0001209191-18-051416.txt : 20180918 0001209191-18-051416.hdr.sgml : 20180918 20180918160225 ACCESSION NUMBER: 0001209191-18-051416 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180914 FILED AS OF DATE: 20180918 DATE AS OF CHANGE: 20180918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCarthy Barry C CENTRAL INDEX KEY: 0001654739 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 181075698 MAIL ADDRESS: STREET 1: C/O FIRST DATA CORPORATION STREET 2: FIRST DATA, 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST DATA CORP CENTRAL INDEX KEY: 0000883980 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 470731996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: (800) 735-3362 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-14 0 0000883980 FIRST DATA CORP FDC 0001654739 McCarthy Barry C C/O FIRST DATA CORPORATION 225 LIBERTY STREET, 29TH FLOOR NEW YORK NY 10281 0 1 0 0 See remarks Class A Common Stock 2018-09-14 4 C 0 151203 0.00 A 484774 D Class A Common Stock 2018-09-14 4 S 0 151203 25.7804 D 333571 D Stock Options (right to buy) 9.49 2018-09-14 4 M 0 26693 0.00 D 2019-09-23 Class B Common Stock 26693 0 D Stock Options (right to buy) 9.49 2018-09-14 4 M 0 26693 0.00 D 2020-05-12 Class B Common Stock 26693 0 D Stock Options (right to buy) 9.49 2018-09-14 4 M 0 27615 0.00 D 2021-03-18 Class B Common Stock 27615 0 D Stock Options (right to buy) 9.49 2018-09-14 4 M 0 29527 0.00 D 2022-03-08 Class B Common Stock 29527 0 D Stock Options (right to buy) 11.07 2018-09-14 4 M 0 40675 0.00 D 2023-07-20 Class B Common Stock 40675 0 D Class B Common Stock 2018-09-14 4 M 0 26693 9.49 A Class A Common Stock 26693 195498 D Class B Common Stock 2018-09-14 4 M 0 26693 9.49 A Class A Common Stock 26693 222191 D Class B Common Stock 2018-09-14 4 M 0 27615 9.49 A Class A Common Stock 27615 249806 D Class B Common Stock 2018-09-14 4 M 0 29527 9.49 A Class A Common Stock 29527 279333 D Class B Common Stock 2018-09-14 4 M 0 40675 11.07 A Class A Common Stock 40675 320008 D Class B Common Stock 2018-09-14 4 C 0 151203 0.00 D Class A Common Stock 151203 168805 D Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock. The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $25.68 to $25.89, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price. These stock options are fully vested and exercisable. Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Executive Vice President /s/ Gretchen A. Herron, by power of attorney 2018-09-18