13F-HR 1 form13f0601.txt 2ND QUARTER 2001 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: NAME: Perkins Capital Management, Inc. ADDRESS: 730 East Lake Street Wayzata, MN 55391 SEC File Number: 801-22888 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: NAME: Richard C. Perkins TITLE: Vice President/Portfolio Manager PHONE: (952) 473-8367 SIGNATURE, PLACE, AND DATE OF SIGNING: /s/ Richard C. Perkins Wayzata, Minnesota July 30, 2001 Report Type (Check only one): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (X$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE D A D C TELECOMMUNICATIONS COM 000886101 3019 457475 SH SOLE 27550 429925 D ACT TELECONFERENCING INC COM 000955104 1648 263700 SH SOLE 6000 257700 D AOL TIME WARNER INC COM 00184A105 358 6750 SH SOLE 400 6350 D ATS MED INC COM 002083103 5327 353700 SH SOLE 75400 278300 D AVX CORP NEW COM 002444107 1092 52000 SH SOLE 4200 47800 D ABBOTT LABS COM 002824100 786 16375 SH SOLE 475 15900 D ACTIVE IQ TECHNOLOGIES INC COM 00505Q102 3043 511500 SH SOLE 150000 361500 D ADVANCED DIGITAL INFORMATION COM 007525108 1089 62925 SH SOLE 500 62425 D AFFYMETRIX INC COM 00826T108 1320 59875 SH SOLE 5475 54400 D ALLIED CAP CORP NEW COM 01903Q108 1072 46300 SH SOLE 3700 42600 D AMERICAN CLASSIC VOYAGES CO COM 024928103 458 130850 SH SOLE 58500 72350 D AMERICAN EXPRESS CO COM 025816109 911 23475 SH SOLE 2050 21425 D AMERICAN HOME PRODS CORP COM 026609107 301 5124 SH SOLE 5124 D AMERICAN SHARED HOSPITAL SVCS COM 029595105 41 10000 SH SOLE 10000 D APOGEE ENTERPRISES INC COM 037598109 1052 84250 SH SOLE 74500 9750 D APPLIED DIGITAL SOLUTIONS COM 038188108 152 344625 SH SOLE 300000 44625 D ASTEC INDS INC COM 046224101 2024 117350 SH SOLE 5900 111450 D ASYST TECHNOLOGY CORP COM 04648X107 759 56250 SH SOLE 50000 6250 D ATRIX LABS INC COM 04962L101 237 10000 SH SOLE 10000 D AUGUST TECHNOLOGY CORP COM 05106U105 3859 270300 SH SOLE 75000 195300 D AXYS PHARMACEUTICALS INC COM 054635107 73 17300 SH SOLE 17300 D BANK ONE CORP COM 06423A103 266 7420 SH SOLE 7420 D BAXTER INTL INC COM 071813109 242 4800 SH SOLE 4800 D BELL MICROPRODUCTS INC COM 078137106 415 34700 SH SOLE 1400 33300 D BELLSOUTH CORP COM 079860102 210 5218 SH SOLE 5218 D BEMIS INC COM 081437105 227 5650 SH SOLE 2000 3650 D BIG BUCK BREWERY & STEAKHOUSE COM 089072102 323 380000 SH SOLE 337500 42500 D BIO VASCULAR INC COM 090923103 2600 393950 SH SOLE 60000 333950 D BIOMIRA INC COM 09161R106 2949 410100 SH SOLE 19400 390700 D BLOCK H & R INC COM 093671105 615 9525 SH SOLE 1625 7900 D BLUE WAVE SYS INC COM 096081104 1601 221400 SH SOLE 1900 219500 D BRANDYWINE RLTY TR SH BEN INT NEW 105368203 431 19200 SH SOLE 950 18250 D BRISTOL MYERS SQUIBB CO COM 110122108 656 12550 SH SOLE 725 11825 D BRITESMILE INC COM 110415106 1366 130000 SH SOLE 130000 D BUCA INC COM 117769109 870 40000 SH SOLE 40000 D CBL & ASSOC PPTYS INC COM 124830100 1882 61325 SH SOLE 4675 56650 D CNS INC COM 126136100 1224 309748 SH SOLE 2000 307748 D CAPITAL AUTOMOTIVE REIT COM SH BEN INT 139733109 302 16750 SH SOLE 4000 12750 D CARESIDE INC COM 141728105 745 32 SH SOLE 32 D CENTRA SOFTWARE INC COM 15234X103 1699 100000 SH SOLE 100000 D CHECK TECHNOLOGY CORP COM 162780100 909 303000 SH SOLE 119500 183500 D CHIRON CORP COM 170040109 2641 51775 SH SOLE 3900 47875 D CHOICETEL COMMUNICATION INC COM 17039H101 178 173846 SH SOLE 142476 31370 D CIPRICO INC COM 172529109 3907 520950 SH SOLE 268500 252450 D CITIGROUP INC COM 172967101 222 4199 SH SOLE 1333 2866 D CITY NATL CORP COM 178566105 310 7000 SH SOLE 1500 5500 D COINSTAR INC COM 19259P300 890 40000 SH SOLE 40000 D CONAGRA FOODS INC COM 205887102 225 11350 SH SOLE 2500 8850 D CONCEPTUS INC COM 206016107 9790 652680 SH SOLE 53100 599580 D CONOCO INC CL B 208251405 260 9000 SH SOLE 2000 7000 D CONSTELLATION BRANDS INC CL A 21036P108 519 12650 SH SOLE 2000 10650 D COR THERAPEUTICS INC COM 217753102 223 7300 SH SOLE 1200 6100 D CORVEL CORP COM 221006109 1484 39850 SH SOLE 4000 35850 D COST-U-LESS INC COM 221492101 44 25000 SH SOLE 25000 D CYLINK CORP COM 232565101 12 20000 SH SOLE 20000 D DATAKEY INC COM 237909106 4723 1476019 SH SOLE 352919 1123100 D DELUXE CORP COM 248019101 1423 49250 SH SOLE 6000 43250 D DIGI INTL INC COM 253798102 2777 317700 SH SOLE 7250 310450 D DONALDSON INC COM 257651109 762 24450 SH SOLE 2500 21950 D E MERGENT INC COM 26874A105 113 75000 SH SOLE 75000 D EARTHLINK INC COM 270321102 2134 151350 SH SOLE 4500 146850 D EBIX COM INC COM 278715107 339 177400 SH SOLE 150000 27400 D EL PASO ELEC CO COM NEW 283677854 198 12400 SH SOLE 12400 D ELAN PLC ADR 284131208 220 3600 SH SOLE 3600 D ELOQUENT INC COM 290140102 1456 1183500 SH SOLE 1183500 D EXXON MOBIL CORP COM 30231G102 297 3400 SH SOLE 3400 D FAMOUS DAVES AMER INC COM 307068106 1494 154500 SH SOLE 7500 147000 D FIRST TENN NATL CORP COM 337162101 1752 50475 SH SOLE 2500 47975 D G & K SVCS INC CL A 361268105 1498 55675 SH SOLE 25000 30675 D GATEWAY INC COM 367626108 1102 67000 SH SOLE 5975 61025 D GENERAL ELEC CO COM 369604103 1016 20850 SH SOLE 20850 D GENERAL MLS INC COM 370334104 361 8250 SH SOLE 8250 D GENOMIC SOLUTIONS INC COM 37243R109 194 40000 SH SOLE 40000 D GLIMCHER RLTY TR SH BEN INT 379302102 2001 111800 SH SOLE 8725 103075 D GLOBECOMM SYSTEMS INC COM 37956X103 543 80850 SH SOLE 80850 D GUITAR CTR MGMT INC COM 402040109 877 41500 SH SOLE 41500 D HEALTHCARE RLTY TR COM 421946104 1439 54700 SH SOLE 4425 50275 D HEALTH CARE REIT INC COM 42217K106 2609 109855 SH SOLE 7800 102055 D HECTOR COMMUNICATIONS CORP COM 422730101 1612 126915 SH SOLE 9250 117665 D HERSHEY FOODS CORP COM 427866108 460 7450 SH SOLE 7450 D HI / FN INC COM 428358105 268 17700 SH SOLE 17700 D HIGHWOODS PPTYS INC COM 431284108 1572 59000 SH SOLE 5150 53850 D HORIZON PHARMACIES INC COM 439902107 13 30000 SH SOLE 30000 D HOT TOPIC INC COM 441339108 1648 53000 SH SOLE 50000 3000 D HOUSEHOLD INTL INC COM 441815107 497 7450 SH SOLE 875 6575 D HYPERTENSION DIAGNOSTICS INC COM 44914V104 260 51400 SH SOLE 4500 46900 D IMANAGE INC COM 45245Y105 402 110000 SH SOLE 110000 D IMMUNOGEN INC COM 45253H101 295 14750 SH SOLE 14750 D IMPLANT SCIENCES CORP COM 45320R108 185 20000 SH SOLE 20000 D INNOVATIVE GAMING CORP AMER COM 45764F107 1606 1207600 SH SOLE 625000 582600 D INSIGNIA SYS INC COM 45765Y105 13849 2095250 SH SOLE 1076000 1019250 D INTELEFILM CORP COM 458147105 995 795736 SH SOLE 124651 671085 D INTELLI-CHECK INC COM 45817G102 872 85950 SH SOLE 52500 33450 D INTERNATIONAL BUSINESS MACHS COM 459200101 226 2000 SH SOLE 2000 D INTERNATIONAL MULTIFOODS CORP COM 460043102 270 13000 SH SOLE 3000 10000 D JOHNSON & JOHNSON COM 478160104 1420 28395 SH SOLE 2000 26395 D KEYCORP NEW COM 493267108 1153 44275 SH SOLE 4800 39475 D LECTEC CORP COM 523251106 549 243829 SH SOLE 117500 126329 D LIFECORE BIOMEDICAL INC COM 532187101 1545 309050 SH SOLE 58000 251050 D LILLY ELI & CO COM 532457108 717 9684 SH SOLE 9684 D LUCENT TECHNOLOGIES INC COM 549463107 132 21258 SH SOLE 125 21133 D LYNX THERAPEUTICS INC COM NEW 551812308 137 20000 SH SOLE 20000 D MBNA CORP COM 55262L100 2760 83623 SH SOLE 6750 76873 D MBC HLDG CO COM 55264X102 494 280800 SH SOLE 250000 30800 D MGI PHARMA INC COM 552880106 1602 128150 SH SOLE 2400 125750 D MEDICALOGIC/MEDSCAPE INC COM 584642102 30 50000 SH SOLE 50000 D MEDTOX SCIENTIFIC INC COM NEW 584977201 3410 278400 SH SOLE 70000 208400 D MEDTRONIC INC COM 585055106 3348 72775 SH SOLE 5400 67375 D MERCK & CO INC COM 589331107 850 13300 SH SOLE 13300 D MERIT MED SYS INC COM 589889104 1161 129000 SH SOLE 3500 125500 D MICRO COMPONENT TECHNOLOGY INC COM 59479Q100 2693 10359099 SH SOLE 287750 748159 D NABI INC COM 628716102 622 78400 SH SOLE 40000 38400 D NATIONAL CITY CORP COM 635405103 2016 65500 SH SOLE 6825 58675 D NEOGEN CORP COM 640491106 319 24600 SH SOLE 700 23900 D NEXTCARD INC COM 65332K107 254 23000 SH SOLE 1000 22000 D NEXTEL COMMUNICATIONS INC CL A 65332V103 371 21200 SH SOLE 1200 20000 D NORSTAN INC COM 656535101 6139 2192498 SH SOLE 418000 1774498 D NORTECH SYS INC COM 656553104 88 12000 SH SOLE 12000 D NORTHLAND CRANBERRIES INC CL A 666499108 38 29000 SH SOLE 29000 D ORTHOLOGIC CORP COM 68750J107 383 86800 SH SOLE 86800 D PW EAGLE INC COM 69366Y108 1628 248628 SH SOLE 248628 D PAPER WAREHOUSE INC COM PAR $.03 698941309 506 326166 SH SOLE 326166 D PATTERSON DENTAL CO COM 703412106 1942 64742 SH SOLE 600 64142 D PEMSTAR INC COM 706552106 147 10000 SH SOLE 10000 D PEPSICO INC COM 713448108 209 4725 SH SOLE 4725 D PFIZER INC COM 717081103 3782 94426 SH SOLE 5800 88626 D PIONEER NAT RES CO COM 723787107 183 10750 SH SOLE 3000 7750 D POSSIS MEDICAL INC COM 737407106 2498 207286 SH SOLE 58886 148400 D PROVELL INC CL A 74372Y100 132 32300 SH SOLE 32300 D QLOGIC CORP COM 747277101 543 8425 SH SOLE 650 7775 D QWEST COMMUNICATIONS INTL INC COM 749121109 237 7425 SH SOLE 2663 4762 D RADYNE COMSTREAM INC COM NEW 750611402 63 11500 SH SOLE 11500 D RAZORFISH INC CL A 755236106 89 164500 SH SOLE 30000 134500 D REGIS CORP MINN COM 758932107 2033 96850 SH SOLE 43750 53100 D REHABILICARE INC COM 758944102 33 10000 SH SOLE 10000 D RENAL CARE GROUP INC COM 759930100 714 21700 SH SOLE 3000 18700 D ROCKWELL MEDICAL TECH COM 774374102 130 100000 SH SOLE 100000 D SBC COMMUNICATIONS INC COM 78387G103 472 11792 SH SOLE 11792 D SPSS INC COM 78462K102 173 10944 SH SOLE 10944 D ST JUDE MED INC COM 790849103 2023 33722 SH SOLE 1500 32222 D SCHOOL SPECIALTY INC COM 807863105 2516 97325 SH SOLE 4550 92775 D SECURE COMPUTING CORP COM 813705100 269 17100 SH SOLE 17100 D SHOP AT HOME INC COM NEW 825066301 66 22000 SH SOLE 22000 D SMITH CHARLES E RESDNTL RLTY COM 832197107 741 14775 SH SOLE 2050 12725 D SOUTHWEST AIRLS CO COM 844741108 1459 78925 SH SOLE 12800 66125 D SPECTRANETICS CORP COM 84760C107 124 48500 SH SOLE 48500 D STAAR SURGICAL CO COM PAR $.01 852312305 91 18800 SH SOLE 800 18000 D STAKE TECHNOLOGY LTD COM 852559103 483 244000 SH SOLE 244000 D STOCKWALK GROUP INC COM 86149C104 144 70000 SH SOLE 70000 D SUN MICROSYSTEMS INC COM 866810104 366 23308 SH SOLE 23308 D SUPERVALU INC COM 868536103 1039 59200 SH SOLE 5000 54200 D SURMODICS INC COM 868873100 235 4000 SH SOLE 4000 D TCF FINL CORP COM 872275102 1498 32350 SH SOLE 2000 30350 D TAKE-TWO INTERACTIVE SOFTWARE COM 874054109 479 25800 SH SOLE 20000 5800 D TANGER FACTORY OUTLET CTRS INC COM 875465106 368 16000 SH SOLE 16000 D TARGET CORP COM 87612E106 856 24750 SH SOLE 24750 D TECHNE CORP COM 878377100 1172 36050 SH SOLE 500 35550 D TEXAS INSTRS INC COM 882508104 987 30925 SH SOLE 30925 D THERAGENICS CORP COM 883375107 3570 319600 SH SOLE 51750 267850 D 3DO CO COM 88553W105 728 100000 SH SOLE 100000 D TYCO INTL LTD NEW COM 902124106 4483 82238 SH SOLE 32266 49972 D US BANCORP DEL COM NEW 902973304 2337 102555 SH SOLE 9487 93068 D US ONCOLOGY INC COM 90338W103 2461 297100 SH SOLE 102000 195100 D UNITED INVS RLTY TR COM 910741107 160 24500 SH SOLE 5000 19500 D UNITED SHIPPING & TECHNOLOGY COM 911498103 140 241700 SH SOLE 147500 94200 D UROLOGIX INC COM 917273104 4566 249350 SH SOLE 18500 230850 D VALUEVISION INTL INC CL A 92047K107 653 30000 SH SOLE 30000 D VASCULAR SOLUTIONS INC COM 92231M109 276 33400 SH SOLE 5000 28400 D VCAMPUS CORP COM 92240C100 123 78000 SH SOLE 75000 3000 D VERIZON COMMUNICATIONS COM 92343V104 584 10913 SH SOLE 10913 D VINA TECHNOLOGIES INC COM 92719D100 720 514000 SH SOLE 514000 D VISIONICS CORP DEL COM 92831E101 8082 1293190 SH SOLE 445134 848056 D VITAL IMAGES INC COM 92846N104 3749 681600 SH SOLE 53250 628350 D WELLS FARGO & CO NEW COM 949746101 530 11425 SH SOLE 1550 9875 D WILSONS THE LEATHER EXPERTS COM 972463103 3998 215525 SH SOLE 131500 84025 D XCEL ENERGY INC COM 98389B100 219 7700 SH SOLE 2500 5200 D XILINX INC COM 983919101 4903 118889 SH SOLE 2898 115991 D ZOMAX INC MINN COM 989929104 1819 204200 SH SOLE 19000 185200 D ACLN LTD ORD M01764105 623 20000 SH SOLE 20000 D M SYS FLASH DISK PIONEERS LTD ORD M7061C100 355 50000 SH SOLE 50000
REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 00 FORM 13F INFORMATION TABLE ENTRY TOTAL: 180 FORM 13F INFORMATION TABLE VALUE TOTAL: $231,136