-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GLx9eDGFachYBmNa/fYp80q80jt9qHOoWIZPlJrB0/uG26+tkxaYfi41gBVGyx2J Jy28EuDHlQcRrpfW7UeYAw== 0000950153-97-000987.txt : 19971007 0000950153-97-000987.hdr.sgml : 19971007 ACCESSION NUMBER: 0000950153-97-000987 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970924 FILED AS OF DATE: 19971006 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GAME FINANCIAL CORP CENTRAL INDEX KEY: 0000920106 STANDARD INDUSTRIAL CLASSIFICATION: FUNCTIONS RELATED TO DEPOSITORY BANKING, NEC [6099] IRS NUMBER: 411684452 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-23626 FILM NUMBER: 97691459 BUSINESS ADDRESS: STREET 1: 10911 W HWY 55 STREET 2: STE 205 CITY: PLYMOUTH STATE: MN ZIP: 55441-6114 BUSINESS PHONE: 6124768500 MAIL ADDRESS: STREET 1: 10911 WEST HWY 55 STREET 2: STE 205 CITY: PLYMOUTH STATE: MN ZIP: 55441 COMPANY DATA: COMPANY CONFORMED NAME: VIAD CORP CENTRAL INDEX KEY: 0000884219 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] OWNER IRS NUMBER: 361169950 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 1850 NORTH CENTRAL AVE CITY: PHOENIX STATE: AZ ZIP: 85077 BUSINESS PHONE: 6022074000 MAIL ADDRESS: STREET 1: 1850 NORTH CENTRAL AVE CITY: PHOENIX STATE: AZ ZIP: 85077 FORMER COMPANY: FORMER CONFORMED NAME: DIAL CORP /DE/ DATE OF NAME CHANGE: 19930823 3 1 FORM 3 1 FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person 2. Date of Event Re- 4. Issuer Name and Ticker or Trading Symbol quiring Statement Viad Corp, a Delaware corporation (Month/Day/Year) Game Financial Corporation, a Minnesota corporation (GFIN) 09/24/97 - --------------------------------------- ------------------------------------------------------------------- (Last) (First) (Middle) 5. Relationship of Reporting 6. If Amendment, Date of Original Person to Issuer (Month/Day/Year) (Check all applicable) 1850 North Central Ave 3. IRS or Social Se- curity Number of Reporting Person (Voluntary) - ------------------------------------------ ------------------------------------ (Street) Director X 10% Owner 7. Individual or Joint/Group Filing Officer Other (Check applicable line) Phoenix Arizona 85077 361169950 (give (specify title below) below) Form filed by One Reporting Person X Form filed by More Than One Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial (Instr. 4) Beneficially Owned Form: Direct Ownership (Instr. 4) (Instr. 4) (D) or Indirect (I) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) Page 1 of 3 2 vFORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Date Exer- 3. Title and Amount of Securities 4. Conver- 5. Ownership 6. Nature of Security (Instr. 4) cisable and Underlying Derivative Security sion or Form of Indirect Expiration (Instr. 4) Exercise Derivative Beneficial Date Price of Security Ownership (Month/Day/ Deri- Direct (D) (Instr. 5) Year) vative or Indirect Security: (I) (Instr. 5) ---------------------------------------------------------------------------------------------------------- Date Exer- Expiration Title Amount or Number cisable Date of Shares - ------------------------------------------------------------------------------------------------------------------------------------ Option (Right to Buy) 09/24/97* 01/31/99* Common Stock Par 1,500,000(1) $10 D Value $0.01 Per Share - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: * The Option is exercisable at any time until the earlier of (i) the effective date of the Merger of Game Acquisition Corp. with and into Issuer pursuant to the terms of the Agreement and Plan of Merger dated September 24, 1997 between and among Viad, Game Acquisition Corp., and Issuer (the "Merger Agreement"), (ii) the termination of the Merger Agreement pursuant to certain sections thereof, or (iii) January 31, 1999. (1) These securities are owned solely by Viad Corp, which is a member of a "group" with Game Acquisition Corp. for purposes of Section 13(d) of the Exchange Act. *Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. VIAD CORP, a Delaware corporation By:_________________________________________________ Its:________________________________________________ Date:_______________________________________________ Page 2 of 3 3 JOINT FILER INFORMATION Name: Game Acquisition Corp., a Minnesota corporation Address: 1550 Utica Ave. S., St. Louis Park, Minnesota 55416. Designated Filer: Viad Corp Issuer & Ticker Symbol: Game Financial Corporation, a Minnesota corporation (GFIN) Date of Event Requiring Statement: 09/24/97 Signature: GAME ACQUISITION CORP., a Minnesota corporation By:___________________________ Its:__________________________ Date:__________________ Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----