 SH OTHER 26786 Anadigics Inc. COM 032515108 12276 805000 SH SOLE 805000 54321 3562025 SH OTHER 340200 3221825 Analog Devices Inc. COM 032654105 11606 261453 SH OTHER 2400 259053 Applied Micro Circuits COM 03822W109 5660 500000 SH SOLE 500000 28343 2503826 SH OTHER 223866 2279960 Applied Microsystems COM 037935103 556 530000 SH SOLE 530000 451 429250 SH OTHER 82500 346750 Array Biopharma Inc. COM 04269X105 10476 705000 SH SOLE 705000 25899 1742875 SH OTHER 200000 1542875 Artesyn Technologies COM 043127109 3724 400000 SH SOLE 400000 11522 1237573 SH OTHER 186000 1051573 Arthrocare Corp. COM 043136100 8068 450000 SH SOLE 450000 17523 977320 SH OTHER 63500 913820 Artisan Components Inc. COM 042923102 4898 310000 SH SOLE 310000 9186 581400 SH OTHER 21000 560400 Biosite Inc. COM 090945106 9185 500000 SH SOLE 500000 36693 1997427 SH OTHER 189450 1807977 Brooks Automation Inc. COM 11434A100 8134 200000 SH SOLE 200000 34271 842670 SH OTHER 192100 650570 Caliper Tech Corp. COM 130876105 7805 500000 SH SOLE 500000 14992 960435 SH OTHER 209650 750785 Captaris Inc. COM 14071N104 2952 800000 SH SOLE 800000 1669 452400 SH OTHER 215000 237400 Cell Genesys Inc. COM 150921104 3778 162550 SH OTHER 15000 147550 Centillium Communications COM 152319109 2947 375000 SH SOLE 375000 2012 256000 SH OTHER 25000 231000 Cholestech Corp. COM 170393102 6557 331000 SH SOLE 331000 16138 814620 SH OTHER 225000 589620 Cisco System Inc. COM 17275R102 1087 60000 SH SOLE 60000 4115 227240 SH OTHER 108000 119240 Cognos Inc. (Canada) COM 19244C109 5000 200000 SH SOLE 200000 52734 2109374 SH OTHER 216000 1893374 Computer Network Tech Corp. COM 204925101 25440 1430000 SH SOLE 1430000 66749 3752040 SH OTHER 470500 3281540 Concord Communications Inc. COM 206186108 847 41000 SH OTHER 41000 Conductus Inc. COM 206784100 41 15200 SH OTHER 15200 Conexant Systems Inc. COM 207142100 9334 650000 SH SOLE 650000 36419 2536115 SH OTHER 405500 2130615 Curagen Corp. COM 23126R101 11409 510000 SH SOLE 510000 27581 1232959 SH OTHER 215000 1017959 Cyberoptics Corp. COM 232517102 4141 312500 SH SOLE 312500 19122 1443162 SH OTHER 231000 1212162 Cylink Corp. COM 232565101 9927 3610000 SH SOLE 3610000 14665 5332852 SH OTHER 690000 4642852 DMC Stratex Networks COM 23322L106 25052 3220000 SH SOLE 3220000 76382 9817697 SH OTHER 944500 8873197 Davox Corp. COM 239208101 3868 400000 SH SOLE 400000 6280 649400 SH OTHER 260000 389400 Digimarc Corp. COM 253807101 16908 910000 SH SOLE 910000 22864 1230565 SH OTHER 344500 886065 Documentum Inc. COM 256159104 15204 700000 SH SOLE 700000 29824 1373125 SH OTHER 304500 1068625 ELoyalty Corp. COM 290151307 265 50000 SH SOLE 50000 548 103275 SH OTHER 15000 88275 EMS Technologies Inc. COM 26873N108 3940 245000 SH SOLE 245000 17754 1104087 SH OTHER 33000 1071087 Emcore Corp. COM 290846104 4035 300000 SH SOLE 300000 3668 272750 SH OTHER 30000 242750 Enterasys Networks COM 293637104 3499 395400 SH OTHER 5000 390400 Epicor Software Corp. COM 29426L108 2833 1901200 SH SOLE 1901200 4504 3022700 SH OTHER 418000 2604700 Ericsson L M Tel Co. ADR Cl. B COM 294821400 2244 429940 SH OTHER 8000 421940 Firepond Inc. COM 318224102 1077 828800 SH SOLE 828800 1173 902500 SH OTHER 902500 Galen Holdings PLC ADR COM 363240102 1236 30000 SH SOLE 30000 4297 104301 SH OTHER 25000 79301 Gene Logic Inc. COM 368689105 2680 142250 SH OTHER 142250 Gensym Corp. COM 37245R107 6 10200 SH OTHER 10200 Glenayre Technologies Inc. COM 377899109 23 14000 SH OTHER 14000 HNC Software Inc. COM 40425P107 12875 625000 SH SOLE 625000 21797 1058117 SH OTHER 102400 955717 Image Premastering Services Lt COM 45243G106 12 12500 SH OTHER 12500 Imclone Systems Inc. COM 45245W109 5575 120000 SH SOLE 120000 24260 522177 SH OTHER 80410 441767 Infinium Software Inc. COM 45662Y109 310 155100 SH OTHER 155100 Intel Corp. COM 458140100 1751 55660 SH OTHER 55660 Inter-Tel Inc. COM 458372109 3844 200000 SH SOLE 200000 13848 720500 SH OTHER 120000 600500 Interpore Intl. COM 46062W107 5866 705000 SH SOLE 705000 9145 1099130 SH OTHER 60000 1039130 Intl. Business Machines COM 459200101 2806 23200 SH OTHER 800 22400 Invitrogen COM 46185R100 22083 356580 SH OTHER 19400 337180 Itron Inc. COM 465741106 24846 820000 SH SOLE 820000 53973 1781300 SH OTHER 359900 1421400 JDS Uniphase Corp. COM 46612J101 23419 2698000 SH SOLE 2698000 101880 11737373 SH OTHER 670180 11067193 Lam Research Corp COM 512807108 2618 112765 SH OTHER 100000 12765 Larscom Inc. COM 51729Y108 788 730000 SH SOLE 730000 2178 2016492 SH OTHER 100000 1916492 Lattice Semiconductor COM 518415104 16500 802160 SH OTHER 802160 Lecroy Corp. COM 52324W109 14560 800000 SH SOLE 800000 15655 860171 SH OTHER 162500 697671 Lightbridge Inc. COM 532226107 12107 996500 SH SOLE 996500 29816 2453958 SH OTHER 284500 2169458 MKS Instruments Inc. COM 55306N104 5406 200000 SH SOLE 200000 18443 682324 SH OTHER 102441 579883 MRO Software Inc. COM 55347W105 16717 715000 SH SOLE 715000 31313 1339292 SH OTHER 365500 973792 Macrovision Corp. COM 555904101 28000 795000 SH SOLE 795000 79708 2263145 SH OTHER 288000 1975145 Made2Manage Systems COM 556455199 77 21000 SH OTHER 21000 Manugistics Group Inc. COM 565011103 274 13000 SH OTHER 13000 Mapinfo Corp. COM 565105103 9061 577500 SH SOLE 577500 12548 799725 SH OTHER 265000 534725 Medicis Pharmaceutical Cl A COM 584690309 41598 644035 SH OTHER 4500 639535 Medtronic Inc. COM 585055106 15992 312289 SH OTHER 12620 299669 Micrel Inc. COM 594793101 1467 55945 SH OTHER 55945 Micro Component Tech COM 59479Q100 413 140000 SH SOLE 140000 2580 874600 SH OTHER 95000 779600 Molecular Devices COM 60851C107 6678 320000 SH SOLE 320000 26273 1258871 SH OTHER 183100 1075771 Motorola Inc. COM 620076109 3424 227984 SH OTHER 6450 221534 National Instruments COM 636518102 11096 296200 SH OTHER 3750 292450 Neose Techs Inc. COM 640522108 25634 700000 SH SOLE 700000 53885 1471477 SH OTHER 175700 1295777 Netmanage Inc. COM 641144100 816 800000 SH SOLE 800000 3971 3892779 SH OTHER 175000 3717779 Network Equipment Technologies COM 641208103 572 105000 SH SOLE 105000 5773 1059195 SH OTHER 50000 1009195 Norstan Inc. COM 656535101 503 93000 SH SOLE 93000 Nortel Network (New) COM 656568102 149 20000 SH SOLE 20000 4460 597804 SH OTHER 10600 587204 On Assignment Inc. COM 682159108 9965 433840 SH OTHER 4500 429340 Oplink Communications COM 68375Q106 6032 3200000 SH SOLE 3200000 14088 7473650 SH OTHER 704500 6769150 PMC-Sierra Inc. COM 69344F106 5315 250000 SH SOLE 250000 8756 411873 SH OTHER 31000 380873 Peoplesoft Inc. COM 712713106 1712 42575 SH OTHER 10000 32575 Plato Learning Inc. COM 72764Y100 12181 733333 SH SOLE 733333 28048 1688631 SH OTHER 246865 1441766 Plexus Corporation COM 729132100 6109 230000 SH SOLE 230000 6434 242237 SH OTHER 48000 194237 Power Integrations Inc. COM 739276103 26055 1140765 SH OTHER 147500 993265 Previo Inc. COM 74138B105 181 110000 SH SOLE 110000 1179 714800 SH OTHER 714800 Proxim Inc. COM 744284100 4266 430000 SH SOLE 430000 30120 3036284 SH OTHER 309900 2726384 Quicklogic Corp. COM 74837P108 5350 1070000 SH SOLE 1070000 2393 478600 SH OTHER 22500 456100 Quidel Corp. COM 74838J101 5114 665000 SH SOLE 665000 20579 2676100 SH OTHER 19700 2656400 RF Monolithics Inc. COM 74955F106 1008 320000 SH SOLE 320000 805 255700 SH OTHER 45000 210700 Radisys Corp. COM 750459109 2389 121500 SH OTHER 3000 118500 Rational Software Corp. COM 75409P202 45240 2320000 SH SOLE 2320000 127040 6514889 SH OTHER 401700 6113189 Retek Inc. COM 76128Q109 17026 570000 SH SOLE 570000 40221 1346519 SH OTHER 212291 1134228 Riverstone Networks COM 769320102 2317 139568 SH OTHER 2565 137003 Sangamo Biosciences COM 800677106 5791 620000 SH SOLE 620000 22663 2426480 SH OTHER 316000 2110480 Sanmina Corp. COM 800907107 2202 110650 SH OTHER 600 110050 Semtech Corp. COM 816850101 7871 220550 SH OTHER 160000 60550 Serena Software Inc. COM 817492101 7609 350000 SH SOLE 350000 31882 1466512 SH OTHER 93000 1373512 Spectrian Corp. COM 847608106 10589 960000 SH SOLE 960000 26978 2445859 SH OTHER 327000 2118859 Symyx Technologies COM 87155S108 11045 520000 SH SOLE 520000 41223 1940806 SH OTHER 271500 1669306 Techne Corp. COM 878377100 29111 790000 SH SOLE 790000 92268 2503882 SH OTHER 298000 2205882 Technology Solutions COM 87872T108 44 20000 SH SOLE 20000 460 207200 SH OTHER 120000 87200 Tekelec COM 879101103 10323 570000 SH SOLE 570000 75686 4179250 SH OTHER 337500 3841750 Tellabs Inc. COM 879664100 27972 1869758 SH OTHER 26400 1843358 Teradyne Inc. COM 880770102 3897 129296 SH OTHER 2500 126796 Texas Biotechnology COM 88221T104 65 10000 SH OTHER 10000 Therasense Inc. COM 883381105 248 10000 SH SOLE 10000 484 19500 SH OTHER 19500 Therma Wave Inc. COM 88343A108 1992 133530 SH OTHER 7000 126530 Transgenomic Inc. COM 89365K206 7755 705000 SH SOLE 705000 22735 2066818 SH OTHER 273000 1793818 Trikon Technologies Inc. COM 896187408 2350 200000 SH SOLE 200000 Tut Systems Inc. COM 901103101 3758 1620000 SH SOLE 1620000 7159 3085650 SH OTHER 730800 2354850 Valuevision Intl. Cl A COM 92047K107 19003 970038 SH OTHER 39500 930538 Vastera Inc. COM 92239N109 9966 600000 SH SOLE 600000 19656 1183393 SH OTHER 293000 890393 Veeco Instruments COM 922417100 9012 250000 SH SOLE 250000 3292 91325 SH OTHER 91325 Ventana Medical Systems COM 92276H106 13459 595000 SH SOLE 595000 45306 2002901 SH OTHER 219200 1783701 Vitesse Semiconductor COM 928497106 6836 550000 SH SOLE 550000 25635 2062343 SH OTHER 103500 1958843 WJ Communications COM 929284107 3096 848150 SH OTHER 848150 Wells Fargo & Co. COM 949746101 279 6420 SH OTHER 6420 Williams Companies COM 969457100 413 16200 SH OTHER 16200 Zoll Medical Corp. COM 989922109 6620 170000 SH SOLE 170000 40289 1034652 SH OTHER 146750 887902 Zygo Corp. COM 989855101 11686 735000 SH SOLE 735000 41246 2594076 SH OTHER 315200 2278876 Eloyalty Rights 290151992 0 260000 SH SOLE 260000 0 618950 SH OTHER 100000 518950