-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IwldvuKzG001pXacwgnphKTvkdj2kUSH8zTto4By5DNKwR26RWvOGh1S5VtsWj4v I9mrhp30ciDoHoXn+hLUwg== 0000884300-98-000125.txt : 19981022 0000884300-98-000125.hdr.sgml : 19981022 ACCESSION NUMBER: 0000884300-98-000125 CONFORMED SUBMISSION TYPE: 13F-E PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980930 FILED AS OF DATE: 19981021 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERKINS CAPITAL MANAGEMENT INC ET AL CENTRAL INDEX KEY: 0000884300 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 411501962 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-E SEC ACT: SEC FILE NUMBER: 028-03086 FILM NUMBER: 98728626 BUSINESS ADDRESS: STREET 1: 730 EAST LAKE STREET CITY: WAYZATA STATE: MN ZIP: 55391-1769 BUSINESS PHONE: 6124738367 MAIL ADDRESS: STREET 1: 730 EAST LAKE STREET CITY: WAYZATA STATE: MN ZIP: 55391 13F-E 1 PAGE 1 SECURITIES AND EXCHANGE COMMISSION FORM 13F-E Report for the Calendar Year or Quarter Ended: 09/30/1998 Institutional Investment Manager: PERKINS CAPITAL MANAGEMENT, INC. 730 EAST LAKE STREET WAYZATA MN 55391 I represent that I am authorized to submit this form and that all information in this form and the attachments to it is true, correct and complete and I understand that all required items, statements and schedules are integral parts of this form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. I am signing this report as required by the Securities Exchange Act of 1934. Name, Title and Telephone Number of Person Submitting Report: RICHARD C. PERKINS VP/PORTFOLIO MANAGER (612) 473-8367 Signature, Place and Date of Signing: /s/ RICHARD C. PERKINS WAYZATA MN 10/20/98 PAGE 2 VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE ABBOTT LABS COM 002824100 1076 24775 SH SOLE 1000 23775 AETRIUM INC COM 00817R103 104 23900 SH SOLE 23900 AFFYMETRIX INC COM 00826T108 1343 52163 SH SOLE 4925 47238 AIRTRAN HLDGS INC COM 00949P108 40 10000 SH SOLE 10000 ALCATEL ALSTHOM SPONSORED ADR 013904305 477 28080 SH SOLE 2665 25415 AMERICAN EXPRESS CO COM 025816109 937 12076 SH SOLE 1375 10701 AMERICAN HOME PRODS CORP COM 026609107 280 5324 SH SOLE 5324 AMERICAN WAGERING INC COM 030405104 253 58000 SH SOLE 58000 AMERITECH CORP NEW COM 030954101 337 7100 SH SOLE 7100 AMETEK INC NEW COM 031100100 1352 78400 SH SOLE 75000 3400 ANCOR COMMUNICATIONS INC COM 03332K108 464 270350 SH SOLE 23400 246950 ANGEION CORP COM 03462H107 1194 570600 SH SOLE 56800 513800 ANTHRACITE CAP INC COM 037023108 246 28950 SH SOLE 6000 22950 APPLIED BIOMETRICS INC COM 03814L103 200 25000 SH SOLE 25000 ARCHER DANIELS MIDLAND CO COM 039483102 246 14737 SH SOLE 5475 9262 ATS MED INC COM 002083103 2875 489400 SH SOLE 184600 304800 BAB HLDGS INC COM 055176101 228 318525 SH SOLE 4000 314525 BARRINGER TECHNOLOGIES INC COM NEW 068509603 2225 299200 SH SOLE 139000 160200 BELLSOUTH CORP COM 079860102 465 6184 SH SOLE 950 5234 BIG BUCK BREWERY & STEAKHOUSE COM 089072102 1421 379000 SH SOLE 262000 117000 BIO VASCULAR INC COM 090923103 1616 497300 SH SOLE 91250 406050 BMC INDS INC MINN COM 055607105 138 23125 SH SOLE 5050 18075 BOSTON SCIENTIFIC CORP COM 101137107 950 18500 SH SOLE 18500 BRISTOL MYERS SQUIBB CO COM 110122108 1080 10400 SH SOLE 700 9700 C H ROBINSON WORLDWIDE INC COM 12541W100 292 14550 SH SOLE 14550 CAFE ODYSSEY INC COM 127917102 357 336100 SH SOLE 216000 120100 CALIFORNIA PRO SPORTS INC COM 130551104 223 247000 SH SOLE 10000 237000 CAPITAL AUTOMOTIVE REIT COM SH BEN INT 139733109 797 68250 SH SOLE 54000 14250 CARDIOTHORACIC SYS INC COM 141907105 368 95150 SH SOLE 5650 89500 CARMIKE CINEMAS INC CL A 143436103 278 15175 SH SOLE 3400 11775 CHECK TECHNOLOGY CORP COM 162780100 1101 367250 SH SOLE 121500 224750 CHICAGO PIZZA & BREWERY INC COM 167889104 406 295700 SH SOLE 165000 130700 CHILDRENS BROADCASTING CORP COM NEW 168755205 2220 670196 SH SOLE 67401 602795 CHOICETEL COMMUNICATION INC COM 17039H101 464 112500 SH SOLE 85000 27500 CIPRICO INC COM 172529109 6055 828075 SH SOLE 226325 601750 CML GROUP INC COM 125820100 28 45000 SH SOLE 45000 CNS INC COM 126136100 1948 510973 SH SOLE 73848 437125 COMPUTER NETWORK TECHNOLOGY CP COM 204925101 880 158300 SH SOLE 4500 153800 CONCEPTUS INC COM 206016107 216 289100 SH SOLE 28600 260500 CORVEL CORP COM 221006109 1135 29300 SH SOLE 3000 26300 COVER-ALL TECHNOLOGIES INC COM 222892101 93 57500 SH SOLE 57500 CYBEROPTICS CORP COM 232517102 384 37938 SH SOLE 500 37438 DATAKEY INC COM 237909106 1455 456670 SH SOLE 70360 395311 DAYTON HUDSON CORP COM 239753106 538 15050 SH SOLE 15050 DELPHI INFORMATION SYS INC COM NEW 247171200 1304 379400 SH SOLE 310000 69400 DESTRON FEARING CORP COM 250637105 793 634550 SH SOLE 430000 204550 DIAMETRICS MED INC COM 252532106 2531 506250 SH SOLE 300600 205650 DIGITAL BIOMETRICS INC COM 253833107 1378 1062800 SH SOLE 258500 804300 DUNN COMPUTER CORP VA COM 265771105 57 17500 SH SOLE 5000 12500 E M C CORP MASS COM 268648102 358 6252 SH SOLE 6252 PAGE 3 VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE EAGLE PAC INDS INC COM 269719100 598 319385 SH SOLE 319385 ECOLAB INC COM 278865100 265 9350 SH SOLE 450 8900 ELECTRONIC ARTS INC COM 285512109 299 6825 SH SOLE 650 6175 ELECTRONIC PROCESSING INC COM 285798104 1641 142750 SH SOLE 2500 140250 ENDOSONICS CORP COM 29264K105 415 87500 SH SOLE 5700 81800 EVEREST MED CORP COM 299806109 3371 2247400 SH SOLE 761500 1485900 EXXON CORP COM 302290101 200 2840 SH SOLE 2840 FAMOUS DAVES AMER INC COM 307068106 73 27350 SH SOLE 1600 25750 FINGERHUT COS INC COM 317867109 613 55775 SH SOLE 7500 48275 FOURTH SHIFT CORP COM 351128103 2756 864704 SH SOLE 418938 445766 FSI INTL INC COM 302633102 704 134100 SH SOLE 7500 126600 G & K SVCS INC CL A 361268105 3322 70875 SH SOLE 9025 61850 GALAGEN INC COM 362913105 1641 905500 SH SOLE 646500 259000 GATEWAY 2000 INC COM 367833100 3498 66875 SH SOLE 6400 60475 GENERAL ELEC CO COM 369604103 701 8812 SH SOLE 8812 GENERAL MLS INC COM 370334104 385 5500 SH SOLE 400 5100 GENUINE PARTS CO COM 372460105 276 9200 SH SOLE 2250 6950 GIGA INFORMATION GROUP INC COM 37517M109 80 20000 SH SOLE 20000 GILLETTE CO COM 375766102 283 7400 SH SOLE 7400 GTE CORP COM 362320103 740 13460 SH SOLE 2050 11410 HARMONY HOLDINGS INC COM 413223108 562 439000 SH SOLE 304300 135000 HEALTH FITNESS CORP COM 42217V102 677 1355750 SH SOLE 610000 745750 HECTOR COMMUNICATIONS CORP COM 422730101 781 89353 SH SOLE 5392 83961 HERSHEY FOODS CORP COM 427866108 958 14000 SH SOLE 2800 11200 HORIZON PHARMACIES INC COM 439902107 604 75000 SH SOLE 67500 7500 HOUSEHOLD INTL INC COM 441815107 500 13353 SH SOLE 3075 10278 HUTCHINSON TECHNOLOGY INC COM 448407106 1137 66438 SH SOLE 5825 60613 HYPERTENSION DIAGNOSTICS INC UNIT EX 000001 44914V203 137 34300 SH SOLE 34300 INFORMATION ADVANTAGE SOFTWARE COM 45669P101 249 53950 SH SOLE 50750 3200 INNERDYNE INC COM 45764D102 2557 1573950 SH SOLE 542800 1031150 INNOVATIVE GAMING CORP AMER COM 45764F107 404 209000 SH SOLE 175000 34000 INSIGNIA SYS INC COM 45765Y105 2364 1455300 SH SOLE 663000 792300 INTEGRATED SEC SYS INC COM 45812J101 421 450000 SH SOLE 450000 INTRANET SOLUTIONS INC COM NEW 460939309 1270 327900 SH SOLE 279000 48900 JOHNSON & JOHNSON COM 478160104 1274 16290 SH SOLE 2100 14190 KOALA CORP COM 499866101 407 30750 SH SOLE 1200 29550 LAMAUR CORP COM 513233106 20 110000 SH SOLE 100000 10000 LECTEC CORP COM 523251106 612 188568 SH SOLE 98500 90068 LIFECORE BIOMEDICAL INC COM 532187101 3804 507285 SH SOLE 27050 480235 LILLY ELI & CO COM 532457108 2535 32375 SH SOLE 32375 LUCENT TECHNOLOGIES INC COM 549463107 350 5066 SH SOLE 5066 MBNA CORP COM 55262L100 3272 114340 SH SOLE 12250 102090 MEDAMICUS INC COM 584027106 549 549000 SH SOLE 154500 394500 MEDI-JECT CORP COM 583930102 140 118000 SH SOLE 100000 18000 MEDPARTNERS INC NEW COM 58503X107 280 86350 SH SOLE 9250 77100 MEDTRONIC INC COM 585055106 2268 39111 SH SOLE 4200 34911 MERCK & CO INC COM 589331107 971 7496 SH SOLE 7496 MERRILL CORP COM 590175105 156 10000 SH SOLE 2500 7500 METRIS COS INC COM 591598107 1759 37737 SH SOLE 22338 15349 MICHAEL FOOD INC NEW COM 594079105 426 17950 SH SOLE 17950 PAGE 4 VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE MICRO COMPONENT TECH INC COM 59479Q100 941 1771700 SH SOLE 577500 1194200 MINNESOTA BREWING CO COM 604005108 673 359100 SH SOLE 310000 49100 MINNESOTA MNG & MFG CO COM 604059105 395 5371 SH SOLE 1200 4171 NATIONAL CITY CORP COM 635405103 617 9360 SH SOLE 1150 8210 NATIONAL COMPUTER SYS INC COM 635519101 1525 51708 SH SOLE 9000 42708 NAVARRE CORP COM 639208107 538 162500 SH SOLE 105000 57500 NEXSTAR PHARMACEUTICALS INC COM 65333B106 139 13600 SH SOLE 13600 NORSTAN INC COM 656535101 6289 359380 SH SOLE 115650 243730 NORTECH SYS INC COM 656553104 51 12000 SH SOLE 12000 NORWEST CORP COM 669380107 934 25950 SH SOLE 4900 21050 OCCIDENTAL PETE CORP DEL COM 674599105 380 17700 SH SOLE 2500 15200 ONHEALTH NETWORK CO COM 68272W107 5294 1366200 SH SOLE 860000 506200 ONTRACK DATA INTL INC COM 683372106 73 10125 SH SOLE 400 9725 ORPHAN MED INC COM 687303107 2859 372000 SH SOLE 147500 224500 PAMIDA HLDGS CORP COM 697642106 187 40000 SH SOLE 40000 PAPER WAREHOUSE INC COM 698941101 327 186900 SH SOLE 1750 185150 PATTERSON DENTAL CO COM 703412106 1677 45333 SH SOLE 300 45033 PFIZER INC COM 717081103 5559 52573 SH SOLE 3650 48923 PHOTRAN CORP COM 719404105 168 150000 SH SOLE 125000 25000 PPT VISION INC COM 693519100 127 23227 SH SOLE 23227 PRINTWARE INC COM 742580103 406 141500 SH SOLE 2250 139250 RACOTEK INC COM 750091100 1344 693800 SH SOLE 456000 237800 RSI SYS INC COM 749927109 1231 532700 SH SOLE 320600 212700 RAINFOREST CAFE INC COM 75086K104 1440 215433 SH SOLE 25937 189496 RAYTHEON CO CL B 755111408 275 5100 SH SOLE 2600 2500 RECOVERY ENGR INC COM 756269106 355 42400 SH SOLE 35000 7400 REGIS CORP MINN COM 758932107 2852 90550 SH SOLE 3700 86850 RELIASTAR FINL CORP COM 75952U103 627 16100 SH SOLE 1700 14400 RESOURCE ASSET INVESTMENT TR COM 761196104 712 50000 SH SOLE 50000 RURAL CELLULAR CORP CL A 781904107 1027 85650 SH SOLE 9550 76100 SBC COMMUNICATIONS INC COM 78387G103 270 6100 SH SOLE 6100 SECURE COMPUTING CORP COM 813705100 919 93750 SH SOLE 1450 92300 SENTRY TECHNOLOGY CORP COM 81731K101 93 115555 SH SOLE 500 115055 SERVICEMASTER CO COM 81760N109 340 16397 SH SOLE 2277 14120 SOUTHWEST AIRLS CO COM 844741108 1592 78618 SH SOLE 10217 68401 SPANLINK COMMUNICATIONS INC COM 846492106 480 116500 SH SOLE 38500 78000 SPECTRANETICS CORP COM 84760C107 1104 631250 SH SOLE 59750 571500 SPECTRASCIENCE COM NEW 84760E202 1899 384634 SH SOLE 250222 134412 ST JUDE MED INC COM 790849103 1941 83951 SH SOLE 1200 82751 SUPERVALU INC COM 868536103 1664 71400 SH SOLE 4100 67300 SURMODICS INC COM 868873100 322 42000 SH SOLE 28000 14000 TCF FINL CORP COM 872275102 1640 82550 SH SOLE 54900 27650 TESSERACT GROUP INC COM 881612105 1911 577100 SH SOLE 246000 331100 TEXAS INSTRS INC COM 882508104 731 13800 SH SOLE 700 13100 TIME WARNER INC COM 887315109 1133 12950 SH SOLE 1700 11250 TRO LEARNING INC COM 87263R109 152 20000 SH SOLE 20000 U-SHIP INC COM PAR $0.004 90337N203 221 235856 SH SOLE 78500 157356 UNICOMP INC COM PAR$.01NEW 90465L409 63 19800 SH SOLE 19800 UNITED INVS RLTY TR COM 910741107 424 53000 SH SOLE 8500 44500 UOL PUBG INC COM 903196103 382 78445 SH SOLE 69019 9426 PAGE 5 VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE UROLOGIX INC COM 917273104 360 60125 SH SOLE 3200 56925 US BANCORP DEL COM 902973106 3208 90073 SH SOLE 11000 79073 US WEST INC NEW COM 91273H101 725 13816 SH SOLE 3315 10501 VERDANT BRANDS INC COM 923366108 11 10000 SH SOLE 10000 VIDEOLABS INC COM 92657R103 116 149500 SH SOLE 67500 82000 WESTERN DIGITAL CORP COM 958102105 136 12700 SH SOLE 12700 WILSONS THE LEATHER EXPERTS COM 972463103 1971 185550 SH SOLE 101500 109550 WOODROAST SYSTEMS INC COM 979899309 4 76500 SH SOLE 4500 72000 ZOMAX OPTICAL MEDIA INC COM 989929104 1605 142150 SH SOLE 4700 137450 ZYMETX INC COM 989859103 300 75000 SH SOLE 75000 REPORT SUMMARY 160 DATA RECORDS 163250 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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