FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
VIAD CORP [ VVI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 08/03/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 08/03/2004 | M | 1,223 | A | $11.6628 | 19,243 | D | |||
Common Stock | 08/03/2004 | M | 1,176 | A | $12.4548 | 20,419 | D | |||
Common Stock | 08/03/2004 | F(1) | 613 | D | $23.88 | 19,806 | D | |||
Common Stock | 08/03/2004 | F(2) | 597 | D | $23.88 | 19,209 | D | |||
Common Stock | 08/03/2004 | J | 24.2049 | A | $0.00(3) | 801.4043 | I | 401K Plan | ||
Common Stock | 75(4) | I | By Wife |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option-right to buy | $11.6628 | 08/03/2004 | M | 1,223(5) | 08/18/1996 | 08/17/2004 | Common Stock | 1,223 | $0.00 | 0.(5) | D | ||||
Option-right to buy | $12.4548 | 08/03/2004 | M | 1,176(6) | 08/17/1997 | 08/16/2005 | Common Stock | 1,176 | $0.00 | 0. | D |
Explanation of Responses: |
1. Delivered 613 shares in partial payment of exercise of 1,176 shares and, in addition, delivered $8.40 in cash. |
2. Delivered 597 shares in partial payment of exercise of 1,223 shares and, in addition, delivered $7.24 in cash. |
3. The information reported is as of July 31, 2004. |
4. Shares of Viad Corp common stock were reverse split 1-for-4 on 6-30-2004. |
5. Granted August 1994 pursuant to the 1992 Stock Incentive Plan. This Option was originally reported as covering 4,893 shares at an exercise price of $23.00, but was adjusted to reflect the spin-off of MoneyGram International, Inc. on 06-30-2004. All options remaining unexercised 06-30-2004 were further adjusted to reflect the 1-for-4 reverse split of the Corporation's common stock which occurred on July 1, 2004. |
6. Granted August 1995 pursuant to the 1992 Stock Incentive Plan. This Option was originally reported as covering 4,705 shares at an exercise price of $24.5625, but was adjusted to reflect the spin-off of MoneyGram International, Inc. on 6-30-2004. All options remaining unexercised 06-30-2004 were further adjusted to reflect the 1-for-4 reverse split of the Corporation's common stock which occurred on July 1, 2004. |
Scott Sayre | 08/05/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |