-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IGRfdU1rwktA2rxmodRBZAobVkdyRdGzB45h8MSU07q0zzwMjVbUGJCLKqVPzxHm 9sJqU7s9I2dSnoNE2018ew== 0000884300-06-000037.txt : 20061101 0000884300-06-000037.hdr.sgml : 20061101 20061101152030 ACCESSION NUMBER: 0000884300-06-000037 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061101 DATE AS OF CHANGE: 20061101 EFFECTIVENESS DATE: 20061101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERKINS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000884300 IRS NUMBER: 411501962 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03086 FILM NUMBER: 061178686 BUSINESS ADDRESS: STREET 1: 730 EAST LAKE STREET CITY: WAYZATA STATE: MN ZIP: 55391-1769 BUSINESS PHONE: 9524738367 MAIL ADDRESS: STREET 1: 730 EAST LAKE STREET CITY: WAYZATA STATE: MN ZIP: 55391 FORMER COMPANY: FORMER CONFORMED NAME: PERKINS CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19960212 13F-HR 1 q30613f.txt 3RD QUARTER 2006 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 30-Sep-06 Check here if Amendment [ ] ; Amendment Number: ________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manger Filing this Report: Name: Perkins Capital Management, Inc. Address: 730 East Lake Street, Wayzata, Minnesota 55391 SEC File Number: 801-22888 The institutional investment manager filing this report an the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items statements, schedules, lists and tables are considered integral parts of this form. Person signing on this Report on Behalf of Reporting Manager: Name: Richard C. Perkins Title: Executive Vice President/Portfolio Manager Phone: (952) 473-8367 Signature: Place and Date of Signing: Wayzata, MN 1-Nov-06 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) NAME TITLE VALUE SHRS/ SH/ PUT/ INVSTMT OTR VOTING AUTHORITY OF ISSUER OF CLASS CUSIP (x$1000) PRN MAT PRN CALL DSCRTN MGRS SOLE SHRD NONE ABBOTT LABS COM 002824100 295 6075 SH Sole 300 5775 ADC TELE COMMUNICATIONS COM NEW 000886309 495 32975 SH Sole 6950 26025 ADDVANTAGE TECH NOLOGIES GP I COM NEW 006743306 126 30000 SH Sole 30000 ADEZA BIO MEDICAL CORP COM 006864102 813 49525 SH Sole 22925 26600 AFFYMETRIX INC COM 00826T108 486 22550 SH Sole 8950 13600 AIRSPAN NETWORKS INC COM 00950H102 36 13500 SH Sole 13500 AMERICAN DENTAL PARTNERS COM 025353103 207 12500 SH Sole 12500 AMERICAN EXPRESS CO COM 025816109 250 4450 SH Sole 1675 2775 AMERICAN SHARED HOSPITAL SVC COM 029595105 195 30000 SH Sole 30000 AMYLIN PHARMA CEUTICALS INC COM 032346108 1647 37375 SH Sole 19925 17450 APPLIANCE RECY CLING CTRS AMER COM NEW 03814F205 1669 794750 SH Sole 695850 98900 APPLIX INC COM 038316105 248 27500 SH Sole 27500 ARCHSTONE SMITH TR COM 039583109 244 4475 SH Sole 1825 2650 ART TECHNOLOGY GROUP INC COM 04289L107 1607 627700 SH Sole 130050 497650 ASYST TECH NOLOGY CORP COM 04648X107 203 30000 SH Sole 30000 BAKER HUGHES INC COM 057224107 327 4800 SH Sole 2250 2550 BANK OF AMERICA CORPORATION COM 060505104 994 18556 SH Sole 6125 12431 BIO IMAGING TECH NOLOGIES INC COM 09056N103 179 42000 SH Sole 40000 2000 BIOMIRA INC COM 09161R106 1876 1770000 SH Sole 883200 886800 CAPTARIS INC COM 14071N104 178 30300 SH Sole 6000 24300 CARDICA INC COM 14141R101 160 38000 SH Sole 3250 34750 CARDIOTECH INTL INC COM 14160C100 65 50000 SH Sole 50000 CASH SYSTEMS INC COM 14756B102 1146 164000 SH Sole 141000 23000 CBL & ASSOC PPTYS INC COM 124830100 1100 26235 SH Sole 9175 17060 CHARMING SHOPPES INC COM 161133103 765 53600 SH Sole 19000 34600 CHOLESTECH CORP COM 170393102 434 36175 SH Sole 23200 12975 CIPRICO INC COM 172529109 740 164450 SH Sole 64750 99700 CNS INC COM 126136100 3869 137039 SH Sole 82039 55000 COBRA ELECTRS CORP COM 191042100 140 16500 SH Sole 16500 CONCEPTUS INC COM 206016107 2301 130100 SH Sole 64600 65500 CONOCOPHILLIPS COM 20825C104 378 6350 SH Sole 1850 4500 CORVEL CORP COM 221006109 1114 31750 SH Sole 16500 15250 COST-U-LESS INC COM 221492101 450 52000 SH Sole 52000 CRITICARE SYS INC COM 226901106 1001 256710 SH Sole 68250 188460 DELPHAX TECH NOLOGIES INC COM 24712X106 377 251000 SH Sole 195000 56000 DELUXE CORP COM 248019101 806 47150 SH Sole 15450 31700 DIGITAL ANGEL CORP COM 253830103 66 25250 SH Sole 5000 20250 DONALDSON COMPANY INC COM 257651109 1133 30700 SH Sole 7000 23700 DOVER CORP COM 260003108 306 6450 SH Sole 3900 2550 DYAX CORP COM 26746E103 375 112700 SH Sole 66200 46500 DYNEGY INC NEW CL A 26816Q101 764 137900 SH Sole 35000 102900 EBIX INC COM NEW 278715206 354 17250 SH Sole 17250 ELAN PLC ADR 284131208 1975 126600 SH Sole 38000 88600 ENCYSIVE PHARMA CEUTICALS INC COM 29256X107 44 10300 SH Sole 8100 2200 ENDOLOGIX INC COM 29266S106 3388 844967 SH Sole 309650 535317 EON COMMU NICATIONS CORP COM 268763109 375 288175 SH Sole 59250 228925 EXPLORATION CO COM NEW 302133202 455 47500 SH Sole 11500 36000 FORTUNE INDUSTRIES INC COM NEW 34963X200 147 35000 SH Sole 35000 GANDER MOUNTAIN CO COM 36471P108 419 59500 SH Sole 25000 34500 GENERAL ELECTRIC CO COM 369604103 469 13300 SH Sole 11500 1800 GENERAL MLS INC COM 370334104 221 3900 SH Sole 1400 2500 GLIMCHER RLTY TR SH BEN INT 379302102 391 15775 SH Sole 6250 9525 GLOBAL TRAFFIC NETWORK INC COM 37947B103 774 165000 SH Sole 34000 131000 GLOBECOMM SYSTEMS INC COM 37956X103 3317 388360 SH Sole 93750 294610 GRAINGER W W INC COM 384802104 265 3950 SH Sole 2250 1700 GRANITE CITY FOOD & BREWERY COM 38724Q107 3075 742931 SH Sole 393297 349634 HEALTH CARE REIT INC COM 42217K106 1122 28050 SH Sole 10175 17875 HECTOR COMMU NICATIONS CORP COM 422730101 216 6000 SH Sole 6000 HEI INC COM 404160103 1464 558867 SH Sole 233250 325617 HERSHEY CO COM 427866108 470 8800 SH Sole 2000 6800 HESKA CORP COM 42805E108 211 125000 SH Sole 125000 ILLUMINA INC COM 452327109 3670 111068 SH Sole 51868 59200 I-MANY INC COM 44973Q103 253 126500 SH Sole 125000 1500 ING GROEP N V SPON ADR 456837103 972 22100 SH Sole 7500 14600 INNOVEX INC COM 457647105 294 142200 SH Sole 69400 72800 INSIGNIA SYS INC COM 45765Y105 3938 1175517 SH Sole 972500 203017 INTEGRAMED AMER INC COM NEW 45810N302 364 37500 SH Sole 37500 ISIS PHARMA CEUTICALS INC COM 464330109 4220 587700 SH Sole 242100 345600 I-TRAX INC COM NEW 45069D203 5833 2075780 SH Sole 708300 1367480 JOHNSON & JOHNSON COM 478160104 705 10850 SH Sole 3775 7075 KELLOGG CO COM 487836108 267 5400 SH Sole 5400 KMG CHEMICALS INC COM 482564101 894 109518 SH Sole 47500 62018 KYPHON INC COM 501577100 453 12100 SH Sole 6550 5550 LAKES ENTMNT INC COM 51206P109 239 24700 SH Sole 24700 LANDEC CORP COM 514766104 216 20000 SH Sole 20000 LEVEL 3 COMMU NICATIONS INC COM 52729N100 1722 319400 SH Sole 107200 212200 LIFECELL CORP COM 531927101 2711 84150 SH Sole 40700 43450 LIFECORE BIOMEDICAL INC COM 532187101 3036 215350 SH Sole 89000 126350 LILLY ELI & CO COM 532457108 348 6100 SH Sole 4500 1600 MANPOWER INC COM 56418H100 659 10750 SH Sole 2800 7950 MARATHON OIL CORP COM 565849106 365 4750 SH Sole 2300 2450 MATHSTAR INC COM 576801203 2254 512233 SH Sole 176655 335578 MATRITECH INC COM 576818108 108 173700 SH Sole 16500 157200 MATRIXX INITATIVES INC COM 57685L105 238 12500 SH Sole 12500 MCMORAN EXPLORATION CO COM 582411104 572 32250 SH Sole 20000 12250 MEDTOX SCIENTIFIC INC COM NEW 584977201 3999 406792 SH Sole 257678 149114 MEDTRONIC INC COM 585055106 1223 26335 SH Sole 4600 21735 MEDWAVE INC COM 585081102 190 117940 SH Sole 79688 38252 MEMRY CORP COM NEW 586263204 96 50000 SH Sole 50000 MERCK & CO INC COM 589331107 406 9700 SH Sole 9500 200 MICROTUNE INC DEL COM 59514P109 1601 329362 SH Sole 57250 272112 MICRUS ENDO VASCULAR CORP COM 59518V102 130 10000 SH Sole 10000 MULTIBAND CORPORATION COM 62544X100 619 803500 SH Sole 465000 338500 NATIONAL CITY CORP COM 635405103 216 5900 SH Sole 5000 900 NATIONAL TECH NICAL SYS INC COM 638104109 238 35000 SH Sole 35000 NATURAL HEALTH COM TRENDS CORP PAR .001 63888P406 123 47300 SH Sole 13900 33400 NATURE VISION INC COM 63902E106 491 51690 SH Sole 32500 19190 NEOSE TECH NOLOGIES INC COM 640522108 99 50000 SH Sole 50000 NETOPIA INC COM 64114K104 3313 590468 SH Sole 118750 471718 NORTECH SYS INC COM 656553104 138 19000 SH Sole 18000 1000 NORTHFIELD LABS INC COM 666135108 2318 161450 SH Sole 71400 90050 OPENTV CORP CL A G67543101 1731 607275 SH Sole 130050 477225 ORTHOVITA INC COM 68750U102 1233 353300 SH Sole 176700 176600 PATTERSON COMPANIES INC COM 703395103 477 14200 SH Sole 2000 12200 PEMSTAR INC COM 706552106 6616 1812550 SH Sole 638775 1173775 PENTAIR INCORPORATED COM 709631105 217 8300 SH Sole 3800 4500 PFIZER INC COM 717081103 2114 74529 SH Sole 17200 57329 POKERTEK INC COM 730864105 1451 114700 SH Sole 21375 93325 POLYMET MINING CORP COM 731916102 1603 520500 SH Sole 255000 265500 PRIDE INTL INC DEL COM 74153Q102 422 15400 SH Sole 5500 9900 PW EAGLE INC COM 69366Y108 1055 35167 SH Sole 35167 QUOVADX INC COM 74913K106 49 18750 SH Sole 1750 17000 REGIS CORP MINN COM 758932107 1660 46300 SH Sole 10250 36050 RIMAGE CORP COM 766721104 1797 80164 SH Sole 15450 64714 RITA MED SYS INC DEL COM 76774E103 2921 927277 SH Sole 288300 638977 ROCHESTER MED CORP COM 771497104 396 25000 SH Sole 25000 ROCKWELL MEDICAL TECH COM 774374102 3496 455200 SH Sole 160000 295200 RUSH ENTER PRISES INC CL A 781846209 490 29400 SH Sole 20000 9400 SECURE COMPUTING CORP COM 813705100 66 10350 SH Sole 10350 SOCKET COMMU NICATIONS INC COM 833672108 531 515700 SH Sole 148100 367600 SONIC INNO VATIONS INC COM 83545M109 163 40000 SH Sole 40000 SPAN AMER MED SYS INC COM 846396109 206 15000 SH Sole 15000 SPARTAN MTRS INC COM 846819100 245 13000 SH Sole 13000 SPECTRA NETICS CORP COM 84760C107 589 50300 SH Sole 7000 43300 ST JUDE MED INC COM 790849103 3954 112048 SH Sole 8000 104048 STELLENT INC COM 85856W105 3217 296817 SH Sole 89000 207817 SUMTOTAL SYS INC COM 866615107 696 93373 SH Sole 19318 74055 SUPERCONDUCTOR TECHNOLOGIES COM NEW 867931305 25 17500 SH Sole 1000 16500 SUPERVALU INC COM 868536103 623 21000 SH Sole 6000 15000 SURMODICS INC COM 868873100 716 20375 SH Sole 9550 10825 SYMANTEC CORP COM 871503108 281 13200 SH Sole 900 12300 SYNOVIS LIFE TECHNOLOGIES IN COM 87162G105 2645 363811 SH Sole 225811 138000 TARGET CORP COM 87612E106 564 10200 SH Sole 10200 TCF FINL CORP COM 872275102 1079 41050 SH Sole 6000 35050 TENNANT CO COM 880345103 815 33500 SH Sole 10700 22800 TEXAS INSTRS INC COM 882508104 431 12970.35 SH Sole 650 12320.35 THIRD WAVE TECHNOLOGIES INC COM 88428W108 1945 434150 SH Sole 203300 230850 TVIA INC COM 87307P101 490 355000 SH Sole 110000 245000 ULTRA CLEAN HLDGS INC COM 90385V107 214 20000 SH Sole 20000 UROLOGIX INC COM 917273104 1659 590300 SH Sole 271300 319000 UROPLASTY INC COM 917277204 1647 509768 SH Sole 314066 195702 US BANCORP DEL COM NEW 902973304 1383 41631 SH Sole 15384 26247 VITAL IMAGES INC COM 92846N104 16447 520805 SH Sole 186279 334526 VIVUS INC COM 928551100 185 50000 SH Sole 50000 WELLS FARGO & CO NEW COM 949746101 374 10350 SH Sole 3400 6950 WPT ENTER PRISES INC COM 98211W108 168 44600 SH Sole 30000 14600 YOUBET COM INC COM 987413101 130 35000 SH Sole 35000 ZIX CORP COM 98974P100 1196 1929800 SH Sole 520100 1409700 TOTAL VALUE 168660 DATA RECORDS 148 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED 0 -----END PRIVACY-ENHANCED MESSAGE-----