0001209191-17-050881.txt : 20170831
0001209191-17-050881.hdr.sgml : 20170831
20170831161059
ACCESSION NUMBER: 0001209191-17-050881
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170829
FILED AS OF DATE: 20170831
DATE AS OF CHANGE: 20170831
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McCarthy Barry C
CENTRAL INDEX KEY: 0001654739
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11073
FILM NUMBER: 171063500
MAIL ADDRESS:
STREET 1: C/O FIRST DATA CORPORATION
STREET 2: FIRST DATA, 225 LIBERTY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST DATA CORP
CENTRAL INDEX KEY: 0000883980
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 470731996
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 225 LIBERTY STREET
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: (800) 735-3362
MAIL ADDRESS:
STREET 1: 225 LIBERTY STREET
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-08-29
0
0000883980
FIRST DATA CORP
FDC
0001654739
McCarthy Barry C
C/O FIRST DATA CORPORATION
225 LIBERTY STREET, 29TH FLOOR
NEW YORK
NY
10281
0
1
0
0
See remarks
Class A Common Stock
2017-08-29
4
C
0
81858
0.00
A
406890
D
Class A Common Stock
2017-08-29
4
S
0
81858
18.1706
D
325032
D
Stock Options (right to buy)
9.49
2017-08-29
4
M
0
53386
0.00
D
2018-01-30
Class B Common Stock
53386
0
D
Stock Options (right to buy)
9.49
2017-08-29
4
M
0
28472
0.00
D
2018-03-11
Class B Common Stock
28472
0
D
Class B Common Stock
2017-08-29
4
M
0
53386
9.49
A
Class A Common Stock
53386
230072
D
Class B Common Stock
2017-08-29
4
M
0
28472
9.49
A
Class A Common Stock
28472
258544
D
Class B Common Stock
2017-08-29
4
C
0
81858
0.00
D
Class A Common Stock
81858
176686
D
Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock.
The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $18.13 to $18.23, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price.
These stock options are fully vested and exercisable.
Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
Executive Vice President, Head of Network & Security Solutions
/s/ Gretchen A. Herron, by power of attorney
2017-08-31