0001209191-19-021202.txt : 20190325
0001209191-19-021202.hdr.sgml : 20190325
20190325173447
ACCESSION NUMBER: 0001209191-19-021202
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190322
FILED AS OF DATE: 20190325
DATE AS OF CHANGE: 20190325
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Higgins Thomas Joseph
CENTRAL INDEX KEY: 0001655481
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11073
FILM NUMBER: 19703568
MAIL ADDRESS:
STREET 1: C/O FIRST DATA CORPORATION, FIRST DATA
STREET 2: 225 LIBERTY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST DATA CORP
CENTRAL INDEX KEY: 0000883980
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 470731996
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 225 LIBERTY STREET
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: (800) 735-3362
MAIL ADDRESS:
STREET 1: 225 LIBERTY STREET
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-22
0
0000883980
FIRST DATA CORP
FDC
0001655481
Higgins Thomas Joseph
C/O FIRST DATA CORPORATION
225 LIBERTY STREET, 29TH FLOOR
NEW YORK
NY
10281
0
1
0
0
See remarks
Class A Common Stock
2019-03-22
4
C
0
65909
0.00
A
364545
D
Class A Common Stock
2019-03-22
4
M
0
13182
16.00
A
377727
D
Class A Common Stock
2019-03-22
4
M
0
7233
12.52
A
384960
D
Class A Common Stock
2019-03-22
4
S
0
87651
25.5135
D
297309
D
Class A Common Stock
2500
I
By spouse
Stock Options (right to buy)
12.65
2019-03-22
4
M
0
59318
0.00
D
2024-03-05
Class B Common Stock
59318
177955
D
Stock Options (right to buy)
14.23
2019-03-22
4
M
0
6591
0.00
D
2025-01-14
Class B Common Stock
6591
19772
D
Class B Common Stock
2019-03-22
4
M
0
59318
12.65
A
Class A Common Stock
59318
160367
D
Class B Common Stock
2019-03-22
4
M
0
6591
14.23
A
Class A Common Stock
6591
166958
D
Class B Common Stock
2019-03-22
4
C
0
65909
0.00
D
Class A Common Stock
65909
101049
D
Stock Options (right to buy)
16.00
2019-03-22
4
M
0
13182
0.00
D
2025-10-15
Class A Common Stock
13182
145000
D
Stock Options (right to buy)
12.52
2019-03-22
4
M
0
7233
0.00
D
2026-02-24
Class A Common Stock
7233
21700
D
Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock.
The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $25.50 to $25.56, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price.
These stock options are fully vested and exercisable.
Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
Executive Vice President
/s/ Gretchen A. Herron, by power of attorney
2019-03-25