0000903423-16-000973.txt : 20160415 0000903423-16-000973.hdr.sgml : 20160415 20160415190552 ACCESSION NUMBER: 0000903423-16-000973 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160413 FILED AS OF DATE: 20160415 DATE AS OF CHANGE: 20160415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST DATA CORP CENTRAL INDEX KEY: 0000883980 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 470731996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: (800) 735-3362 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VIKING GLOBAL PERFORMANCE LLC CENTRAL INDEX KEY: 0001132625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 161575534 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-863-5000 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: VIKING GLOBAL PERFORMANC LLC DATE OF NAME CHANGE: 20010117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sundheim Daniel S. CENTRAL INDEX KEY: 0001621588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 161575535 MAIL ADDRESS: STREET 1: C/O VIKING GLOBAL INVESTORS LP STREET 2: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ott David C. CENTRAL INDEX KEY: 0001621842 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 161575536 MAIL ADDRESS: STREET 1: C/O VIKING GLOBAL INVESTORS LP STREET 2: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALVORSEN OLE ANDREAS CENTRAL INDEX KEY: 0001133006 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 161575537 MAIL ADDRESS: STREET 1: C/O VIKING GLOBAL INVESTORS LP STREET 2: 280 PARK AVE 35TH CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Viking Global Equities II LP CENTRAL INDEX KEY: 0001413378 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 161575541 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: Greenwich STATE: ct ZIP: 06830 BUSINESS PHONE: 203-863-5000 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: Greenwich STATE: ct ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: VIKING GLOBAL EQUITIES II LP DATE OF NAME CHANGE: 20070924 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VIKING GLOBAL INVESTORS LP CENTRAL INDEX KEY: 0001103804 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 161575542 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-863-5062 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Viking Long Fund Master Ltd. CENTRAL INDEX KEY: 0001621596 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 161575538 BUSINESS ADDRESS: STREET 1: C/O MORGAN STANLEY FUND SRVCS (CAYMAN) STREET 2: CICKET SQ, HUTCHINS DR, PO BOX 2681 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1111 BUSINESS PHONE: 441-295-9166 MAIL ADDRESS: STREET 1: C/O MORGAN STANLEY FUND SRVCS (CAYMAN) STREET 2: CICKET SQ, HUTCHINS DR, PO BOX 2681 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Viking Long Fund GP LLC CENTRAL INDEX KEY: 0001621607 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 161575539 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 863-5000 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Viking Global Equities LP CENTRAL INDEX KEY: 0001101785 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 161575533 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-863-5000 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: VIKING GLOBAL EQUITIES LP DATE OF NAME CHANGE: 20010122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VGE III Portfolio Ltd. CENTRAL INDEX KEY: 0001621620 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 161575540 BUSINESS ADDRESS: STREET 1: C/O MORGAN STANLEY FUND SRVCS (CAYMAN) STREET 2: CRICKET SQ, HUTCHINS DR, PO BOX 2681 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1111 BUSINESS PHONE: 441-295-9166 MAIL ADDRESS: STREET 1: C/O MORGAN STANLEY FUND SRVCS (CAYMAN) STREET 2: CRICKET SQ, HUTCHINS DR, PO BOX 2681 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1111 4 1 vikingf4first.xml OWNERSHIP DOCUMENT X0306 4 2016-04-13 0 0000883980 FIRST DATA CORP FDC 0001103804 VIKING GLOBAL INVESTORS LP 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001132625 VIKING GLOBAL PERFORMANCE LLC 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001101785 Viking Global Equities LP 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001413378 Viking Global Equities II LP 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001621620 VGE III Portfolio Ltd. 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001621607 Viking Long Fund GP LLC 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001621596 Viking Long Fund Master Ltd. 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001133006 HALVORSEN OLE ANDREAS 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001621842 Ott David C. 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001621588 Sundheim Daniel S. 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 Class A Common Stock 2016-04-13 4 C 0 21750064 0.00 A 21750064 I See explanation of responses Class A Common Stock 2016-04-13 4 C 0 5413702 0.00 A 5413702 D Class A Common Stock 2016-04-13 4 C 0 317519 0.00 A 317519 D Class A Common Stock 2016-04-13 4 C 0 10144738 0.00 A 10144738 D Class A Common Stock 2016-04-13 4 C 0 5874105 0.00 A 5874105 D Class B Common Stock 2016-04-13 4 C 0 21750064 D Class A Common Stock 21750064 0 I See explanation of responses Class B Common Stock 2016-04-13 4 C 0 5413702 D Class A Common Stock 5413702 0 D Class B Common Stock 2016-04-13 4 C 0 317519 D Class A Common Stock 317519 0 D Class B Common Stock 2016-04-13 4 C 0 10144738 D Class A Common Stock 10144738 0 D Class B Common Stock 2016-04-13 4 C 0 5874105 D Class A Common Stock 5874105 0 D O. Andreas Halvorsen, David C. Ott and Daniel S. Sundheim are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI"), Viking Global Performance LLC ("VGP") and Viking Long Fund GP LLC ("VLFGP"). VGI provides managerial services to various investment funds, including Viking Global Equities LP ("VGE"), Viking Global Equities II LP ("VGE II"), VGE III Portfolio Ltd. ("VGE III") and Viking Long Fund Master Ltd. ("VLFM," and together with VGE, VGE II and VGE III, the "Viking Funds"). VGP is the general partner of VGE and VGE II and the investment manager of VGE III. VLFGP serves as the investment manager of VLFM. Each of the Viking Funds, VGI, VGP, VLFGP, Mr. Halvorsen, Mr. Ott and Mr. Sundheim (collectively, the "Reporting Persons") may be deemed to beneficially own the shares reported on this form. Each share of Class B Common Stock of the Issuer ("Class B Common") had no expiration date and was convertible into one share of Class A Common Stock of the Issuer ("Class A Common") (1) at the option of the holder with the Issuer's prior written consent, (2) automatically upon transfer, subject to certain exceptions, or (3) automatically if, on the record date for any meeting of the Issuer's stockholders, the number of outstanding Class B Common shares was less than ten percent of the aggregate number of Class A Common shares and Class B Common shares outstanding. On April 13, 2016, VGE converted its 5,413,702 shares of Class B Common into 5,413,702 shares of Class A Common, VGE II converted its 317,519 shares of Class B Common into 317,519 shares of Class A Common, VGE III converted its 10,144,738 shares of Class B Common into 10,144,738 shares of Class A Common, and VLFM converted its 5,874,105 shares of Class B Common into 5,874,105 shares of Class A Common. VGI provides managerial services to (i) VGE, which directly holds 5,413,702 shares of Class A Common; (ii) VGE II, which directly holds 317,519 shares of Class A Common; (iii) VGE III, which directly holds 10,144,738 shares of Class A Common; and (iv) VLFM, which directly holds 5,874,105 shares of Class A Common. Because of the relationship between VGI and the Viking Funds, VGI may be deemed to beneficially own the shares of Class A Common directly held by the Viking Funds. VGP is the general partner of VGE and VGE II and the investment manager of VGE III. Because of the relationships between VGP and VGE, VGE II and VGE III, respectively, VGP may be deemed to beneficially own the shares of Class A Common directly held by VGE, VGE II and VGE III. VLFGP serves as the investment manager of VLFM. Because of the relationship between VLFGP and VLFM, VLFGP may be deemed to beneficially own the shares of Class A Common directly held by VLFM. The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. (6) The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. (7) Each of O. Andreas Halvorsen, David C. Ott and Daniel S. Sundheim is signing individually and as an Executive Committee Member of Viking Global Partners LLC, on behalf of VIKING GLOBAL INVESTORS LP, and as an Executive Committee Member of VIKING GLOBAL PERFORMANCE LLC, on behalf of itself and VIKING GLOBAL EQUITIES LP, VIKING GLOBAL EQUITIES II LP and VGE III PORTFOLIO LTD., and as an Executive Committee Member of VIKING LONG FUND GP LLC, on behalf of itself and VIKING LONG FUND MASTER LTD. /s/ O. ANDREAS HALVORSEN (6)(7) 2016-04-15 /s/ DAVID C. OTT (6)(7) 2016-04-15 /s/ DANIEL S. SUNDHEIM (6)(7) 2016-04-15