0001437749-13-007063.txt : 20130605 0001437749-13-007063.hdr.sgml : 20130605 20130605135953 ACCESSION NUMBER: 0001437749-13-007063 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130604 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20130605 DATE AS OF CHANGE: 20130605 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALPHA PRO TECH LTD CENTRAL INDEX KEY: 0000884269 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 631030494 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15725 FILM NUMBER: 13893800 BUSINESS ADDRESS: STREET 1: 60 CENTURIAN DR STREET 2: SUITE 112 CITY: MARKHAM ONTARIO CANA STATE: A6 BUSINESS PHONE: 9054790654 MAIL ADDRESS: STREET 1: 60 CENTURION DR STREET 2: STE 112 CITY: MARKHAM ON STATE: A6 FORMER COMPANY: FORMER CONFORMED NAME: BFD INDUSTRIES INC DATE OF NAME CHANGE: 19930328 8-K 1 apt20130605_8k.htm FORM 8-K apt20130605_8k.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

__________________________

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

 

Date of Report (Date of earliest event reported): June 4, 2013

 

 

ALPHA PRO TECH, LTD.

(Exact Name of Registrant as Specified in Charter)

 

 

 

Delaware

01-15725

63-1009183

(State or Other Jurisdiction of Incorporation)

(Commission File Number)

(I.R.S. Employer Identification No.)

 

 

60 Centurian Drive, Suite 112

Markham, Ontario

 

L3R 9R2

(Address of Principal Executive Offices)

(Zip Code)

 

 

(905) 479-0654

(Registrant’s telephone number, including area code)

 

 

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 
 

 

Item 5.07.

Submission of Matters to a Vote of Security Holders.


The Annual Meeting of Shareholders (the “Annual Meeting”) of Alpha Pro Tech, Ltd. (the “Company”) was held on June 4, 2013. Summarized below are descriptions of the matters voted on at the Annual Meeting and the final results of such voting:


Proposal 1 – Election of Directors. The shareholders elected each of the director nominees to serve as directors during the ensuing year. The result of the vote taken at the Annual Meeting was as follows:

 

Name

Votes For

Votes Withheld

Broker Non-Votes

Sheldon Hoffman

6,092,755

2,184,071

6,475,231

Alexander W. Millar

6,092,075

2,184,751

6,475,231

Danny Montgomery

7,236,814

1,040,012

6,475,231

John Ritota

7,105,454

1,171,372

6,475,231

Russell Manock

6,159,075

2,117,751

6,475,231

David B. Anderson

5,658,068

2,618,758

6,475,231

David R. Garcia

7,116,664

1,160,162

6,475,231


Proposal 2 – Ratification of the Appointment of the Independent Registered Public Accounting Firm. The shareholders ratified the appointment of Tanner LLC as the Company’s independent registered public accounting firm for the year ending December 31, 2013. The result of the vote taken at the Annual Meeting was as follows:

 

Votes For

Votes Against

Abstain

13,119,255

1,033,473

599,329

 

Proposal 3 – Advisory Vote on Executive Compensation. The shareholders adopted a resolution approving, on an advisory basis, the compensation paid to the Company’s named executive officers, as disclosed in the Company’s 2013 proxy statement pursuant to the compensation disclosure rules of the Securities and Exchange Commission. The result of the vote taken at the Annual Meeting was as follows:

 

Votes For

Votes Against

Abstain

Broker Non-Votes

6,960,126

1,250,172

66,528

6,475,231

 

Proposal 4 – Advisory Vote on Frequency of Say-on-Pay Vote. The shareholders approved the option of “once every year” as the preferred frequency for advisory votes on executive compensation. The result of the vote taken at the Annual Meeting was as follows:

 

Once Every Year

Once Every Two Years

Once Every Three Years 

Abstain

Broker Non-Votes

6,603,512

47,845

1,401,728

223,742

6,475,230

 

 
 
 

 

SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


 

 

ALPHA PRO TECH, LTD.

  
        
Date: June 5, 2013 By: /s/ Lloyd Hoffman  
   

Lloyd Hoffman

  
   

Chief Financial Officer