0001209191-19-033201.txt : 20190529 0001209191-19-033201.hdr.sgml : 20190529 20190529163220 ACCESSION NUMBER: 0001209191-19-033201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190524 FILED AS OF DATE: 20190529 DATE AS OF CHANGE: 20190529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Patel Himanshu A. CENTRAL INDEX KEY: 0001655482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 19862437 MAIL ADDRESS: STREET 1: C/O FIRST DATA CORPORATION, FIRST DATA STREET 2: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST DATA CORP CENTRAL INDEX KEY: 0000883980 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 470731996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: (800) 735-3362 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-24 0 0000883980 FIRST DATA CORP FDC 0001655482 Patel Himanshu A. C/O FIRST DATA CORPORATION 225 LIBERTY STREET, 29TH FLOOR NEW YORK NY 10281 0 1 0 0 See remarks Class A Common Stock 2019-05-24 4 C 0 240569 0.00 A 1008523 D Class A Common Stock 2019-05-24 4 M 0 52727 16.00 A 1061250 D Class A Common Stock 2019-05-24 4 M 0 17541 12.52 A 1078791 D Class A Common Stock 2019-05-24 4 S 0 399979 25.833 D 678812 D Stock Options (right to buy) 11.07 2019-05-24 4 M 0 217501 0.00 D 2023-06-03 Class B Common Stock 217501 652501 D Stock Options (right to buy) 12.65 2019-05-24 4 M 0 9886 0.00 D 2024-02-10 Class B Common Stock 9886 29659 D Stock Options (right to buy) 14.23 2019-05-24 4 M 0 13182 0.00 D 2025-01-14 Class B Common Stock 13182 39545 D Class B Common Stock 2019-05-24 4 M 0 217501 11.07 A Class A Common Stock 217501 405677 D Class B Common Stock 2019-05-24 4 M 0 9886 12.65 A Class A Common Stock 9886 415563 D Class B Common Stock 2019-05-24 4 M 0 13182 14.23 A Class A Common Stock 13182 428745 D Class B Common Stock 2019-05-24 4 C 0 240569 0.00 D Class A Common Stock 240569 188176 D Stock Option (right to buy) 16.00 2019-05-24 4 M 0 52727 0.00 D 2025-10-15 Class A Common Stock 52727 580002 D Stock Option (right to buy) 12.52 2019-05-24 4 M 0 17541 0.00 D 2026-02-24 Class A Common Stock 17541 52623 D Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock. The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $25.80 to $25.915, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price. These stock options are fully vested and exercisable. Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Executive Vice President, Chief Financial Officer /s/ Gretchen A. Herron, by power of attorney 2019-05-29