0001209191-19-021202.txt : 20190325 0001209191-19-021202.hdr.sgml : 20190325 20190325173447 ACCESSION NUMBER: 0001209191-19-021202 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190322 FILED AS OF DATE: 20190325 DATE AS OF CHANGE: 20190325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Higgins Thomas Joseph CENTRAL INDEX KEY: 0001655481 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 19703568 MAIL ADDRESS: STREET 1: C/O FIRST DATA CORPORATION, FIRST DATA STREET 2: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST DATA CORP CENTRAL INDEX KEY: 0000883980 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 470731996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: (800) 735-3362 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-22 0 0000883980 FIRST DATA CORP FDC 0001655481 Higgins Thomas Joseph C/O FIRST DATA CORPORATION 225 LIBERTY STREET, 29TH FLOOR NEW YORK NY 10281 0 1 0 0 See remarks Class A Common Stock 2019-03-22 4 C 0 65909 0.00 A 364545 D Class A Common Stock 2019-03-22 4 M 0 13182 16.00 A 377727 D Class A Common Stock 2019-03-22 4 M 0 7233 12.52 A 384960 D Class A Common Stock 2019-03-22 4 S 0 87651 25.5135 D 297309 D Class A Common Stock 2500 I By spouse Stock Options (right to buy) 12.65 2019-03-22 4 M 0 59318 0.00 D 2024-03-05 Class B Common Stock 59318 177955 D Stock Options (right to buy) 14.23 2019-03-22 4 M 0 6591 0.00 D 2025-01-14 Class B Common Stock 6591 19772 D Class B Common Stock 2019-03-22 4 M 0 59318 12.65 A Class A Common Stock 59318 160367 D Class B Common Stock 2019-03-22 4 M 0 6591 14.23 A Class A Common Stock 6591 166958 D Class B Common Stock 2019-03-22 4 C 0 65909 0.00 D Class A Common Stock 65909 101049 D Stock Options (right to buy) 16.00 2019-03-22 4 M 0 13182 0.00 D 2025-10-15 Class A Common Stock 13182 145000 D Stock Options (right to buy) 12.52 2019-03-22 4 M 0 7233 0.00 D 2026-02-24 Class A Common Stock 7233 21700 D Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock. The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $25.50 to $25.56, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price. These stock options are fully vested and exercisable. Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Executive Vice President /s/ Gretchen A. Herron, by power of attorney 2019-03-25