0001209191-18-061273.txt : 20181206 0001209191-18-061273.hdr.sgml : 20181206 20181206163103 ACCESSION NUMBER: 0001209191-18-061273 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181203 FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gibbons John CENTRAL INDEX KEY: 0001760225 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 181221033 MAIL ADDRESS: STREET 1: C/O FIRST DATA CORPORATION STREET 2: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST DATA CORP CENTRAL INDEX KEY: 0000883980 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 470731996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: (800) 735-3362 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-12-03 0 0000883980 FIRST DATA CORP FDC 0001760225 Gibbons John C/O FIRST DATA CORPORATION 225 LIBERTY STREET, 29TH FLOOR NEW YORK NY 10281 0 1 0 0 Executive Vice President Class A Common Stock 2018-12-03 4 A 0 311203 0.00 A 311203 D Stock Options (right to buy) 19.28 2018-12-03 4 A 0 344732 0.00 A 2028-12-03 Class A Common Stock 344732 344732 D Represents a grant of restricted shares of Class A common stock, of which, subject to the reporting person's continued employment through each applicable vesting date, 181,535 will vest 20% on November 15, 2019, 40% on November 15, 2020, and 40% on November 15, 2021, 64,834 will vest on February 15, 2020 upon satisfaction of certain performance criteria, and 64,834 will vest on February 15, 2021 upon satisfaction of certain performance criteria. Represents a grant of stock options which, subject to the reporting person's continued employment through each applicable vesting date, will vest in equal annual installments on each of the first three anniversaries of November 15, 2018. /s/ Gretchen A. Herron, by power of attorney 2018-12-06