-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DPp4lJs2pY7QW9hxxIGon57R4Jrq+N4NnqiYUrdGOOHfl2x0jkglIUqel6qo825b 4T0tntxib431HnkO/Eh+xw== 0000884300-09-000027.txt : 20090805 0000884300-09-000027.hdr.sgml : 20090805 20090805132427 ACCESSION NUMBER: 0000884300-09-000027 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090805 DATE AS OF CHANGE: 20090805 EFFECTIVENESS DATE: 20090805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERKINS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000884300 IRS NUMBER: 411501962 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03086 FILM NUMBER: 09986548 BUSINESS ADDRESS: STREET 1: 730 EAST LAKE STREET CITY: WAYZATA STATE: MN ZIP: 55391-1769 BUSINESS PHONE: 9524738367 MAIL ADDRESS: STREET 1: 730 EAST LAKE STREET CITY: WAYZATA STATE: MN ZIP: 55391 FORMER COMPANY: FORMER CONFORMED NAME: PERKINS CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19960212 13F-HR 1 q20913f.txt PCM2Q0913F Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 30-Jun-09 Check here if Amendment [ ] ; Amendment Number: ________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manger Filing this Report: Name: Perkins Capital Management, Inc. Address: 730 East Lake Street, Wayzata, Minnesota 55391 SEC File Number: 801-22888 The institutional investment manager filing this report an the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person signing on this Report on Behalf of Reporting Manager: Name: Richard C. Perkins Title: Executive Vice President/Portfolio Manager Phone: (952) 473-8367 Signature: /s/ Richard C. Perkins Place and Date of Signing: 4-Aug-09 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are repoirted by other reporting manager(s).) TITLE VALUE SHARES/ SH/ PUT/ INVT OTR VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP X1000 PRN AMT PRN CALL DSCRTN MGRS SOLE SHRD NONE ADDVANTAGE TECH NOLOGIES GP I COM NEW 006743306 83 50000 SH Sole 50000 AERO GROW INTL INC COM 00768M103 7 56900 SH Sole 31250 25650 ALLION HEALTH CARE INC COM 019615103 417 70000 SH Sole 51000 19000 ALLSCRIPT MISYS HEALTHCAR SOL COM 01988P108 261 16450 SH Sole 11500 4950 ALNYLAM PHARMA CEUTICALS INC COM 02043Q107 569 25550 SH Sole 16850 8700 ALTRIA GROUP INC COM 02209S103 239 14600 SH Sole 11600 3000 AMER BIO MEDICA CORP COM 024600108 83 416500 SH Sole 345000 71500 AMYLIN PHARMA CEUTICALS INC COM 032346108 163 12100 SH Sole 7600 4500 ANADIGICS INC COM 032515108 913 218000 SH Sole 88000 130000 APPLIANCE RECY CLING CTRS AME COM NEW 03814F205 1224 737425 SH Sole 488550 248875 ASPENBIO PHARMA INC COM 045346103 1200 449400 SH Sole 265500 183900 ATS MED INC COM 002083103 2200 666520 SH Sole 219536 446984 BIOSCRIP INC COM 09069N108 565 95500 SH Sole 60500 35000 BLUEPHOENIX SOLUTIONS LTD SHS M20157109 774 315902 SH Sole 100275 215627 BOSTON SCIEN TIFIC CORP COM 101137107 460 45350 SH Sole 26100 19250 BRISTOL MYERS SQUIBB CO COM 110122108 976 48050 SH Sole 22700 25350 BRUSH ENGINEERED MATLS INC COM 117421107 264 15750 SH Sole 11500 4250 CARDICA INC COM 14141R101 244 170416 SH Sole 54225 116191 CARDIOVASCULAR SYS INC DEL COM 141619106 961 124700 SH Sole 39000 85700 CBL & ASSOC PPTYS INC COM 124830100 79 14593 SH Sole 1000 13593 CLARIENT INC COM 180489106 841 226100 SH Sole 28400 197700 CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 675 102250 SH Sole 40000 62250 COMPELLENT TECH NOLOGIES INC COM 20452A108 960 62950 SH Sole 19700 43250 COMPUTER TASK GROUP INC COM 205477102 538 88000 SH Sole 84000 4000 CONCEPTUS INC COM 206016107 1055 62450 SH Sole 33150 29300 CONOCOPHILLIPS COM 20825C104 509 12103 SH Sole 6753 5350 CONSTELLATION BRANDS INC CL A 21036P108 455 35850 SH Sole 13650 22200 CORVEL CORP COM 221006109 912 40050 SH Sole 19450 20600 CYTORI THERA PEUTICS INC COM 23283K105 3669 1016296 SH Sole 570024 446272 DATALINK CORP COM 237934104 1588 373740 SH Sole 132750 240990 DELUXE CORP COM 248019101 256 19950 SH Sole 12275 7675 DEXCOM INC COM 252131107 2624 423850 SH Sole 244750 179100 DIAMOND FOODS INC COM 252603105 1148 41150 SH Sole 22650 18500 DIGIRAD CORP COM 253827109 64 50000 SH Sole 50000 DONALDSON INC COM 257651109 1414 40830 SH Sole 17650 23180 DOT HILL SYS CORP COM 25848T109 339 429269 SH Sole 130876 298393 EBIX INC COM NEW 278715206 783 25000 SH Sole 25000 EDAP TMS S A SPN ADR 268311107 90 60000 SH Sole 60000 ENDOLOGIX INC COM 29266S106 1867 557435 SH Sole 250902 306533 ENTRUST INC COM 293848107 100 55500 SH Sole 24500 31000 EPLUS INC COM 294268107 364 25000 SH Sole 25000 EVERGREEN SOLAR INC COM 30033R108 401 185000 SH Sole 37000 148000 FULLER H B CO COM 359694106 707 37654 SH Sole 16104 21550 GLOBAL TRAFFIC NETWORK INC COM 37947B103 561 148037 SH Sole 53325 94712 GLOBECOMM SYSTEMS INC COM 37956X103 1193 165901 SH Sole 50162 115739 GRAINGER W W INC COM 384802104 557 6802 SH Sole 3402 3400 GRANITE CITY FOOD & BREWERY COM 38724Q107 104 324996 SH Sole 57000 267996 GULFMARK OFFSHORE INC COM 402629109 668 24200 SH Sole 10300 13900 HANSEN MEDICAL INC COM 411307101 679 137500 SH Sole 44000 93500 HEALTH CARE REIT INC COM 42217K106 433 12700 SH Sole 5850 6850 HEALTH FITNESS CORP COM NEW 42217V201 7428 1198141 SH Sole 555300 642841 HESKA CORP COM 42805E108 74 200000 SH Sole 200000 HOLOGIC INC COM 436440101 175 12300 SH Sole 9300 3000 ILLUMINA INC COM 452327109 3081 79125 SH Sole 47750 31375 IMAGE SENSING SYS INC COM 45244C104 485 52100 SH Sole 25900 26200 INSIGNIA SYS INC COM 45765Y105 3698 1301767 SH Sole 942500 359267 INTEGRAMED AMER INC COM NEW 45810N302 515 71000 SH Sole 65000 6000 INTEGRATED SILI CON SOLUTION COM 45812P107 40 15000 SH Sole 15000 INTERNATIONAL BUSINESS MACHS COM 459200101 316 3026 SH Sole 1601 1425 ISIS PHARMA CEUTICALS INC COM 464330109 4217 255550 SH Sole 149150 106400 ITERIS INC COM 46564T107 163 125000 SH Sole 125000 JOHNSON & JOHNSON COM 478160104 646 11370 SH Sole 6570 4800 LAKES ENTMNT INC COM 51206P109 257 88419 SH Sole 64000 24419 LANDEC CORP COM 514766104 204 30000 SH Sole 30000 LILLY ELI & CO COM 532457108 991 28600 SH Sole 13100 15500 MANPOWER INC COM 56418H100 593 14000 SH Sole 6150 7850 MATRIXX INITIA TIVES INC COM 57685L105 112 20000 SH Sole 20000 MEDTOX SCIEN TIFIC INC COM NEW 584977201 665 70499 SH Sole 14999 55500 MEDTRONIC INC COM 585055106 325 9324 SH Sole 3900 5424 MIDWAY GOLD CORP COM 598153104 53 75000 SH Sole 75000 MOLSON COORS BREWING CO CL B 60871R209 1001 23650 SH Sole 9350 14300 MULTIBAND CORPORATION COM NEW 62544X209 104 44000 SH Sole 4000 40000 NATURAL HEALTH TRENDS CORP CM PR .001 63888P406 56 100000 SH Sole 100000 NATURE VISION INC COM 63902E106 22 106495 SH Sole 43605 62890 NATUS MEDICAL INC DEL COM 639050103 280 24225 SH Sole 10225 14000 NAVARRE CORP COM 639208107 1949 1181000 SH Sole 510000 671000 NETSCOUT SYS INC COM 64115T104 235 25000 SH Sole 25000 NORTECH SYS INC COM 656553104 113 43500 SH Sole 30500 13000 OCULUS INNOVATIVE SCIENCES I COM 67575P108 328 96387 SH Sole 96387 ON2 TECH NOLOGIES INC COM 68338A107 765 1822463 SH Sole 638627 1183836 ONCOTHYREON INC COM 682324108 2653 709470 SH Sole 434317 275153 OPENTV CORP CL A G67543101 66 49250 SH Sole 14000 35250 ORTHOVITA INC COM 68750U102 5685 1099611 SH Sole 530400 569211 OSHKOSH CORP COM 688239201 366 25156 SH Sole 9656 15500 PATTERSON COMPANIES INC COM 703395103 1027 47350 SH Sole 18750 28600 PATTERSON UTI ENERGY INC COM 703481101 874 68000 SH Sole 32500 35500 PENTAIR INC COM 709631105 582 22707 SH Sole 12207 10500 PFIZER INC COM 717081103 1262 84122 SH Sole 26032 58090 POLYMET MINING CORP COM 731916102 96 73500 SH Sole 73500 PRICELINE COM INC COM NEW 741503403 307 2750 SH Sole 1750 1000 PRIDE INTL INC DEL COM 74153Q102 660 26350 SH Sole 11300 15050 PROCERA NETWORKS INC COM 74269U104 158 250000 SH Sole 250000 RAINMAKER SYSTEM COM NEW 750875304 836 557200 SH Sole 238000 319200 RAMTRON INTL CORP COM NEW 751907304 298 261362 SH Sole 105000 156362 RCM TECH NOLOGIES INC COM NEW 749360400 378 170837 SH Sole 120500 50337 REAL GOODS SOLAR INC CL A 75601N104 175 67678 SH Sole 15500 52178 REGENERX BIOPHARMA CEUTICALS COM 75886X108 36 60000 SH Sole 40000 20000 RIMAGE CORP COM 766721104 948 57094 SH Sole 14800 42294 ROCKWELL MEDICAL TECH COM 774374102 3329 440900 SH Sole 50000 390900 ROSETTA GENOMICS LTD SHS M82183100 418 131357 SH Sole 42000 89357 SEATTLE GENETICS INC COM 812578102 763 78450 SH Sole 50200 28250 SPAN AMER MED SYS INC COM 846396109 300 27750 SH Sole 21000 6750 ST JUDE MED INC COM 790849103 3380 82248 SH Sole 15500 66748 STAAR SURGICAL CO CM PR .01 852312305 1830 759500 SH Sole 421500 338000 SUPERCONDUCTOR TECHNOLOGIES COM NEW 867931305 37 10000 SH Sole 10000 SUPERVALU INC COM 868536103 1388 107200 SH Sole 53950 53250 SYNOVIS LIFE TECH NOLOGIES IN COM 87162G105 6713 323200 SH Sole 197350 125850 TCF FINL CORP COM 872275102 1122 83940 SH Sole 36840 47100 TENNANT CO COM 880345103 800 43520 SH Sole 23500 20020 TEREX CORP NEW COM 880779103 257 21300 SH Sole 11300 10000 TRANS1 INC COM 89385X105 388 62300 SH Sole 31800 30500 TRINITY BIO TECH PLC SP AD NEW 896438306 44 10000 SH Sole 10000 TYLER TECH NOLOGIES INC COM 902252105 379 24250 SH Sole 10500 13750 UNITEDHEALTH GROUP INC COM 91324P102 626 25050 SH Sole 9300 15750 UROLOGIX INC COM 917273104 3137 2529575 SH Sole 1472675 1056900 UROPLASTY INC COM NEW 917277204 737 867102 SH Sole 459500 407602 US BANCORP DEL COM NEW 902973304 513 28634 SH Sole 14684 13950 U S PHYSICAL THERAPY INC COM 90337L108 1193 80850 SH Sole 48500 32350 VERSO PAPER CORP COM 92531L108 185 150000 SH Sole 150000 VIRTUSA CORP COM 92827P102 393 49000 SH Sole 13000 36000 VITAL IMAGES INC COM 92846N104 5717 503710 SH Sole 175203 328507 WAL MART STORES INC COM 931142103 441 9103 SH Sole 4503 4600 WIRELESS RONIN TECHNOLOGIES COM 97652A203 5009 2044354 SH Sole 814560 1229794 WPT ENTER PRISES INC COM 98211W108 230 191635 SH Sole 179931 11704 XOMA LTD ORD G9825R107 291 355000 SH Sole 267500 87500 ZIX CORP COM 98974P100 4181 2787269 SH Sole 1185153 1602116 ZOLTEK COS INC COM 98975W104 126 13000 SH Sole 11000 2000 TOTAL VALUE 126461 DATA RECORDS 127 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED 0 -----END PRIVACY-ENHANCED MESSAGE-----