-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JQV3htvjBICjkO/2dOu9u3wvJqUsq6bECI1F4tNtNMCB7UPMzi9RKCw4EPAYNPLZ n7HtTYh6MZKSkrpfOD4WaQ== 0000884306-01-000002.txt : 20010129 0000884306-01-000002.hdr.sgml : 20010129 ACCESSION NUMBER: 0000884306-01-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOPP INVESTMENT ADVISORS INC CENTRAL INDEX KEY: 0000884306 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 411663810 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-03099 FILM NUMBER: 1515587 BUSINESS ADDRESS: STREET 1: 7701 FRANCE AVENUE SOUTH STREET 2: STE 500 CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 6128410400 MAIL ADDRESS: STREET 1: 7701 FRANCE AVENUE SOUTH STREET 2: STE 500 CITY: EDINA STATE: MN ZIP: 55435 13F-HR 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/00 Check here if Amendment [ ] ; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kopp Investment Advisors, Inc. Address: 7701 France Ave. So., Suite 500 Edina, MN 55435 Form 13F File Number: 28- 03099 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John P. Flakne Title: Chief Financial Officer Phone: (952) 841-0400 Signature, Place and Date of Signing: Edina, MN 01/26/01 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s.)) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 207 Form 13F Information Table Value Total: $ 4,869,606 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3 Com Corporation COM 885535104 9468 1113852 SH OTHER 13700 1100152 ADC Telecommunications COM 000886101 54375 3000000 SH SOLE 3000000 251464 13873864 SH OTHER 858600 13015264 AVT Corporation COM 002420107 3975 800000 SH SOLE 800000 8748 1760483 SH OTHER 179000 1581483 ActionPoint Inc. COM 00504A108 52 25000 SH SOLE 25000 250 121100 SH OTHER 27500 93600 Adept Tech Inc. COM 006854103 11310 780000 SH SOLE 780000 27009 1862711 SH OTHER 225000 1637711 Advanced Fibre Communications COM 00754A105 9031 500000 SH SOLE 500000 58805 3255562 SH OTHER 68700 3186862 Aeroflex Inc. COM 007768104 4701 163074 SH OTHER 163074 Alcatel ADR COM 013904305 1808 32313 SH OTHER 32313 Anadigics Inc. COM 032515108 12281 750000 SH SOLE 750000 60442 3691141 SH OTHER 271750 3419391 Analog Devices Inc. COM 032654105 16440 321170 SH OTHER 2500 318670 Ansys Inc. COM 03662Q105 3319 295000 SH SOLE 295000 1350 120000 SH OTHER 120000 Applied Micro Circuits COM 03822W109 37524 500001 SH SOLE 500001 191831 2556143 SH OTHER 242316 2313827 Applied Microsystems COM 037935103 2219 500000 SH SOLE 500000 1685 379600 SH OTHER 110000 269600 Applied Science & Tech COM 038236105 3120 260000 SH SOLE 260000 11926 993838 SH OTHER 137500 856338 Artesyn Technologies COM 043127109 6350 400000 SH SOLE 400000 30977 1951338 SH OTHER 190700 1760638 Arthrocare Corp. COM 043136100 6435 330000 SH SOLE 330000 18262 936500 SH OTHER 4000 932500 Artisan Components Inc. COM 042923102 2306 310000 SH SOLE 310000 4204 565200 SH OTHER 15000 550200 Aspect Communications COM 04523Q102 153 19000 SH OTHER 19000 Asyst Technologies Inc. COM 04648X107 665 49450 SH OTHER 49450 Biosite Diagnostic Inc. COM 090945106 20219 500000 SH SOLE 500000 86343 2135200 SH OTHER 146500 1988700 Brooks Automation Inc. COM 11434A100 7296 260000 SH SOLE 260000 27190 968897 SH OTHER 190200 778697 Cabletron Systems Inc. COM 126920107 5354 355450 SH OTHER 5000 350450 Cholestech Corp. COM 170393102 2460 410000 SH SOLE 410000 7134 1189046 SH OTHER 210000 979046 Cisco System Inc. COM 17275R102 3442 90000 SH SOLE 90000 13169 344281 SH OTHER 114000 230281 Cognos Inc. (Canada) COM 19244C109 3763 200000 SH SOLE 200000 43120 2292024 SH OTHER 196000 2096024 Computer Network Tech Corp. COM 204925101 35440 1230000 SH SOLE 1230000 113934 3954253 SH OTHER 344000 3610253 Concord Communications Inc. COM 206186108 2362 270000 SH SOLE 270000 3251 371550 SH OTHER 124000 247550 Conductus Inc. COM 206784100 81 15400 SH OTHER 15400 Conexant Systems Inc. COM 207142100 6150 400000 SH SOLE 400000 16157 1050840 SH OTHER 144500 906340 Corsair Communications COM 220406102 1883 264300 SH OTHER 264300 Credence Systems Corp COM 225302108 3215 139800 SH OTHER 10000 129800 Curagen Corp. COM 23126R101 11471 420000 SH SOLE 420000 21882 801150 SH OTHER 44000 757150 Cyberoptics Corp. COM 232517102 5208 307500 SH SOLE 307500 24630 1454112 SH OTHER 216000 1238112 Cylink Corp. COM 232565101 6770 3140000 SH SOLE 3140000 12609 5848225 SH OTHER 730000 5118225 DMC Stratex Networks COM 23322L106 47550 3170000 SH SOLE 3170000 154804 10320279 SH OTHER 876500 9443779 Dallas Semiconductor COM 235204104 231 9000 SH OTHER 9000 Davox Corp. COM 239208101 4241 435000 SH SOLE 435000 8661 888259 SH OTHER 265000 623259 Digimarc Corp. COM 253807101 8250 500000 SH SOLE 500000 7895 478500 SH OTHER 59500 419000 Documentum Inc. COM 256159104 17888 360000 SH SOLE 360000 57875 1164774 SH OTHER 102000 1062774 ELoyalty Corp. COM 290151109 1682 260000 SH SOLE 260000 5680 878013 SH OTHER 159250 718763 EMS Technologies Inc. COM 26873N108 2616 225000 SH SOLE 225000 11691 1005669 SH OTHER 22000 983669 Emcore Corp. COM 290846104 14100 300000 SH SOLE 300000 13743 292400 SH OTHER 30000 262400 Epicor Software Corp. COM 29426L108 418 515000 SH SOLE 515000 691 850891 SH OTHER 143000 707891 Ericsson L M Tel Co. ADR Cl. B COM 294821400 7613 680484 SH OTHER 8000 672484 Ezenia Inc. COM 302311105 245 217500 SH SOLE 217500 30 27000 SH OTHER 25000 2000 Galen Holdings PLC ADR COM 363240102 6936 143750 SH SOLE 143750 13232 274236 SH OTHER 56250 217986 Gene Logic Inc. COM 368689105 11025 600000 SH SOLE 600000 24396 1327652 SH OTHER 132200 1195452 Gensym Corp. COM 37245R107 8 10200 SH OTHER 10200 Glenayre Technologies Inc. COM 377899109 35 10000 SH OTHER 10000 HNC Software Inc. COM 40425P107 18555 625000 SH SOLE 625000 32551 1096430 SH OTHER 84700 1011730 Hyperion Solutions COM 44914M104 183 11875 SH OTHER 11875 Image Premastering Services Lt COM 000000000 15 12500 SH OTHER 12500 Imclone Systems Inc. COM 45245W109 15840 360000 SH SOLE 360000 38927 884700 SH OTHER 131600 753100 Infinium Software Inc. COM 45662Y109 70 45100 SH OTHER 20000 25100 Integrated Measurement System COM 457923100 742 93500 SH OTHER 93500 Intel Corp. COM 458140100 2340 77834 SH OTHER 77834 Inter-Tel Inc. COM 458372109 3075 400000 SH SOLE 400000 8074 1050200 SH OTHER 120000 930200 Interpore Intl. COM 46062W107 1693 430000 SH SOLE 430000 3248 824700 SH OTHER 60000 764700 Intl. Business Machines COM 459200101 2410 28350 SH OTHER 800 27550 Invitrogen COM 46185R100 27060 313280 SH OTHER 9500 303780 Itron Inc. COM 465741106 2628 725000 SH SOLE 725000 7698 2123482 SH OTHER 310000 1813482 JDS Uniphase Corp. COM 46612J101 73650 1766690 SH OTHER 91900 1674790 KLA-Tencor Corp. COM 482480100 1902 56450 SH OTHER 56450 Lam Research Corp COM 512807108 2131 146965 SH OTHER 100000 46965 Larscom Inc. COM 51729Y108 1802 730000 SH SOLE 730000 5436 2201850 SH OTHER 145000 2056850 Lattice Semiconductor COM 518415104 16673 907400 SH OTHER 907400 Lecroy Corp. COM 52324W109 9962 805000 SH SOLE 805000 13870 1120821 SH OTHER 167500 953321 Lightbridge Inc. COM 532226107 8925 680000 SH SOLE 680000 24539 1869656 SH OTHER 226500 1643156 Macrovision Corp. COM 555904101 65134 880000 SH SOLE 880000 188569 2547685 SH OTHER 369800 2177885 Manugistics Group Inc. COM 565011103 775 13600 SH OTHER 13600 Mapinfo Corp. COM 565105103 7442 157500 SH SOLE 157500 35289 746862 SH OTHER 261000 485862 Medicis Pharmaceutical Cl A COM 584690309 55288 935100 SH OTHER 7500 927600 Medtronic Inc. COM 585055106 33399 553193 SH OTHER 26092 527101 Micrel Inc. COM 594793101 1071 31795 SH OTHER 31795 Micro Component Tech COM 59479Q100 402 140000 SH SOLE 140000 2679 931700 SH OTHER 95000 836700 Microtest Inc COM 594941106 31 10000 SH OTHER 10000 Molecular Devices COM 60851C107 32508 475000 SH SOLE 475000 115007 1680457 SH OTHER 188500 1491957 Motorola Inc. COM 620076109 6436 317837 SH OTHER 6900 310937 National Instruments COM 636518102 14890 306621 SH OTHER 3750 302871 Neose Techs Inc. COM 640522108 23100 700000 SH SOLE 700000 48225 1461350 SH OTHER 142500 1318850 Netmanage Inc. COM 641144100 750 800000 SH SOLE 800000 3460 3688656 SH OTHER 230000 3458656 Network Equipment Technologies COM 641208103 708 110000 SH SOLE 110000 6359 987800 SH OTHER 20000 967800 Norstan Inc. COM 656535101 150 100000 SH SOLE 100000 154 103000 SH OTHER 100000 3000 Nortel Network (New) COM 656568102 641 20000 SH SOLE 20000 31275 975429 SH OTHER 5000 970429 Novellus Systems Inc COM 670008101 2828 78700 SH OTHER 78700 Nx Networks Inc. COM 629478108 75 120000 SH SOLE 120000 259 413650 SH OTHER 50000 363650 On Assignment Inc. COM 682159108 14160 496840 SH OTHER 4500 492340 Oplink Communications COM 68375Q106 6864 380000 SH SOLE 380000 1129 62500 SH OTHER 62500 PMC-Sierra Inc. COM 69344F106 19656 250000 SH SOLE 250000 21068 267955 SH OTHER 26500 241455 Peoplesoft Inc. COM 712713106 2069 55625 SH OTHER 16500 39125 Plato Learning Inc. COM 72764Y100 6778 450000 SH SOLE 450000 16472 1093550 SH OTHER 22000 1071550 Plexus Corporation COM 729132100 3039 100000 SH SOLE 100000 Power Integrations Inc. COM 739276103 17247 1499701 SH OTHER 150000 1349701 Previo Inc. COM 74138B105 371 110000 SH SOLE 110000 2577 763550 SH OTHER 25000 738550 Project Software & Dev COM 74339P101 7299 680000 SH SOLE 680000 14356 1337458 SH OTHER 298500 1038958 Proxim Inc. COM 744284100 7310 170000 SH SOLE 170000 80621 1874898 SH OTHER 220200 1654698 Quicklogic Corp. COM 74837P108 5897 850000 SH SOLE 850000 2832 408200 SH OTHER 10000 398200 Quidel Corp. COM 74838J101 1258 250000 SH SOLE 250000 5588 1110700 SH OTHER 15000 1095700 RF Monolithics Inc. COM 74955F106 1485 220000 SH SOLE 220000 1974 292500 SH OTHER 30000 262500 Radisys Corp. COM 750459109 2587 100000 SH SOLE 100000 5259 203250 SH OTHER 3000 200250 Rational Software Corp. COM 75409P202 90336 2320000 SH SOLE 2320000 282354 7251365 SH OTHER 418600 6832765 Retek Inc. COM 76128Q109 12187 500000 SH SOLE 500000 23197 951670 SH OTHER 103418 848252 SDL Inc. COM 784076101 105213 710000 SH SOLE 710000 413019 2787129 SH OTHER 159200 2627929 Sangamo Biosciences Inc. COM 800677106 11700 600000 SH SOLE 600000 29774 1526850 SH OTHER 111500 1415350 Sanmina Corp. COM 800907107 613 8000 SH OTHER 8000 Semtech Corp. COM 816850101 5533 250800 SH OTHER 160000 90800 Serena Software Inc. COM 817492101 50779 1483286 SH OTHER 72500 1410786 SonicBlue COM 83546Q109 825 200000 SH SOLE 200000 4720 1144300 SH OTHER 150000 994300 Spectrian Corp. COM 847608106 13000 800000 SH SOLE 800000 34320 2112000 SH OTHER 272000 1840000 Sycamore Networks COM 871206108 557 14950 SH OTHER 14950 Symbol Technologies COM 871508107 5758 159953 SH OTHER 15750 144203 Synopsys Inc. COM 871607107 5936 125125 SH OTHER 125125 Techne Corp. COM 878377100 28490 790000 SH SOLE 790000 119345 3309347 SH OTHER 318400 2990947 Technology Solutions COM 87872T108 480 225700 SH OTHER 120000 105700 Tekelec COM 879101103 17100 570000 SH SOLE 570000 137616 4587187 SH OTHER 318000 4269187 Tellabs Inc. COM 879664100 5650 100000 SH SOLE 100000 126777 2243841 SH OTHER 25400 2218441 Teradyne Inc. COM 880770102 6801 182576 SH OTHER 2500 180076 Trikon Technologies Inc. COM 896187408 1000 100000 SH SOLE 100000 Tut Systems Inc. COM 901103101 1650 200000 SH SOLE 200000 2481 300670 SH OTHER 4000 296670 Valuevision Intl. Cl A COM 92047K107 2525 200000 SH SOLE 200000 18829 1491427 SH OTHER 46000 1445427 Vastera Inc. COM 92239N109 410 25600 SH OTHER 25600 Veeco Instruments COM 922417100 10031 250000 SH SOLE 250000 4641 115675 SH OTHER 115675 Ventana Medical Systems COM 92276H106 9990 540000 SH SOLE 540000 39182 2117923 SH OTHER 181700 1936223 Vitesse Semiconductor COM 928497106 30422 550000 SH SOLE 550000 83067 1501766 SH OTHER 64000 1437766 Wells Fargo & Co. COM 949746101 369 6620 SH OTHER 6620 Williams Companies COM 969457100 869 21750 SH OTHER 21750 Zoll Medical Corp. COM 989922109 3506 100000 SH SOLE 100000 41240 1176175 SH OTHER 78000 1098175 Zygo Corp. COM 989855101 20504 725000 SH SOLE 725000 59454 2102245 SH OTHER 246700 1855545
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