-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ErnWBv3ceLhHU/xlZZIiw08qNG1bSG0fPGf/Xkkx0NNWRNHtNbt5qVpiecBlIDPJ QwBycRuQgdzIclL/Z9G9cw== 0001047469-99-003481.txt : 19990208 0001047469-99-003481.hdr.sgml : 19990208 ACCESSION NUMBER: 0001047469-99-003481 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990205 GROUP MEMBERS: LYKKEN INC. GROUP MEMBERS: LYKKEN WILLIAM R SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALPHA PRO TECH LTD CENTRAL INDEX KEY: 0000884269 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 631030494 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-55231 FILM NUMBER: 99522073 BUSINESS ADDRESS: STREET 1: 60 CENTURIAN DR STREET 2: SUITE 112 CITY: MARKHAM ONTARIO CANA STATE: A6 BUSINESS PHONE: 9054790654 MAIL ADDRESS: STREET 1: 60 CENTURION DR STREET 2: STE 112 CITY: MARKHAM ON STATE: A6 FORMER COMPANY: FORMER CONFORMED NAME: BFD INDUSTRIES INC DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LYKKEN WILLIAM R CENTRAL INDEX KEY: 0001078248 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 502362868 STATE OF INCORPORATION: ND FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 740 MCHUGH AVENUE CITY: CRAFTON STATE: ND ZIP: 58237 BUSINESS PHONE: 7013522661 MAIL ADDRESS: STREET 1: LYKKEN INC-110 WEST 5TH STREET BOX 606 CITY: GRAFTON STATE: ND ZIP: 58237 SC 13D 1 SC 13D --------------------------------- OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden hours per response......... 14.90 --------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* --------- Alpha Pro Tech (APTD) -------------------------------------------------------- (Name of Issuer) Common Stock -------------------------------------------------------- (Title of Class of Securities) 020772109 -------------------------------------------------------- (CUSIP Number) William R. Lykken 740 McHugh Ave. Grafton, ND 582?? (701) 352-2661 -------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 14, 1999 -------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. CUSIP No. 020772109 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons William R. Lykken ###-##-#### - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group* (a) Lykken Inc. - William R. Lykken owns 100% of Lykken Inc. (b) William R. Lykken (IRA) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds* PF - WC - BK - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization U.S. - -------------------------------------------------------- Number of Shares (7) Sole Voting My wife, Colleen Lykken Beneficially Owned Power 1,322,365 owns 47,542 shares by Each Reporting --------------------------- of which 3,000 are in Person With (8) Shared Voting Joint name, Colleen and Power 3,000 Wm. R. Lykken --------------------------- (9) Sole Dispositive Power 1,322,365 --------------------------- (10) Shared Dispositive Power 3,000 - -------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,325,365 - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 5.5% - ------------------------------------------------------------------------------- (14) Type of Reporting Person* IN - CO - IRA - ------------------------------------------------------------------------------- INSTRUCTIONS FOR COVER PAGE (1) NAMES AND I.R.S. IDENTIFICATION NUMBERS OF REPORTING PERSONS--Furnish the full legal name of each person for whom the report is filed - i.e., each person required to sign the schedule itself - including each member of a group. Do not include the name of a person required to be identified in the report but who is not a reporting person. Reporting persons that are entities are also requested to furnish their I.R.S. identification numbers, although disclosure of such numbers is voluntary, not mandatory (see "SPECIAL INSTRUCTIONS FOR COMPLYING WITH SCHEDULE 13D" below). (2) If any of the shares beneficially owned by a reporting person are held as a member of a group and the membership is expressly affirmed, please check row 2(a). If the reporting person disclaims membership in a group or describes a relationship with other persons but does not affirm the existence of a group, please check row 2(b) [unless it is a joint filing pursuant to Rule 13d-I(k)(1) in which case it may not be necessary to check row 2(b)]. (3) The 3rd row is for SEC internal use; please leave blank. plans or proposals relating to: (1) the borrowing of funds to finance the acquisition as disclosed in Item 3; (2) the acquisition of issuer control, liquidation, sale of assets, merger, or change in business or corporate structure or any other matter as disclosed in Item 4; and (3) the transfer or voting of the securities, finder's fees, joint ventures, options, puts, calls, guarantees of loans, guarantees against loss or of profit, or the giving or withholding of any proxy as disclosed in Item 6. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 19, 1999 - ---------------------------------------- (Date /s/ William R. Lykken - ---------------------------------------- (Signature) William R. Lykken - ---------------------------------------- (Name/Title) The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement: provided, however, that a poer of attorney for this pupose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE U.S.C. 1001) * Purpose of Transaction -- ---------------------- For Investment purposes. * SEE Attached Schedule of Historic Transactions. As of 1/14/99 $1.62 Net WM R Lykken 832,365 Shares $1,341,615.71 $2.01 Net Lykken Inc. 231,800 Shares $ 465,775.94 $ .75 Net IRA 258,200 Shares $ 193,699.00 -------------------------------- Total Shares 1,322,365 Shares $2,001,090.65 Avg $1.51 As of 10/12/98 Wm R. Lykken ------------ 7.25 Net 2/14/92 1,500 $ 10,865.85 4.20 Net 4/22/92 88,298 $371,000.00 5.21 Net 4/28/92 5,000 $ 25,983.34 4.04 Net 2/24/93 3,800 $ 15,355.58 4.06 Net 2/24/93 1,200 $ 4,872.35 4.05 Net 2/24/93 5,000 $ 20,181.06 4.01 Net 2/25/93 5,000 $ 20,016.78 2.94 Net 4/12/93 119,048 $350,000.00 1.00 Net 4/12/93 4,319 $ 4,319.00 2.18 Net 6/17/93 8,500 $ 18,583.04 1.48 Net 6/08/94 50,000 $ 73,904.21 1.13 Net 2/18/94 200 $ 239.50 .75 Net 1/01/97 35,000 $ 26,250.00 .75 Net 2/26/97 250,000 $187,500.00 .81 Net 9/29/98 32,500 $ 26,328.00 .835 Net 9/30/98 30,000 $ 25,053.00 .835 Net 10/01/98 83,000 $ 69,308.00 .835 Net 10/06/98 60,000 $ 50,103.00 .835 Net 10/12/98 50,000 $ 41,753.00 - ----------------------------------------------- 832,365 $1,341,615.71 Avg $1.62 As of 1/14/99 Lykken Inc ---------- 6.93 Net 2/20/92 5,000 $ 34,656.35 4.20 Net 4/22/92 23,800 $100,000.00 5.20 Net 4/28/92 5,000 $ 25,983.34 4.20 Net 6/30/92 20,000 $ 84,000.00 5.01 Net 10/22/92 3,000 $ 15,008.08 4.90 Net 10/22/92 2,000 $ 9,795.66 5.01 Net 11/02/92 5,000 $ 25,011.67 4.09 Net 12/04/92 3,000 $ 12,255.98 4.12 Net 1/28/93 2,000 $ 8,237.11 4.04 Net 2/19/93 5,000 $ 20,228.54 3.56 Net 3/01/93 2,000 $ 7,104.81 3.28 Net 3/02/93 3,000 $ 9,818.40 .75 Net 11/11/93 30,000 $ 22,500.00 2.03 Net 4/04/96 5,000 $ 10,454.94 2.06 Net 4/04/96 2,000 $ 4,244.06 .90 Net 6/04/98 25,000 $ 22,503.00 .715 Net 9/23/98 31,000 $ 22,168.00 .52 Net 1/08/99 30,000 $ 15,603.00 .54 Net 1/14/99 30,000 $ 16,203.00 - ----------------------------------------------- 231,800 $465,775.94 Avg $2.01 As of 12-31-98 IRA --------- .75 Net 3/30/95 250,000 $187,500.00 .95 Net 1/02/97 2,200 $ 2,093.00 1.05 Net 1/15/98 2,000 $ 2,103.00 .50 Net 12/31/98 4,000 $ 2,003.00 ----------------------- 258,200 $193,699.00 Avg $ .75 -----END PRIVACY-ENHANCED MESSAGE-----