0001437749-17-004352.txt : 20170313 0001437749-17-004352.hdr.sgml : 20170313 20170313092627 ACCESSION NUMBER: 0001437749-17-004352 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170313 DATE AS OF CHANGE: 20170313 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALPHA PRO TECH LTD CENTRAL INDEX KEY: 0000884269 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 631030494 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-55231 FILM NUMBER: 17684159 BUSINESS ADDRESS: STREET 1: 60 CENTURIAN DR STREET 2: SUITE 112 CITY: MARKHAM ONTARIO CANA STATE: A6 ZIP: L3R9R2 BUSINESS PHONE: 9054790654 MAIL ADDRESS: STREET 1: 60 CENTURION DR STREET 2: STE 112 CITY: MARKHAM ON STATE: A6 ZIP: L3R9R2 FORMER COMPANY: FORMER CONFORMED NAME: BFD INDUSTRIES INC DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MILLAR AL CENTRAL INDEX KEY: 0001258135 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: C/O ALPHA PRO TECH LTD STREET 2: 60 CENTURIAN DRIVE STE 112 CITY: MARKHAM ONTARIO CANADA STATE: A1 ZIP: L3R9R2 SC 13G/A 1 milla20170310_sc13ga.htm SCHEDULE 13G/A milla20170310_sc13ga.htm

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

_________________________

 

SCHEDULE 13G/A

 

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2

 

(Amendment No. 2)*

 

ALPHA PRO TECH, LTD.

 

(Name of Issuer)

 

Common Stock

 

(Title of Class of Securities)

 

020772109

 

(CUSIP Number)

 

March 8, 2017

 

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

 

☐

Rule 13d-1(b)

 

 

☒

Rule 13d-1(c)

 

 

☐

Rule 13d-1(d)

___________

 

*             The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 
 

CUSIP No. 020772109

13G 

Page 1 of 5 Pages 

 

1.

NAMES OF REPORTING PERSONS

 

Alexander W. Millar

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a)

[   ]

 

(b)

[   ]

 

3.

SEC USE ONLY

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Canada

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

 

5.

SOLE VOTING POWER

 

1,343,459

 

6.

SHARED VOTING POWER

 

202,727

 

7.

SOLE DISPOSITIVE POWER

 

1,343,459

 

8.

SHARED DISPOSITIVE POWER

 

202,727

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,546,186

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

[   ]

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

10.0%(1)

 

12.

TYPE OF REPORTING PERSON

 

IN

 

 

(1)

Based on 15,411,554 shares of Common Stock of Alpha Pro Tech, Ltd. outstanding as of March 1, 2017, as reported by Alpha Pro Tech, Ltd. in its Annual Report on Form 10-K, filed with the Securities and Exchange Commission on March 8, 2017.

 

 
 
 

CUSIP No. 020772109

13G 

Page 2 of 5 Pages 

 

 

EXPLANATORY NOTE

 

Pursuant to Rule 13d-2(d) of the Act, the Reporting Person is filing this Amendment No. 2 to Schedule 13G to report that, based on the number of outstanding shares of the Issuer’s common stock, as reported in the Issuer’s Annual Report on Form 10-K filed with the Securities and Exchange Commission on March 8, 2017, the Reporting Person is now the beneficial owner of slightly more than 10% of the Issuer’s common stock. The increase in the Reporting Person’s beneficial ownership since the filing of Amendment No. 1 to Schedule 13G resulted entirely from a decrease in the number of shares of the Issuer’s common stock outstanding. The Reporting Person has not acquired beneficial ownership of any additional shares of the Issuer’s common stock since the filing of Amendment No. 1.

 

 

SCHEDULE 13G

 

Item 1.

 

 

(a)

Name of Issuer:

 

Alpha Pro Tech, Ltd.

 

 

(b)

Address of Issuer's Principal Executive Offices:

 

60 Centurian Drive, Suite 112

Markham, Ontario L3R 9R2

 

Item 2.

 

 

(a)

Name of Person Filing:

 

Incorporated by reference from Item 1 of the Cover Pages.

 

 

(b)

Address of Principal Business Office or, if none, Residence:

 

Alexander W. Millar

60 Centurian Drive, Suite 112

Markham, Ontario L3R 9R2

 

 

(c)

Citizenship:

 

Incorporated by reference from Item 4 of the Cover Pages.

 

 

(d)

Title of Class of Securities:

 

Incorporated by reference from the Cover Pages.

 

 

(e)

CUSIP Number:

 

Incorporated by reference from the Cover Pages.

 

 
 
 

CUSIP No. 020772109

13G 

Page 3 of 5 Pages 

 

 

Item 3.

If this statement is filed pursuant to §§ 240.13d-1(b) or §§ 240.13d-2(b) or (c), check whether the person filing is a:

 

Not Applicable.

 

Item 4.

Ownership.

 

 

(a)

Amount beneficially owned:

 

Incorporated by reference from Item 9 of the Cover Pages.

 

 

(b)

Percent of class:

 

Incorporated by reference from Item 11 of the Cover Pages.

 

 

(c)

Number of shares as to which such person has:

 

 

(i)

Sole power to vote or to direct the vote

 

Incorporated by reference from Item 5 of the Cover Pages.

 

 

(ii)

Shared power to vote or to direct the vote

 

Incorporated by reference from Item 6 of the Cover Pages.

 

 

(iii)

Sole power to dispose or to direct the disposition of

 

Incorporated by reference from Item 7 of the Cover Pages.

 

 

(iv)

Shared power to dispose or to direct the disposition of

 

Incorporated by reference from Item 8 of the Cover Pages.

 

Item 5.

Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [ ].

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

 

With respect to the beneficial ownership reported for Alexander W. Millar, 202,727 shares are held by Mr. Millar’s spouse, who has the right to receive or the power to direct the receipt of the proceeds from the sale of such shares.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

 

Not Applicable.

 

 
 
 

CUSIP No. 020772109

13G 

Page 4 of 5 Pages 

 

 

Item 8.

Identification and Classification of Members of the Group.

 

Not Applicable.

 

Item 9.

Notice of Dissolution of Group.

 

Not Applicable.

 

Item 10.

Certifications.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

 

 
 
 

CUSIP No. 020772109

13G 

Page 5 of 5 Pages 

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

 

 

March 13, 2017

 

 

Date

 

 

 

 

 

 

 

 

/s/ Alexander W. Millar

 

 

Alexander W. Millar