0001209191-19-033201.txt : 20190529
0001209191-19-033201.hdr.sgml : 20190529
20190529163220
ACCESSION NUMBER: 0001209191-19-033201
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190524
FILED AS OF DATE: 20190529
DATE AS OF CHANGE: 20190529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Patel Himanshu A.
CENTRAL INDEX KEY: 0001655482
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11073
FILM NUMBER: 19862437
MAIL ADDRESS:
STREET 1: C/O FIRST DATA CORPORATION, FIRST DATA
STREET 2: 225 LIBERTY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST DATA CORP
CENTRAL INDEX KEY: 0000883980
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 470731996
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 225 LIBERTY STREET
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: (800) 735-3362
MAIL ADDRESS:
STREET 1: 225 LIBERTY STREET
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-05-24
0
0000883980
FIRST DATA CORP
FDC
0001655482
Patel Himanshu A.
C/O FIRST DATA CORPORATION
225 LIBERTY STREET, 29TH FLOOR
NEW YORK
NY
10281
0
1
0
0
See remarks
Class A Common Stock
2019-05-24
4
C
0
240569
0.00
A
1008523
D
Class A Common Stock
2019-05-24
4
M
0
52727
16.00
A
1061250
D
Class A Common Stock
2019-05-24
4
M
0
17541
12.52
A
1078791
D
Class A Common Stock
2019-05-24
4
S
0
399979
25.833
D
678812
D
Stock Options (right to buy)
11.07
2019-05-24
4
M
0
217501
0.00
D
2023-06-03
Class B Common Stock
217501
652501
D
Stock Options (right to buy)
12.65
2019-05-24
4
M
0
9886
0.00
D
2024-02-10
Class B Common Stock
9886
29659
D
Stock Options (right to buy)
14.23
2019-05-24
4
M
0
13182
0.00
D
2025-01-14
Class B Common Stock
13182
39545
D
Class B Common Stock
2019-05-24
4
M
0
217501
11.07
A
Class A Common Stock
217501
405677
D
Class B Common Stock
2019-05-24
4
M
0
9886
12.65
A
Class A Common Stock
9886
415563
D
Class B Common Stock
2019-05-24
4
M
0
13182
14.23
A
Class A Common Stock
13182
428745
D
Class B Common Stock
2019-05-24
4
C
0
240569
0.00
D
Class A Common Stock
240569
188176
D
Stock Option (right to buy)
16.00
2019-05-24
4
M
0
52727
0.00
D
2025-10-15
Class A Common Stock
52727
580002
D
Stock Option (right to buy)
12.52
2019-05-24
4
M
0
17541
0.00
D
2026-02-24
Class A Common Stock
17541
52623
D
Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock.
The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $25.80 to $25.915, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price.
These stock options are fully vested and exercisable.
Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
Executive Vice President, Chief Financial Officer
/s/ Gretchen A. Herron, by power of attorney
2019-05-29