0001209191-18-051416.txt : 20180918
0001209191-18-051416.hdr.sgml : 20180918
20180918160225
ACCESSION NUMBER: 0001209191-18-051416
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180914
FILED AS OF DATE: 20180918
DATE AS OF CHANGE: 20180918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McCarthy Barry C
CENTRAL INDEX KEY: 0001654739
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11073
FILM NUMBER: 181075698
MAIL ADDRESS:
STREET 1: C/O FIRST DATA CORPORATION
STREET 2: FIRST DATA, 225 LIBERTY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST DATA CORP
CENTRAL INDEX KEY: 0000883980
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 470731996
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 225 LIBERTY STREET
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: (800) 735-3362
MAIL ADDRESS:
STREET 1: 225 LIBERTY STREET
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-09-14
0
0000883980
FIRST DATA CORP
FDC
0001654739
McCarthy Barry C
C/O FIRST DATA CORPORATION
225 LIBERTY STREET, 29TH FLOOR
NEW YORK
NY
10281
0
1
0
0
See remarks
Class A Common Stock
2018-09-14
4
C
0
151203
0.00
A
484774
D
Class A Common Stock
2018-09-14
4
S
0
151203
25.7804
D
333571
D
Stock Options (right to buy)
9.49
2018-09-14
4
M
0
26693
0.00
D
2019-09-23
Class B Common Stock
26693
0
D
Stock Options (right to buy)
9.49
2018-09-14
4
M
0
26693
0.00
D
2020-05-12
Class B Common Stock
26693
0
D
Stock Options (right to buy)
9.49
2018-09-14
4
M
0
27615
0.00
D
2021-03-18
Class B Common Stock
27615
0
D
Stock Options (right to buy)
9.49
2018-09-14
4
M
0
29527
0.00
D
2022-03-08
Class B Common Stock
29527
0
D
Stock Options (right to buy)
11.07
2018-09-14
4
M
0
40675
0.00
D
2023-07-20
Class B Common Stock
40675
0
D
Class B Common Stock
2018-09-14
4
M
0
26693
9.49
A
Class A Common Stock
26693
195498
D
Class B Common Stock
2018-09-14
4
M
0
26693
9.49
A
Class A Common Stock
26693
222191
D
Class B Common Stock
2018-09-14
4
M
0
27615
9.49
A
Class A Common Stock
27615
249806
D
Class B Common Stock
2018-09-14
4
M
0
29527
9.49
A
Class A Common Stock
29527
279333
D
Class B Common Stock
2018-09-14
4
M
0
40675
11.07
A
Class A Common Stock
40675
320008
D
Class B Common Stock
2018-09-14
4
C
0
151203
0.00
D
Class A Common Stock
151203
168805
D
Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock.
The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $25.68 to $25.89, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price.
These stock options are fully vested and exercisable.
Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
Executive Vice President
/s/ Gretchen A. Herron, by power of attorney
2018-09-18