0001179110-13-013779.txt : 20130904 0001179110-13-013779.hdr.sgml : 20130904 20130904153545 ACCESSION NUMBER: 0001179110-13-013779 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130830 FILED AS OF DATE: 20130904 DATE AS OF CHANGE: 20130904 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALPHA PRO TECH LTD CENTRAL INDEX KEY: 0000884269 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 631030494 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 60 CENTURIAN DR STREET 2: SUITE 112 CITY: MARKHAM ONTARIO CANA STATE: A6 BUSINESS PHONE: 9054790654 MAIL ADDRESS: STREET 1: 60 CENTURION DR STREET 2: STE 112 CITY: MARKHAM ON STATE: A6 FORMER COMPANY: FORMER CONFORMED NAME: BFD INDUSTRIES INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RITOTA JOHN CENTRAL INDEX KEY: 0001258162 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15725 FILM NUMBER: 131077821 MAIL ADDRESS: STREET 1: C/O ALPHA PRO TECH LTD STREET 2: 60 CENTURIAN DR STE 112 CITY: MARKHAM ONTARIO CANADA STATE: A1 ZIP: L3R9R2 4 1 edgar.xml FORM 4 - X0306 4 2013-08-30 0 0000884269 ALPHA PRO TECH LTD APT 0001258162 RITOTA JOHN 60 CENTURIAN DRIVE SUITE # 112 MARKHAM A6 L3R 9R2 ONTARIO, CANADA 1 0 0 0 common stock 2013-08-30 4 M 0 15000 1.23 A 50850 D common stock 2013-08-30 4 S 0 15000 1.548 D 35850 D common stock 19400 I by spouse, Dr.Ritota disclaims beneficial ownership common stock 5000 I by daughter, Dr. Ritota disclaims beneficial ownership options 1.23 2013-08-30 4 M 0 5000 0 D 2009-09-10 2013-09-10 common stock 5000 55000 D options 1.23 2013-08-30 4 M 0 5000 0 D 2010-09-10 2013-09-10 common stock 5000 50000 D options 1.23 2013-08-30 4 M 0 5000 0 D 2011-09-10 2013-09-10 common stock 5000 45000 D this total reflects an additional 15,850 shares of common stock beneficially owned by the reporting person that have previously been inadvertently omitted from the reporting person's Section 16 filing. These shares will be included in the reporting person's beneficial ownership reporting calculation on a going forward basis. This total also reflects the expiration and disposition of 15,000 stock options granted to the reporting person on August 29,2007 with an exercise price of $1.50, which expired on August 29, 2012 (the&"Expired Options"). The reporting person did not receive any value in connection with the expiration of the Expired Options; therefore, the resulting disposition of the Expired Options was exempt from Section 16(b) by virtue of Rule 16b-6(d) and further from the reporting requirements of Section 16(a) by virtue of Rule 16a-4(d), both rules promulgated by the Securities and Exchange Commission pursuant to the Securities Exchange Act of 1934, as amended. Dr. John Ritota 2013-09-04