0001179110-13-013850.txt : 20130905 0001179110-13-013850.hdr.sgml : 20130905 20130905112421 ACCESSION NUMBER: 0001179110-13-013850 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130903 FILED AS OF DATE: 20130905 DATE AS OF CHANGE: 20130905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALPHA PRO TECH LTD CENTRAL INDEX KEY: 0000884269 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 631030494 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 60 CENTURIAN DR STREET 2: SUITE 112 CITY: MARKHAM ONTARIO CANA STATE: A6 BUSINESS PHONE: 9054790654 MAIL ADDRESS: STREET 1: 60 CENTURION DR STREET 2: STE 112 CITY: MARKHAM ON STATE: A6 FORMER COMPANY: FORMER CONFORMED NAME: BFD INDUSTRIES INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOFFMAN SHELDON CENTRAL INDEX KEY: 0001258231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15725 FILM NUMBER: 131079623 MAIL ADDRESS: STREET 1: 60 ENTURIAN DRIVE STE 112 STREET 2: C/O ALPHA PRO TECH LTD CITY: MARKHAM ONTAIRO CANADA STATE: A6 ZIP: 0000 4 1 edgar.xml FORM 4 - X0306 4 2013-09-03 0 0000884269 ALPHA PRO TECH LTD APT 0001258231 HOFFMAN SHELDON 60 CENTURIAN DRIVE SUITE # 112 MARKHAM A6 L3R 9R2 ONTARIO, CANADA 1 1 0 0 C.E.O. common stock 2013-09-03 4 M 0 100000 1.23 A 1170189 D common stock 2013-09-03 4 S 0 100000 1.51 D 1070189 D common stock 410051 I by trust, Mr Hoffman disclaims benefical ownership in Hoffman family trust common stock 44325 I by spouse, Mr. Hoffman disclaims beneficial ownership employee stock options ( right to buy) 1.23 2013-09-03 4 M 0 33333 0 D 2009-09-10 2013-09-10 common stock 33333 341667 D employee stock options ( right to buy) 1.23 2013-09-03 4 M 0 33333 0 D 2010-09-10 2013-09-10 common stock 33333 308334 D eomployee stock options ( righ to buy) 1.23 2013-09-03 4 M 0 33334 0 D 2011-09-10 2013-09-10 common stock 33334 275000 D This total also reflects the expiration and disposition of 100,000 stock options granted to the reporting person on August 23,2006 with an exercise price of $1.98, which expired on August 22, 2011 and 100,000 stock options granted to the reporting person on August 29,2007 with an exercise price of $1.50, which expired on August 29, 2012 (the"Expired Options"). The reporting person did not receive any value in connection with the expiration of the Expired Options; therefore, the resulting disposition of the Expired Options was exempt from Section 16(b) by virtue of Rule 16b-6(d) and further from the reporting requirements of Section 16(a) by virtue of Rule 16a-4(d), both rules promulgated by the Securities and Exchange Commission pursuant to the Securities Exchange Act of 1934, as amended. SHELLY HOFFMAN 2013-09-05