0001209191-17-050881.txt : 20170831 0001209191-17-050881.hdr.sgml : 20170831 20170831161059 ACCESSION NUMBER: 0001209191-17-050881 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170829 FILED AS OF DATE: 20170831 DATE AS OF CHANGE: 20170831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCarthy Barry C CENTRAL INDEX KEY: 0001654739 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 171063500 MAIL ADDRESS: STREET 1: C/O FIRST DATA CORPORATION STREET 2: FIRST DATA, 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST DATA CORP CENTRAL INDEX KEY: 0000883980 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 470731996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: (800) 735-3362 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-29 0 0000883980 FIRST DATA CORP FDC 0001654739 McCarthy Barry C C/O FIRST DATA CORPORATION 225 LIBERTY STREET, 29TH FLOOR NEW YORK NY 10281 0 1 0 0 See remarks Class A Common Stock 2017-08-29 4 C 0 81858 0.00 A 406890 D Class A Common Stock 2017-08-29 4 S 0 81858 18.1706 D 325032 D Stock Options (right to buy) 9.49 2017-08-29 4 M 0 53386 0.00 D 2018-01-30 Class B Common Stock 53386 0 D Stock Options (right to buy) 9.49 2017-08-29 4 M 0 28472 0.00 D 2018-03-11 Class B Common Stock 28472 0 D Class B Common Stock 2017-08-29 4 M 0 53386 9.49 A Class A Common Stock 53386 230072 D Class B Common Stock 2017-08-29 4 M 0 28472 9.49 A Class A Common Stock 28472 258544 D Class B Common Stock 2017-08-29 4 C 0 81858 0.00 D Class A Common Stock 81858 176686 D Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock. The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $18.13 to $18.23, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price. These stock options are fully vested and exercisable. Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Executive Vice President, Head of Network & Security Solutions /s/ Gretchen A. Herron, by power of attorney 2017-08-31