0001179110-13-014005.txt : 20130909 0001179110-13-014005.hdr.sgml : 20130909 20130909140613 ACCESSION NUMBER: 0001179110-13-014005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130905 FILED AS OF DATE: 20130909 DATE AS OF CHANGE: 20130909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALPHA PRO TECH LTD CENTRAL INDEX KEY: 0000884269 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 631030494 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 60 CENTURIAN DR STREET 2: SUITE 112 CITY: MARKHAM ONTARIO CANA STATE: A6 BUSINESS PHONE: 9054790654 MAIL ADDRESS: STREET 1: 60 CENTURION DR STREET 2: STE 112 CITY: MARKHAM ON STATE: A6 FORMER COMPANY: FORMER CONFORMED NAME: BFD INDUSTRIES INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MONTGOMERY CHARLES D CENTRAL INDEX KEY: 0001347444 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15725 FILM NUMBER: 131085147 MAIL ADDRESS: STREET 1: 60 CENTURIAN DRIVE SUITE#112 CITY: MARKHAM STATE: A6 ZIP: L3R 9R2 4 1 edgar.xml FORM 4 - X0306 4 2013-09-05 0 0000884269 ALPHA PRO TECH LTD APT 0001347444 MONTGOMERY CHARLES D 60 CENTURIAN DRIVE SUITE 112 MARKHAM A6 L3R 9R2 ONTARIO, CANADA 0 1 0 0 Sr. V.P. Engineered Products common stock 2013-09-05 4 S 0 32884 1.5185 D 113036 D common stock 2013-09-09 4 S 0 17116 1.4553 D 95920 D common stock 2013-09-09 4 M 0 50000 1.23 A 145920 D common stock 8920 I by spouse, Mr. Montgomery disclaims beneficial ownership employee stock options (right to buy) 1.23 2013-09-09 4 M 0 16666 0 D 2009-09-10 2013-09-10 common stock 16666 183334 D employee stock options (right to buy) 1.23 2013-09-09 4 M 0 16666 0 D 2010-09-10 2013-09-10 common stock 16666 166668 D employee stock options ( right to buy) 1.23 2013-09-09 4 M 0 16668 0 D 2011-09-10 2013-09-10 common stock 16668 150000 D This total reflects a decrease of 25,350 shares of common stock that have previously been reported as beneficially owned by the reporting person in the reporting person's Section 16 filings in error. These shares will not be included in the reporting person's beneficial ownership reporting calculation on an going-forward basis This total also reflects the expiration and disposition of 50,000 stock options granted to the reporting person on August 23,2006 with an exercise price of $1.98, which expired on August 22, 2011 and 50,000 stock options granted to the reporting person on August 29,2007 with an exercise price of $1.50, which expired on August 29, 2012 (the"Expired Options"). The reporting person did not receive any value in connection with the expiration of the Expired Options; therefore, the resulting disposition of the Expired Options was exempt from Section 16(b) by virtue of Rule 16b-6(d) and further from the reporting requirements of Section 16(a) by virtue of Rule 16a-4(d), both rules promulgated by the Securities and Exchange Commission pursuant to the Securities Exchange Act of 1934, as amended. Charles D. Montgomery 2013-09-09