-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SNpLuhc/RMQrf4ysRT8kKe0S8CjeBO4YFPz1jD7iuJGXVRp7erjK7pM16lmMyPvB IE2cfPeduFHD4m8dgPvKsA== 0000884300-10-000015.txt : 20100203 0000884300-10-000015.hdr.sgml : 20100203 20100203151840 ACCESSION NUMBER: 0000884300-10-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100203 DATE AS OF CHANGE: 20100203 EFFECTIVENESS DATE: 20100203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERKINS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000884300 IRS NUMBER: 411501962 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03086 FILM NUMBER: 10570391 BUSINESS ADDRESS: STREET 1: 730 EAST LAKE STREET CITY: WAYZATA STATE: MN ZIP: 55391-1769 BUSINESS PHONE: 9524738367 MAIL ADDRESS: STREET 1: 730 EAST LAKE STREET CITY: WAYZATA STATE: MN ZIP: 55391 FORMER COMPANY: FORMER CONFORMED NAME: PERKINS CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19960212 13F-HR 1 q40913f.txt PCM13F4Q09 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 31-Dec-09 Check here if Amendment [ ] ; Amendment Number: ________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: "Perkins Capital Management, Inc. " Address: "730 East Lake Street, Wayzata, Minnesota 55391" SEC File Number: 801-22888 The institutional investment manager filing this report an the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person signing on this Report on Behalf of Reporting Manager: Name: Richard C. Perkins Title: Executive Vice President/Portfolio Manager Phone: (952) 473-8367 Signature:___/s/Richard C. Perkins__________ Place and Date of Signing: 3-Feb-10 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT.(Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE.(Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) TITLE VALUE SHARES/ SH/ PUT/ INVT OTR VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP X1000 PRN AMT PRN CALL DSCRTN MGRS SOLE SHRD NONE ABRAXAS PETE CORP COM 003830106 250 130000 SH Sole 130000 ADDVANTAGE TECH NOLOGIES GP I COM NEW 006743306 118 60000 SH Sole 60000 ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 205 52000 SH Sole 50000 2000 ALNYLAM PHARMA CEUTICALS INC COM 02043Q107 236 13400 SH Sole 9200 4200 ALTRIA GROUP INC COM 02209S103 280 14250 SH Sole 10750 3500 AMYLIN PHARMA CEUTICALS INC COM 032346108 186 13100 SH Sole 7000 6100 ANTE4 INC COM 03665E109 91 87460 SH Sole 78100 9360 APPLIANCE RECY CLING CTRS AME COM NEW 03814F205 1709 742925 SH Sole 488300 254625 ART TECHNOLOGY GROUP INC COM 04289L107 845 187350 SH Sole 78150 109200 ASPENBIO PHARMA INC COM 045346103 918 527650 SH Sole 299200 228450 AT&T CORP COM 00206R102 339 12094 SH Sole 5000 7094 ATRICURE INC COM 04963C209 973 161078 SH Sole 99258 61820 ATS MED INC COM 002083103 2142 663020 SH Sole 196536 466484 BIOSCRIP INC COM 09069N108 188 22500 SH Sole 17500 5000 BLUEPHOENIX SOLUTIONS LTD SHS M20157109 1391 549702 SH Sole 178575 371127 BOEING CO COM 097023105 355 6550 SH Sole 4350 2200 BOSTON SCIEN TIFIC CORP COM 101137107 363 40350 SH Sole 19100 21250 BRIDGELINE SOFTWARE INC COM 10807Q205 31 26000 SH Sole 26000 BRISTOL MYERS SQUIBB CO COM 110122108 1199 47500 SH Sole 21300 26200 BRUSH ENGINEERED MATLS INC COM 117421107 229 12334 SH Sole 8084 4250 CARDICA INC COM 14141R101 579 498919 SH Sole 261193 237726 CARDIOVASCULAR SYS INC DEL COM 141619106 790 172100 SH Sole 69000 103100 CBL & ASSOC PPTYS INC COM 124830100 129 13343 SH Sole 1000 12343 CLARIENT INC COM 180489106 1235 465950 SH Sole 147000 318950 CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 695 99250 SH Sole 40000 59250 COMPELLENT TECHNOLOGIES INC COM 20452A108 1280 56450 SH Sole 11200 45250 COMPUTER TASK GROUP INC COM 205477102 865 108000 SH Sole 100000 8000 CONCEPTUS INC COM 206016107 993 52950 SH Sole 27950 25000 CONEXANT SYSTEMS INC COM NEW 207142308 313 135000 SH Sole 135000 CONSTELLATION BRANDS INC CL A 21036P108 362 22750 SH Sole 8650 14100 CORVEL CORP COM 221006109 1293 38550 SH Sole 18200 20350 CYTORI THERA PEUTICS INC COM 23283K105 4564 748200 SH Sole 438900 309300 DATALINK CORP COM 237934104 1256 290040 SH Sole 70750 219290 DELUXE CORP COM 248019101 502 33950 SH Sole 20775 13175 DEXCOM INC COM 252131107 2791 345816 SH Sole 199050 146766 DIAMOND FOODS INC COM 252603105 1475 41500 SH Sole 22000 19500 DIGIRAD CORP COM 253827109 105 50000 SH Sole 50000 DONALDSON INC COM 257651109 1694 39830 SH Sole 15050 24780 DOT HILL SYS CORP COM 25848T109 787 414044 SH Sole 120776 293268 EBIX INC COM NEW 278715206 977 20000 SH Sole 20000 EDAP TMS S A SPN ADR 268311107 138 50000 SH Sole 50000 ENDOLOGIX INC COM 29266S106 2562 485301 SH Sole 218552 266749 ENZO BIOCHEM INC COM 294100102 135 25000 SH Sole 25000 EPLUS INC COM 294268107 487 29500 SH Sole 25000 4500 EXACT SCIENCES CORP COM 30063P105 66 19500 SH Sole 7500 12000 FSI INTL INC COM 302633102 294 100000 SH Sole 100000 FULLER H B CO COM 359694106 834 36654 SH Sole 15604 21050 GENERAL DYNAMICS CORP COM 369550108 610 8950 SH Sole 4400 4550 GENERAL MLS INC COM 370334104 213 3006 SH Sole 1406 1600 GLOBAL TRAFFIC NETWORK INC COM 37947B103 603 145253 SH Sole 47325 97928 GLOBECOMM SYSTEMS INC COM 37956X103 1218 155701 SH Sole 43162 112539 GRAINGER W W INC COM 384802104 634 6552 SH Sole 3152 3400 GRANITE CITY FOOD & BREWERY COM 38724Q107 94 324996 SH Sole 57000 267996 GULFMARK OFFSHORE INC COM 402629109 647 22850 SH Sole 9300 13550 HANSEN MEDICAL INC COM 411307101 412 136000 SH Sole 43500 92500 HEALTH CARE REIT INC COM 42217K106 519 11700 SH Sole 5250 6450 HEALTH FITNESS CORP COM NEW 42217V201 7989 1038891 SH Sole 470750 568141 HESKA CORP COM 42805E108 106 200000 SH Sole 200000 HOLOGIC INC COM 436440101 173 11900 SH Sole 9700 2200 ILLUMINA INC COM 452327109 1930 62900 SH Sole 39250 23650 IMAGE SENSING SYS INC COM 45244C104 570 50000 SH Sole 24400 25600 INCONTACT INC COM 45336E109 322 110000 SH Sole 56500 53500 INSIGNIA SYS INC COM 45765Y105 6236 1304610 SH Sole 939343 365267 INTEGRAMED AMER INC COM NEW 45810N302 562 71000 SH Sole 65000 6000 INTEGRATED SILICON SOLUTION COM 45812P107 85 15000 SH Sole 15000 INTERNATIONAL BUSINESS MACHS COM 459200101 363 2776 SH Sole 1501 1275 ISIS PHARMA CEUTICALS INC COM 464330109 2318 208596 SH Sole 122400 86196 JOHNSON & JOHNSON COM 478160104 616 9570 SH Sole 5270 4300 LAKES ENTMNT INC COM 51206P109 217 86419 SH Sole 62500 23919 LILLY ELI & CO COM 532457108 1068 29900 SH Sole 12800 17100 LIONBRIDGE TECHNOLOGIES INC COM 536252109 132 57500 SH Sole 30000 27500 LOOKSMART LTD COM NEW 543442503 91 89300 SH Sole 74100 15200 MAKO SURGICAL CORP COM 560879108 255 23000 SH Sole 18000 5000 MANPOWER INC COM 56418H100 711 13023 SH Sole 4923 8100 MEDTOX SCIENTIFIC INC COM NEW 584977201 624 80500 SH Sole 25000 55500 MEDTRONIC INC COM 585055106 403 9174 SH Sole 3750 5424 MIDWAY GOLD CORP COM 598153104 65 75000 SH Sole 75000 MOLSON COORS BREWING CO CL B 60871R209 1066 23600 SH Sole 9400 14200 MULTIBAND CORP COM NEW 62544X209 88 44000 SH Sole 4000 40000 NATUS MEDICAL INC DEL COM 639050103 706 47725 SH Sole 17225 30500 NAVARRE CORP COM 639208107 2491 1175000 SH Sole 510000 665000 NETSCOUT SYS INC COM 64115T104 453 31000 SH Sole 30000 1000 NORTECH SYS INC COM 656553104 141 43500 SH Sole 30500 13000 NOVATEL WIRELESS INC COM NEW 66987M604 139 17500 SH Sole 17500 OCULUS INNOVATIVE SCIENCES I COM 67575P108 1186 648179 SH Sole 313773 334406 ONCOTHYREON INC COM 682324108 3284 609219 SH Sole 369327 239892 ORION ENERGY SYSTEMS INC COM 686275108 1005 228854 SH Sole 72250 156604 ORTHOVITA INC COM 68750U102 3547 1010561 SH Sole 492350 518211 OSHKOSH CORP COM 688239201 221 5956 SH Sole 4456 1500 PATTERSON COMPANIES INC COM 703395103 1325 47350 SH Sole 18750 28600 PENTAIR INC COM 709631105 718 22217 SH Sole 10967 11250 PETROLEUM DEV CORP COM 716578109 209 11500 SH Sole 9000 2500 PFIZER INC COM 717081103 1574 86531 SH Sole 24791 61740 POLYMET MINING CORP COM 731916102 194 63500 SH Sole 63500 PRIDE INTL INC DEL COM 74153Q102 755 23650 SH Sole 11600 12050 RAINMAKER SYSTEM COM NEW 750875304 849 570100 SH Sole 240500 329600 RAMTRON INTL CORP COM NEW 751907304 463 261362 SH Sole 117000 144362 RCM TECHNOLOGIES INC COM NEW 749360400 351 140000 SH Sole 83000 57000 REAL GOODS SOLAR INC CL A 75601N104 215 66678 SH Sole 15500 51178 REGENERX BIO PHARMACEUTICALS COM 75886X108 33 60000 SH Sole 40000 20000 ROCKWELL MEDICAL TECH COM 774374102 3275 425900 SH Sole 35000 390900 ROSETTA GENOMICS LTD SHS M82183100 139 79357 SH Sole 19000 60357 RTI BIOLOGICS INC COM 74975N105 803 209050 SH Sole 74250 134800 SAFE BULKERS INC COM Y7388L103 289 33000 SH Sole 26500 6500 SANOFI AVENTIS SPN ADR 80105N105 285 7250 SH Sole 3650 3600 SPAN AMER MED SYS INC COM 846396109 463 27750 SH Sole 20000 7750 ST JUDE MED INC COM 790849103 2981 81048 SH Sole 15500 65548 STAAR SURGICAL CO CM PR .01 852312305 2170 699900 SH Sole 379400 320500 SUPERVALU INC COM 868536103 2341 184200 SH Sole 88650 95550 SYNOVIS LIFE TECHNOLOGIES IN COM 87162G105 3882 300700 SH Sole 181850 118850 TARGET CORP COM 87612E106 213 4400 SH Sole 4400 TCF FINL CORP COM 872275102 972 71400 SH Sole 24900 46500 TENNANT CO COM 880345103 828 31620 SH Sole 13750 17870 TEREX CORP NEW COM 880779103 422 21300 SH Sole 9800 11500 TRANS1 INC COM 89385X105 237 59900 SH Sole 46400 13500 TRINITY BIOTECH PLC SPN ADR 896438306 40 10000 SH Sole 10000 UNITEDHEALTH GROUP INC COM 91324P102 760 24950 SH Sole 8300 16650 UQM TECH NOLOGIES INC COM 903213106 670 97750 SH Sole 56750 41000 UROLOGIX INC COM 917273104 5089 2750850 SH Sole 1609300 1141550 UROPLASTY INC COM NEW 917277204 1248 832102 SH Sole 419500 412602 U.S. AUTO PARTS NETWORK INC COM 90343C100 234 45000 SH Sole 45000 US BANCORP DEL COM NEW 902973304 600 26647 SH Sole 10800 15847 U S PHYSICAL THERAPY INC COM 90337L108 1352 79850 SH Sole 46000 33850 USEC INC COM 90333E108 154 40000 SH Sole 40000 VERSO PAPER CORP COM 92531L108 522 200000 SH Sole 200000 VIRTUAL RADIO LOGIC CORPORATI COM 92826B104 1224 95900 SH Sole 57150 38750 VIRTUSA CORP COM 92827P102 448 49500 SH Sole 13000 36500 VITAL IMAGES INC COM 92846N104 6283 495145 SH Sole 170503 324642 WAL MART STORES INC COM 931142103 454 8503 SH Sole 4003 4500 WIRELESS RONIN TECHNOLOGIES COM 97652A203 7439 2015943 SH Sole 807299 1208644 XOMA LTD ORD G9825R107 102 146500 SH Sole 142500 4000 ZAGG INCORPORATED COM 98884U108 78 20000 SH Sole 20000 ZIX CORP COM 98974P100 4136 2418669 SH Sole 976403 1442266 ZOLTEK COS INC COM 98975W104 119 12500 SH Sole 11000 1500 TOTAL VALUE 140300 DATA RECORDS 134 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED 0 -----END PRIVACY-ENHANCED MESSAGE-----