-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Iqaoa/skS2eAOJ2qnil4lKUjr0bqQfcROriXh0kdoCmvXb0Sk1nx992tAF4e1Q/y W3NKFnBj24+hctLxJCoxMQ== 0001104659-04-013085.txt : 20040507 0001104659-04-013085.hdr.sgml : 20040507 20040507093517 ACCESSION NUMBER: 0001104659-04-013085 CONFORMED SUBMISSION TYPE: DEFR14A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040507 EFFECTIVENESS DATE: 20040507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALPHA PRO TECH LTD CENTRAL INDEX KEY: 0000884269 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 631030494 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFR14A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15725 FILM NUMBER: 04787029 BUSINESS ADDRESS: STREET 1: 60 CENTURIAN DR STREET 2: SUITE 112 CITY: MARKHAM ONTARIO CANA STATE: A6 BUSINESS PHONE: 9054790654 MAIL ADDRESS: STREET 1: 60 CENTURION DR STREET 2: STE 112 CITY: MARKHAM ON STATE: A6 FORMER COMPANY: FORMER CONFORMED NAME: BFD INDUSTRIES INC DATE OF NAME CHANGE: 19930328 DEFR14A 1 a04-5590_1defr14a.htm DEFR14A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 14A

 

Proxy Statement Pursuant to Section 14(a) of
the Securities Exchange Act of 1934 (Amendment No.     )

 

Filed by the Registrant  o

 

Filed by a Party other than the Registrant  o

 

Check the appropriate box:

o

Preliminary Proxy Statement

o

Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

ý

Definitive Proxy Statement

o

Definitive Additional Materials

o

Soliciting Material Pursuant to §240.14a-12

 

ALPHA PRO TECH, LTD.

(Name of Registrant as Specified In Its Charter)

 

N/A

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

 

Payment of Filing Fee (Check the appropriate box):

ý

No fee required.

o

Fee computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11.

 

(1)

Title of each class of securities to which transaction applies:

 

 

 

 

(2)

Aggregate number of securities to which transaction applies:

 

 

 

 

(3)

Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):

 

 

 

 

(4)

Proposed maximum aggregate value of transaction:

 

 

 

 

(5)

Total fee paid:

 

 

 

o

Fee paid previously with preliminary materials.

o

Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.

 

(1)

Amount Previously Paid:

 

 

 

 

(2)

Form, Schedule or Registration Statement No.:

 

 

 

 

(3)

Filing Party:

 

 

 

 

(4)

Date Filed:

 

 

 

 

 

Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 

This supplement is being filed to correct an error in reporting the number of shares subject to currently exercisable options of Mr. Millar.  They were reported at 275,000 and should have been reported at 725,000.

 

2

 

Scientific Products.  In October, 1992, he was named Vice President-Sales and Marketing for Baxter’s Critical Environmental Solutions business.  In September, 1995, Baxter Scientific Products was purchased by VWR Scientific Products, Inc. where Mr. Scheerer served as Vice-President Critical Environmental Solutions and New Business Ventures until joining the Company.

 

There are no family relationships between the above persons other than Lloyd Hoffman who is the son of Sheldon Hoffman.

 

Security Ownership of Certain Beneficial Owners and Management

 

The following table sets forth certain information as of March 30, 2004 with respect to shares of Common Stock of the Company beneficially owned by each director of the Company, each nominee for director, each executive officer of the Company, by all officers and directors as a group, and by persons known to the Company to be beneficial owners of more than 5% of the Company’s Stock.

 

Directors, Executive Officers

 

Number of Shares

 

 

 

and 5% Shareholders

 

Beneficially Owned

 

Percent of Class

 

 

 

 

 

 

 

William R. Lykken
740 McHugh Avenue
Grafton, ND

 

1,422,100

 

6.1

%

 

 

 

 

 

 

Al Millar, President and Director

 

1,774,811

(1)

7.4

%

 

 

 

 

 

 

Sheldon Hoffman, CEO and Director

 

1,412,638

(2)

5.9

%

 

 

 

 

 

 

Robert H. Isaly, Director

 

698,790

(3)

3.0

%

 

 

 

 

 

 

John Ritota, Director

 

361,694

(4)

1.6

%

 

 

 

 

 

 

Lloyd Hoffman, CFO and

 

 

 

 

 

Sr. VP- Finance and Administration

 

385,000

(5)

1.6

%

 

 

 

 

 

 

Donald E. Bennett, Jr., Senior

 

331,667

(6)

1.4

%

Vice President-Manufacturing and Director

 

 

 

 

 

 

 

 

 

 

 

Russell Manock, Director

 

70,900

(7)

.3

%

 

 

 

 

 

 

Michael Scheerer

 

506,900

(8)

2.2

%

Sr. VP-Sales and Marketing

 

 

 

 

 

 

 

 

 

 

 

David B. Anderson, Director

 

39,334

 

0.2

%

 

 

 

 

 

 

All directors and executive

 

5,581,734

 

21.6

%

officers as a Group (9 persons)

 

 

 

 

 

 

(1)                                  Includes 725,000 shares subject to currently exercisable options; and includes 110,942 shares and 45,000 shares subject to currently exercisable options owned beneficially by Mr. Millar’s wife, as to which Mr. Millar

 

6

 -----END PRIVACY-ENHANCED MESSAGE-----