0000884300-12-000024.txt : 20121115
0000884300-12-000024.hdr.sgml : 20121115
20121115162856
ACCESSION NUMBER: 0000884300-12-000024
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121115
DATE AS OF CHANGE: 20121115
EFFECTIVENESS DATE: 20121115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PERKINS CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0000884300
IRS NUMBER: 411501962
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03086
FILM NUMBER: 121209122
BUSINESS ADDRESS:
STREET 1: 730 EAST LAKE STREET
CITY: WAYZATA
STATE: MN
ZIP: 55391-1769
BUSINESS PHONE: 9524738367
MAIL ADDRESS:
STREET 1: 730 EAST LAKE STREET
CITY: WAYZATA
STATE: MN
ZIP: 55391
FORMER COMPANY:
FORMER CONFORMED NAME: PERKINS CAPITAL MANAGEMENT INC ET AL
DATE OF NAME CHANGE: 19960212
13F-HR
1
3Q2012.txt
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 30-September-2012
Check here if Amendment [ ] ; Amendment Number: ________
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries
Institutional Investment Manger Filing this Report:
Name: Perkins Capital Management, Inc.
Address: 730 East Lake Street, Wayzata, Minnesota 55391
SEC File Number: 801-22888
The institutional investment manager filing this report an the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that is understood that all required items, statements,
schedules, lists and tables are considered integral parts of this form.
Person signing on this Report on Behalf of Reporting Manager:
Name: Richard C. Perkins
Title: Executive Vice President/Portfolio Manager
Phone: (952) 473-8367
Signature: /s/ Richard C. Perkins
Place and Date of Signing: Wayzata, MN, 11/08/2012
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
TTL OF VALUE SHARES/ SH/ PUT/ INV OTR VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISC MGRS SOLE SHRD NONE
ABBOTT LABS COM 002824100 1472 21475 SH Sole 14525 6950
ACTUATE CORP COM 00508B102 2008 285700 SH Sole 214000 71700
AEGION CORP COM 00770F104 885 46200 SH Sole 31100 15100
AFLAC INC COM 001055102 785 16400 SH Sole 11350 5050
ALPHATEC
HOLDINGS INC COM 02081G102 744 450650 SH Sole 399900 50750
ALTRIA
GROUP INC COM 02209S103 426 12750 SH Sole 12250 500
AMERICAN WTR
WKS CO INC NEW COM 030420103 541 14600 SH Sole 10300 4300
APPLIANCE RECY
CLING CTRS AME COM NEW 03814F205 2814 849978 SH Sole 611978 238000
ARABIAN
AMERN DEV CO COM 038465100 269 27500 SH Sole 26000 1500
ASPENBIO
PHARMA INC CMPR001 045346301 2021 729583 SH Sole 598412 131171
AT&T INC COM 00206R102 298 7912 SH Sole 5912 2000
BACTERIN INTL
HLDGS INC COM 05644R101 954 615500 SH Sole 552000 63500
BAXTER INTL INC COM 071813109 1446 23990 SH Sole 17340 6650
BEMIS INC COM 081437105 223 7100 SH Sole 5750 1350
BLACK
DIAMOND INC COM 09202G101 175 20000 SH Sole 20000
BRIDGELINE
DIGITAL INC COM 10807Q205 293 248700 SH Sole 228700 20000
BRISTOL MYERS
SQUIBB CO COM 110122108 1672 49550 SH Sole 35550 14000
CALIX INC COM 13100M509 278 43387 SH Sole 15371 28016
CALLIDUS
SOFTWARE INC COM 13123E500 599 121500 SH Sole 106250 15250
CARDICA INC COM 14141R101 1065 739532 SH Sole 652062 87470
CARDIOME
PHARMA CORP COM NEW 14159U202 23 70000 SH Sole 70000
CARDIONET INC COM 14159L103 1366 541868 SH Sole 490618 51250
CARDIOVASCULAR
SYS INC DEL COM 141619106 3463 299600 SH Sole 175550 124050
CHEVRON
CORP NEW COM 166764100 680 5836 SH Sole 4376 1460
COLEMAN
CABLE INC COM 193459302 1187 123100 SH Sole 91750 31350
COMPUTER TASK
GROUP INC COM 205477102 2001 123700 SH Sole 109300 14400
COVIDIEN PLC SHS G2554F113 389 6550 SH Sole 4850 1700
CRYOLIFE INC COM 228903100 148 22000 SH Sole 22000
CVS CAREMARK
CORPORATION COM 126650100 821 16950 SH Sole 12900 4050
CYTORI THERA
PEUTICS INC COM 23283K105 2949 668600 SH Sole 459000 209600
DATALINK CORP COM 237934104 1679 202750 SH Sole 138250 64500
DELUXE CORP COM 248019101 1049 34325 SH Sole 26925 7400
DEXCOM INC COM 252131107 440 29300 SH Sole 17600 11700
DIGIRAD CORP COM 253827109 1082 522616 SH Sole 474166 48450
DONALDSON INC COM 257651109 1034 29800 SH Sole 15800 14000
DOT HILL
SYS CORP COM 25848T109 1096 1024705 SH Sole 862205 162500
EBIX INC COM NEW 278715206 944 40000 SH Sole 40000
ECHO GLOBAL
LOGISTICS INC COM 27875T101 837 48800 SH Sole 37300 11500
ECOTALITY INC COM NEW 27922Y202 76 165000 SH Sole 137250 27750
EDAP TMS S A SPN ADR 268311107 1652 966000 SH Sole 764000 202000
ELECTROMED INC COM 285409108 397 273800 SH Sole 245800 28000
EMERALD OIL INC COM 29101U100 1018 1226393 SH Sole 1108040 118353
ENDOCYTE INC COM 29269A102 120 12000 SH Sole 10500 1500
ENDOLOGIX INC COM 29266S106 1667 120600 SH Sole 79700 40900
EPLUS INC COM 294268107 1745 44500 SH Sole 40000 4500
EXACT
SCIENCES CORP COM 30063P105 820 74500 SH Sole 62900 11600
EXPRESS INC COM 30219E103 479 32350 SH Sole 20200 12150
FAMOUS DAVES
AMER INC COM 307068106 1335 140050 SH Sole 96300 43750
GENERAL MLS INC COM 370334104 213 5356 SH Sole 3356 2000
GLAXOSMITH
KLINE PLC SPN ADR 37733W105 763 16500 SH Sole 11350 5150
GLOBECOMM
SYSTEMS INC COM 37956X103 1283 115103 SH Sole 103103 12000
GLU MOBILE INC COM 379890106 1072 230950 SH Sole 207700 23250
GRANITE CITY
FOOD & BREWERY COM NEW 38724Q404 94 41999 SH Sole 333 41666
GSV CAP CORP COM 36191J101 987 114350 SH Sole 72250 42100
HANSEN
MEDICAL INC COM 411307101 3500 1803950 SH Sole 1390650 413300
HEALTH
CARE REIT INC COM 42217K106 426 7375 SH Sole 4275 3100
INCONTACT INC COM 45336E109 1981 304775 SH Sole 280525 24250
INFUSYSTEM
HLDGS INC COM 45685K102 1575 894859 SH Sole 783859 111000
INNER
WORKINGS INC COM 45773Y105 1544 118600 SH Sole 88000 30600
INSIGNIA
SYS INC COM 45765Y105 469 272867 SH Sole 111000 161867
INTERNATIONAL
BUSINESS MACHS COM 459200101 841 4055 SH Sole 2625 1430
INVENTURE
FOODS INC COM 461212102 1359 238905 SH Sole 167500 71405
ISIS PHARMA
CEUTICALS INC COM 464330109 1484 105464 SH Sole 77264 28200
JOHNSON &
JOHNSON COM 478160104 575 8340 SH Sole 5190 3150
JONES SODA CO COM 48023P106 453 1562500 SH Sole 1328500 234000
LAKES
ENTMNT INC COM 51206P109 128 60100 SH Sole 53150 6950
LEMAITRE
VASCULAR INC COM 525558201 459 71508 SH Sole 61208 10300
LIFE
VANTAGE CORP COM 53222K106 2949 859672 SH Sole 107425 752247
LILLY
ELI & CO COM 532457108 1344 28350 SH Sole 19500 8850
MEDTRONIC INC COM 585055106 714 16550 SH Sole 10850 5700
METROPOLITAN
HLTH NETWORKS COM 592142103 560 60000 SH Sole 60000
MGC DIAG
NOSTICS CORP COM 552768103 307 51000 SH Sole 51000
MICROSOFT CORP COM 594918104 1051 35325 SH Sole 24175 11150
MIDWAY
GOLD CORP COM 598153104 131 80000 SH Sole 18750 61250
MULTIBAND CORP COM NEW 62544X209 606 282000 SH Sole 207000 75000
NANOSPHERE INC COM 63009F105 1055 317750 SH Sole 292750 25000
NAVARRE CORP COM 639208107 1869 1190664 SH Sole 469000 721664
NCR CORP NEW COM 62886E108 1134 48650 SH Sole 33200 15450
NETSCOUT
SYS INC COM 64115T104 765 30000 SH Sole 30000
NEUROMETRIX INC COM NEW 641255203 118 193000 SH Sole 163000 30000
NORTECH SYS INC COM 656553104 133 37000 SH Sole 33500 3500
NOVADAQ TECH
NOLOGIES INC COM 66987G102 2784 269250 SH Sole 228500 40750
OCULUS INNOVATIVE
SCIENCES I COM 67575P108 70 74000 SH Sole 52000 22000
ONCOTHYREON INC COM 682324108 3031 590851 SH Sole 410301 180550
ORION ENERGY
SYSTEMS INC COM 686275108 1237 624645 SH Sole 557445 67200
PENTAIR LTD COM 709631105 840 18875 SH Sole 13025 5850
PFIZER INC COM 717081103 1858 74776 SH Sole 42131 32645
PHARMATHENE INC COM 71714G102 1310 1110100 SH Sole 779800 330300
PLANAR SYS INC COM 726900103 23 17314 SH Sole 17314
POLYMET
MINING CORP COM 731916102 81 69500 SH Sole 13750 55750
RAINMAKER
SYSTEMS COM NEW 750875304 2668 2242285 SH Sole 1999785 242500
RENTECH INC COM 760112102 41 16485 SH Sole 16485
RESEARCH
FRONTIERS INC COM 760911107 966 217000 SH Sole 203000 14000
RIMAGE CORP COM 766721104 695 103000 SH Sole 70500 32500
ROCKWELL
MED INC COM 774374102 3503 428750 SH Sole 58250 370500
ROYAL DUTCH
SHELL PLC SPNADRB 780259107 510 7150 SH Sole 5000 2150
RTI
BIOLOGICS INC COM 74975N105 2098 502000 SH Sole 441700 60300
SANOFI SPN ADR 80105N105 924 21450 SH Sole 16500 4950
SCHOOL
SPECIALTY INC COM 807863105 446 194000 SH Sole 187500 6500
SCRIPPS
E W CO OHIO CLANEW 811054402 213 20000 SH Sole 20000
SEQUENOM INC COM NEW 817337405 464 131500 SH Sole 109500 22000
SMUCKER J M CO COM NEW 832696405 827 9575 SH Sole 7475 2100
SOLTA MED INC COM 83438K103 1209 385000 SH Sole 350000 35000
SPS COMM INC COM 78463M107 1920 49900 SH Sole 33750 16150
ST JUDE MED INC COM 790849103 3225 76538 SH Sole 26050 50488
STAAR
SURGICAL CO CMPR.01 852312305 2432 321650 SH Sole 216850 104800
SUPERCONDUCTOR
TECHNOLOGIES COM NEW 867931305 78 165762 SH Sole 163762 2000
SUPERVALU INC COM 868536103 1123 466050 SH Sole 262550 203500
SYNERGETICS
USA INC COM 87160G107 1047 212000 SH Sole 158000 54000
SYNERGY
RES CORP COM 87164P103 354 85000 SH Sole 85000
TARGET CORP COM 87612E106 244 3850 SH Sole 3450 400
TRANS1 INC COM 89385X105 2697 1021693 SH Sole 789703 231990
U S PHYSICAL
THERAPY INC COM 90337L108 2418 87500 SH Sole 67650 19850
U.S. AUTO PARTS
NETWORK INC COM 90343C100 494 142800 SH Sole 79800 63000
UNI PIXEL INC COM NEW 904572203 511 82500 SH Sole 81250 1250
UNITEDHEALTH
GROUP INC COM 91324P102 1252 22600 SH Sole 14950 7650
UQM TECH
NOLOGIES INC COM 903213106 68 58750 SH Sole 48250 10500
UROLOGIX INC COM 917273104 4386 5770621 SH Sole 4185902 1584719
UROPLASTY INC COM NEW 917277204 4507 1182881 SH Sole 738033 444848
US BANCORP DEL COM NEW 902973304 772 22510 SH Sole 16640 5870
VERIZON COMMUNI
CATIONS INC COM 92343V104 332 7296 SH Sole 7296
WIRELESS RONIN
TECHNOLOGIES COM 97652A203 3706 3944873 SH Sole 3231255 713618
XILINX INC COM 983919101 324 9705 SH Sole 9705
ZIX CORP COM 98974P100 2544 889642 SH Sole 690442 199200
TOTAL VALUE 141639
DATA RECORDS 124
OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED 0