0001209191-19-043553.txt : 20190729
0001209191-19-043553.hdr.sgml : 20190729
20190729172204
ACCESSION NUMBER: 0001209191-19-043553
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190729
FILED AS OF DATE: 20190729
DATE AS OF CHANGE: 20190729
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PLUMERI JOSEPH J
CENTRAL INDEX KEY: 0001207552
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11073
FILM NUMBER: 19982461
MAIL ADDRESS:
STREET 1: TEN TRINITY SQUARE
CITY: LONDON
STATE: X0
ZIP: 00000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST DATA CORP
CENTRAL INDEX KEY: 0000883980
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 470731996
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 225 LIBERTY STREET
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: (800) 735-3362
MAIL ADDRESS:
STREET 1: 225 LIBERTY STREET
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-07-29
1
0000883980
FIRST DATA CORP
FDC
0001207552
PLUMERI JOSEPH J
C/O FIRST DATA CORPORATION
225 LIBERTY STREET, 29TH FLOOR
NEW YORK
NY
10281
1
0
0
0
Class A Common Stock
2019-07-29
4
D
0
751762
D
0
D
Class B Common Stock
2019-07-29
4
D
0
1140001
D
Class A Common Stock
1140001
0
D
Stock Options (right to buy)
11.07
2019-07-29
4
D
0
316364
D
2023-10-12
Class B Common Stock
316364
0
D
Stock Options (right to buy)
12.65
2019-07-29
4
D
0
632729
D
2024-05-13
Class B Common Stock
632729
0
D
Stock Options (right to buy)
14.23
2019-07-29
4
D
0
170836
D
2020-10-14
Class B Common Stock
170836
0
D
Stock Options (right to buy)
13.00
2019-07-29
4
D
0
75473
D
2025-01-15
Class A Common Stock
75473
0
D
Stock Options (right to buy)
12.52
2019-07-29
4
D
0
144501
D
2026-02-24
Class A Common Stock
144501
0
D
Units in Director Deferred Compensation Plan
2019-07-29
4
D
0
3163.64
D
Class A Common Stock
3163.64
0
D
Pursuant to the Agreement and Plan of Merger dated January 16, 2019 (Merger Agreement) among First Data Corporation (Issuer), Fiserv, Inc. (Fiserv), and 300 Holdings, Inc. (Merger Sub), upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio).
Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
These stock options are fully vested and exercisable.
Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio.
Each unit represents the economic equivalent of one share of Class A common stock of the Issuer. The units became payable in cash upon the reporting person's termination of service as a director of the Issuer.
Pursuant to the terms of the Issuer's 2008 Non-Employee Director Deferred Compensation Plan, each unit will be paid out in cash equal to the closing price of one share of the Issuer's Class A common stock on the day before the effective time of the Merger.
/s/ Gretchen A. Herron, by power of attorney
2019-07-29