0001104659-14-049422.txt : 20140630 0001104659-14-049422.hdr.sgml : 20140630 20140630173431 ACCESSION NUMBER: 0001104659-14-049422 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140624 FILED AS OF DATE: 20140630 DATE AS OF CHANGE: 20140630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: H&Q LIFE SCIENCES INVESTORS CENTRAL INDEX KEY: 0000884121 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 043147016 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2 LIBERTY SQUARE STREET 2: 9TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6177728515 MAIL ADDRESS: STREET 1: 2 LIBERTY SQUARE STREET 2: 9TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POHOTSKY OLEG M CENTRAL INDEX KEY: 0001241057 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06565 FILM NUMBER: 14950132 MAIL ADDRESS: STREET 1: C/O HAMBRECHT & QUIST CAPITAL MANAGEMENT STREET 2: 2 LIBERTY SQUARE, 9TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 4 1 a4.xml 4 X0306 4 2014-06-24 0 0000884121 H&Q LIFE SCIENCES INVESTORS HQL 0001241057 POHOTSKY OLEG M C/O H&Q LIFE SCIENCES INVESTORS 2 LIBERTY SQUARE, 9TH FLOOR BOSTON MA 02109 1 0 0 0 Shares of Beneficial Interest 2014-06-24 4 X 0 76 19.750 A 305 D Subscription Rights 19.750 2014-06-24 4 X 0 228 0 D 2014-06-06 2014-06-23 Shares of Beneficial Interest 76 0 D Exempt exercise of non-transferable subscription rights in a pro rata rights offering by issuer. Number of Derivative Securities Aquired represents number of Rights received plus Over-Subscription shares. /s/ Oleg M. Pohotsky 2014-06-30