0001190251-17-000004.txt : 20171010 0001190251-17-000004.hdr.sgml : 20171010 20171010124423 ACCESSION NUMBER: 0001190251-17-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171009 FILED AS OF DATE: 20171010 DATE AS OF CHANGE: 20171010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SAUCEDO JOSEPH R CENTRAL INDEX KEY: 0001190251 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34634 FILM NUMBER: 171129717 MAIL ADDRESS: STREET 1: C/O ICU MEDICAL, INC. STREET 2: 951 CALLE AMANECER CITY: SAN CLEMENTE STATE: CA ZIP: 92673 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ICU MEDICAL INC/DE CENTRAL INDEX KEY: 0000883984 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 330022692 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 951 CALLE AMANECER CITY: SAN CLEMENTE STATE: CA ZIP: 92763-6212 BUSINESS PHONE: 949-366-2183 MAIL ADDRESS: STREET 1: 951 CALLE AMANECER CITY: SAN CLEMENTE STATE: CA ZIP: 92763-6212 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-10-09 0 0000883984 ICU MEDICAL INC/DE ICUI 0001190251 SAUCEDO JOSEPH R 951 CALLE AMANECER SAN CLEMENTE CA 92673 1 0 0 0 Common Stock 2017-10-09 4 X 0 1500 32.4 A 4591 D Common Stock 2017-10-09 4 X 0 1500 33.52 A 6091 D Common Stock 2017-10-09 4 X 0 1500 37.0 A 7591 D Common Stock 2017-10-09 4 X 0 1500 43.12 A 9091 D Common Stock 2017-10-09 4 X 0 1500 36.6 A 10591 D Common Stock 2017-10-09 4 X 0 1500 39.38 A 12091 D Common Stock 2017-10-09 4 S 0 600 189.0135 D 11491 D Common Stock 2017-10-09 4 S 0 2100 189.4824 D 9391 D Common Stock 2017-10-09 4 S 0 300 190.6667 D 9091 D Common Stock 2017-10-09 4 S 0 1200 189.0 D 7891 D Common Stock 2017-10-09 4 S 0 4600 189.487 D 3291 D Common Stock 2017-10-09 4 S 0 200 190.85 D 3091 D Non-Qualified Stock Option (right to buy) 32.4 2017-10-09 4 X 0 1500 32.4 D 2011-02-03 2020-02-03 Common Stock 1500 0 D Non-Qualified Stock Option (right to buy) 33.52 2017-10-09 4 X 0 1500 33.52 D 2011-04-21 2020-04-21 Common Stock 1500 0 D Non-Qualified Stock Option (right to buy) 36.6 2017-10-09 4 X 0 1500 36.6 D 2011-10-20 2020-10-20 Common Stock 1500 0 D Non-Qualified Stock Option (right to buy) 37.0 2017-10-09 4 X 0 1500 37.0 D 2011-07-21 2020-07-21 Common Stock 1500 0 D Non-Qualified Stock Option (right to buy) 39.38 2017-10-09 4 X 0 1500 39.38 D 2012-10-19 2021-10-19 Common Stock 1500 0 D Non-Qualified Stock Option (right to buy) 43.12 2017-10-09 4 X 0 1500 43.12 D 2012-02-02 2021-02-02 Common Stock 1500 0 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on September 7, 2017. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.25 to $189.20, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.25 to $190.05, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.40 to $191.00, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.20 to $189.15, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.20 to $190.00, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.70 to $191.00, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. By: Paula Darbyshire, Attorney-in-fact For: Joseph R. Saucedo 2017-10-10