-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MkREHtYDVdPsvAxRcZLUHtB5EgSpyfpy6WSzsErXvBJKh54iPaVXnw0eVU2fxaAi FVbsjRbK60W9/p7KLO6XbA== 0000884300-11-000002.txt : 20110208 0000884300-11-000002.hdr.sgml : 20110208 20110208144048 ACCESSION NUMBER: 0000884300-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110208 DATE AS OF CHANGE: 20110208 EFFECTIVENESS DATE: 20110208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERKINS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000884300 IRS NUMBER: 411501962 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03086 FILM NUMBER: 11582010 BUSINESS ADDRESS: STREET 1: 730 EAST LAKE STREET CITY: WAYZATA STATE: MN ZIP: 55391-1769 BUSINESS PHONE: 9524738367 MAIL ADDRESS: STREET 1: 730 EAST LAKE STREET CITY: WAYZATA STATE: MN ZIP: 55391 FORMER COMPANY: FORMER CONFORMED NAME: PERKINS CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19960212 13F-HR 1 q41013f.txt 4TH QUARTER 2010 PCM Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 31-Dec-10 6: Check here if Amendment [ ] ; Amendment Number: ________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manger Filing this Report: Name: Perkins Capital Management, Inc. Address: 730 East Lake Street, Wayzata, Minnesota 55391 SEC File Number: 801-22888 15: The institutional investment manager filing this report an the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person signing on this Report on Behalf of Reporting Manager: Name: Richard C. Perkins Title: Executive Vice President/Portfolio Manager Phone: (952) 473-8367 Signature: /s/Richard C. Perkins Place and Date of Signing: Wayzata, MN, 7-Feb-11 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) VOTING AUTHORITY TTL OF VALUE SHARES/ SH/ PUT/ INV OTR NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISC MGRS SOLE SHRD NONE ABBOTT LABS COM 002824100 904 18875 SH Sole 8550 10325 ABRAXAS PETE CORP COM 003830106 686 150000 SH Sole 150000 ACTUANT CORP CL A 00508X203 240 9000 SH Sole 4000 5000 ADDVANTAGE TECH NOLOGIES GP I COM NEW 006743306 251 80000 SH Sole 80000 ALPHATEC HOLDINGS INC COM 02081G102 402 149000 SH Sole 68500 80500 ALTRIA GROUP INC COM 02209S103 351 14250 SH Sole 10750 3500 AMERICAN WTR WKS CO INC NEW COM 030420103 334 13200 SH Sole 5900 7300 ANGEION CORP COM 03462H404 130 25000 SH Sole 25000 ANIMAL HEALTH INTL INC COM 03525N109 144 50000 SH Sole 50000 APPLIANCE RECYCLING CTRS AME COM NEW 03814F205 2871 844500 SH Sole 557500 287000 ARRAY BIO PHARMA INC COM 04269X105 1519 507950 SH Sole 214500 293450 ASPENBIO PHARMA INC COM 045346103 793 1314000 SH Sole 912500 401500 AT & T INC COM 00206R102 271 9207 SH Sole 4500 4707 ATRICURE INC COM 04963C209 3258 317236 SH Sole 149558 167678 AVI BIOPHARMA INC COM 002346104 1361 641800 SH Sole 483500 158300 BAXTER INTL INC COM 071813109 746 14740 SH Sole 8690 6050 BEMIS INC COM 081437105 1388 42500 SH Sole 20375 22125 BIOSCRIP INC COM 09069N108 1250 239100 SH Sole 96350 142750 BLUEPHOENIX SOLUTIONS LTD SHS M20157109 21 10000 SH Sole 10000 BRIDGELINE DIGITAL INC COM 10807Q205 88 61000 SH Sole 61000 BRISTOL MYERS SQUIBB CO COM 110122108 1331 50250 SH Sole 22900 27350 BRUSH ENGINEERED MATLS INC COM 117421107 439 11350 SH Sole 8350 3000 CALIFORNIA PIZZA KITCHEN INC COM 13054D109 259 15000 SH Sole 15000 CALIX INC COM 13100M509 588 34803 SH Sole 5371 29432 CARDICA INC COM 14141R101 3226 736475 SH Sole 333766 402709 CARDIONET INC COM 14159L103 924 197500 SH Sole 71250 126250 CARDIOVASCULAR SYS INC DEL COM 141619106 2470 211800 SH Sole 89000 122800 COLEMAN CABLE INC COM 193459302 816 130000 SH Sole 99500 30500 COMPELLENT TECH NOLOGIES INC COM 20452A108 2123 76950 SH Sole 39200 37750 COMPUTER TASK GROUP INC COM 205477102 1240 114000 SH Sole 100000 14000 CONCEPTUS INC COM 206016107 476 34500 SH Sole 17900 16600 CONEXANT SYSTEMS INC COM NEW 207142308 220 135000 SH Sole 135000 CORVEL CORP COM 221006109 1517 31366 SH Sole 17091 14275 CYTORI THERA PEUTICS INC COM 23283K105 2892 557200 SH Sole 391400 165800 DATALINK CORP COM 237934104 1250 267750 SH Sole 62360 205390 DDI CORP CM.0001NW 233162502 176 15000 SH Sole 15000 DELUXE CORP COM 248019101 878 38125 SH Sole 21425 16700 DEXCOM INC COM 252131107 3184 233250 SH Sole 159750 73500 DIAMOND FOODS INC COM 252603105 1965 36950 SH Sole 20650 16300 DIGIRAD CORP COM 253827109 577 274900 SH Sole 62400 212500 DONALDSON INC COM 257651109 2171 37250 SH Sole 14170 23080 DOT HILL SYS CORP COM 25848T109 2371 1354774 SH Sole 467806 886968 EASTMAN KODAK CO COM 277461109 665 124000 SH Sole 59500 64500 EBIX INC COM NEW 278715206 1420 60000 SH Sole 60000 EDAP TMS S A SPNADR 268311107 282 50000 SH Sole 50000 ELECTROMED INC COM 285409108 355 100000 SH Sole 38000 62000 ENDOLOGIX INC COM 29266S106 3195 446819 SH Sole 201686 245133 EPLUS INC COM 294268107 1064 45000 SH Sole 33000 12000 EXACT SCIENCES CORP COM 30063P105 460 77000 SH Sole 66200 10800 FAMOUS DAVES OF AMERICA INC COM 307068106 2097 188050 SH Sole 107800 80250 GENERAL MLS INC COM 370334104 214 6012 SH Sole 2812 3200 GENMARK DIAGNOSTICS INC COM 372309104 151 37000 SH Sole 17000 20000 GENUINE PARTS CO COM 372460105 394 7675 SH Sole 4275 3400 GLAXOSMITH KLINE PLC SPNADR 37733W105 439 11200 SH Sole 4950 6250 GLOBAL TRAFFIC NETWORK INC COM 37947B103 1265 136069 SH Sole 45441 90628 GLOBECOMM SYSTEMS INC COM 37956X103 1508 150810 SH Sole 44421 106389 GRAINGER W W INC COM 384802104 857 6202 SH Sole 2852 3350 GRANITE CITY FOOD & BREWERY COM NEW 38724Q404 122 50915 SH Sole 8666 42249 HANSEN MEDICAL INC COM 411307101 775 519799 SH Sole 200000 319799 HEALTH CARE REIT COM 42217K106 487 10225 SH Sole 6175 4050 HEALTHSTREAM INC COM 42222N103 427 53100 SH Sole 17600 35500 HOLOGIC INC COM 436440101 211 11200 SH Sole 7700 3500 ICAD INC COM 44934S107 236 175000 SH Sole 175000 IKANOS COMMUNI CATIONS COM 45173E105 560 418000 SH Sole 185000 233000 ILLUMINA INC COM 452327109 1568 24750 SH Sole 16100 8650 INCONTACT INC COM 45336E109 403 123000 SH Sole 67500 55500 INNERWORKINGS INC COM 45773Y105 262 40000 SH Sole 40000 INSIGNIA SYS INC COM 45765Y105 8093 1233010 SH Sole 881843 351167 INTEGRAMED AMER INC COM NEW 45810N302 3119 360200 SH Sole 182200 178000 INTERNATIONAL BUSINESS MACHS COM 459200101 674 4594 SH Sole 1839 2755 INVENTURE FOODS INC COM 461212102 553 128000 SH Sole 104000 24000 ISIS PHARMA CEUTICALS INC COM 464330109 1924 190150 SH Sole 133300 56850 JOHNSON & JOHNSON COM 478160104 749 12115 SH Sole 6390 5725 KEYW HLDG CORP COM 493723100 987 67300 SH Sole 29100 38200 LAKES ENTMNT INC COM 51206P109 229 80200 SH Sole 62000 18200 LIFE PARTNERS HOLDINGS INC COM 53215T106 258 13500 SH Sole 12500 1000 LIFE TIME FITNESS INC COM 53217R207 527 12850 SH Sole 5200 7650 LILLY ELI & CO COM 532457108 988 28200 SH Sole 12500 15700 LIONBRIDGE TECH NOLOGIES INC COM 536252109 79 21500 SH Sole 21500 MANPOWER INC COM 56418H100 822 13090 SH Sole 4940 8150 MEDTOX SCIENTIFIC INC COM NEW 584977201 1100 84000 SH Sole 30000 54000 MEDTRONIC INC COM 585055106 697 18800 SH Sole 9576 9224 METROPOLITAN HEALTH NETWORKS COM 592142103 447 100000 SH Sole 100000 MIDWAY GOLD CORP COM 598153104 63 75000 SH Sole 75000 MOLSON COORS BREWING CO CL B 60871R209 1092 21750 SH Sole 8650 13100 MOVE INC COM COM 62458M108 193 75000 SH Sole 34000 41000 MULTIBAND CORP COM NEW 62544X209 114 40000 SH Sole 40000 NAVARRE CORP COM 639208107 3012 1407500 SH Sole 573500 834000 NETSCOUT SYS INC COM 64115T104 736 32000 SH Sole 31000 1000 NORTECH SYS INC COM 656553104 188 45500 SH Sole 32500 13000 NOVAMED INC DEL COM NEW 66986W207 288 25000 SH Sole 25000 OCULUS INNOVATIVE SCIENCES I COM 67575P108 1120 662582 SH Sole 294233 368349 ONCOTHYREON INC COM 682324108 2274 697565 SH Sole 480799 216766 ORION ENERGY SYSTEMS INC COM 686275108 892 267154 SH Sole 88250 178904 ORTHOVITA INC COM 68750U102 2890 1437914 SH Sole 789703 648211 OSHKOSH CORP COM 688239201 207 5878 SH Sole 4628 1250 OWENS CORNING NW COM 690742101 567 18200 SH Sole 8000 10200 PATTERSON COMPANIES INC COM 703395103 1366 44600 SH Sole 16250 28350 PENTAIR INC COM 709631105 767 21017 SH Sole 10767 10250 PETROLEUM DEV CORP COM 716578109 423 10000 SH Sole 7000 3000 PFIZER INC COM 717081103 1548 88431 SH Sole 25741 62690 PFSWEB INC COM NEW 717098206 297 75000 SH Sole 75000 PHYSICANS FORMULA HLDGS INC COM 719427106 226 60000 SH Sole 60000 PLANAR SYS INC COM 726900103 85 41000 SH Sole 40000 1000 POLYMET MINING CORP COM 731916102 152 63500 SH Sole 63500 RADNET INC COM 750491102 226 80000 SH Sole 80000 RAINMAKER SYSTEMS COM NEW 750875304 1008 712134 SH Sole 301538 410596 RAMTRON INTL CORP COM NEW 751907304 818 243591 SH Sole 105729 137862 RCM TECH NOLOGIES INC COM NEW 749360400 727 157000 SH Sole 110500 46500 REAL GOODS SOLAR INC CL A 75601N104 78 30700 SH Sole 5250 25450 RIMAGE CORP COM 766721104 345 23150 SH Sole 13950 9200 ROCKWELL MEDICAL TECH COM 774374102 3354 424500 SH Sole 35000 389500 RTI BIOLOGICS INC COM 74975N105 678 254050 SH Sole 82750 171300 SANOFI AVENTIS SPNADR 80105N105 314 9750 SH Sole 4650 5100 SMUCKER J M CO COM NEW 832696405 645 9825 SH Sole 5000 4825 SOLTA MED INC COM 83438K103 51 16750 SH Sole 11750 5000 SPAN AMER MED SYS INC COM 846396109 221 15000 SH Sole 15000 ST JUDE MED INC COM 790849103 3302 77238 SH Sole 11150 66088 STAAR SURGICAL CO CMPR.01 852312305 3609 591600 SH Sole 381500 210100 SUMMER INFANT INC COM 865646103 508 67000 SH Sole 52000 15000 SUPERCONDUCTOR TECHNOLOGIES COM NEW 867931305 76 50000 SH Sole 50000 SUPERVALU INC COM 868536103 1472 152900 SH Sole 76250 76650 SYNERGETICS USA I COM 87160G107 255 54000 SH Sole 50000 4000 SYNOVIS LIFE TECHNOLOGIES IN COM 87162G105 5300 329000 SH Sole 208750 120250 TARGET CORP COM 87612E106 277 4600 SH Sole 4600 TCF FINL CORP COM 872275102 992 67000 SH Sole 25900 41100 TEREX CORP NEW COM 880779103 683 22000 SH Sole 11250 10750 TRANS1 INC COM 89385X105 1041 500613 SH Sole 295613 205000 UNITEDHEALTH GROUP INC COM 91324P102 863 23900 SH Sole 7300 16600 UQM TECH NOLOGIES INC COM 903213106 131 57000 SH Sole 26750 30250 UROLOGIX INC COM 917273104 2356 3681158 SH Sole 2530908 1150250 UROPLASTY INC COM NEW 917277204 4665 1157566 SH Sole 537205 620361 U.S. AUTO PARTS NETWORK INC COM 90343C100 2039 242750 SH Sole 113750 129000 US BANCORP DEL COM NEW 902973304 677 25087 SH Sole 11048 14039 U.S. PHYSICAL THERAPY INC COM 90337L108 1549 78150 SH Sole 46000 32150 USEC INC COM 90333E108 581 96500 SH Sole 72500 24000 VERIZON COMMU NICATIONS INC COM 92343V104 255 7113 SH Sole 2730 4383 VIRTUSA CORP COM 92827P102 843 51500 SH Sole 15000 36500 VITAL IMAGES INC COM 92846N104 6490 464261 SH Sole 164919 299342 WIRELESS RONIN TECHNOLOGIES IN COM 97652A203 3680 2537410 SH Sole 983738 1553672 ZAGG INCORPORATED COM 98884U108 152 20000 SH Sole 20000 ZIX CORP COM 98974P100 9544 2235221 SH Sole 946305 1288916 TOTAL VALUE 167069 DATA RECORDS 142 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED 0 -----END PRIVACY-ENHANCED MESSAGE-----