0000899243-16-014534.txt : 20160226 0000899243-16-014534.hdr.sgml : 20160226 20160226172633 ACCESSION NUMBER: 0000899243-16-014534 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151012 FILED AS OF DATE: 20160226 DATE AS OF CHANGE: 20160226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST DATA CORP CENTRAL INDEX KEY: 0000883980 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 470731996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: (800) 735-3362 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cagwin Matthew CENTRAL INDEX KEY: 0001654665 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 161463537 MAIL ADDRESS: STREET 1: C/O FIRST DATA CORPORATION STREET 2: FIRST DATA, 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10281 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-10-12 0 0000883980 FIRST DATA CORP FDC 0001654665 Cagwin Matthew C/O FIRST DATA CORPORATION 225 LIBERTY STREET, 29TH FLOOR NEW YORK NY 10281 0 1 0 0 See Remarks Class A Common Stock 2016-02-24 4 A 0 29951 0.00 A 29951 D Class A Common Stock 2016-02-24 4 A 0 31539 0.00 A 61490 D Class B Common Stock 2015-10-12 4 A 0 5423 0.00 A Class A Common Stock 5423 32401 D Represents a grant of restricted stock units which, subject to the reporting person's continued employment through each applicable vesting date, will vest 20% on October 12, 2016, 40% on October 12, 2017 and 40% on October 12, 2018. Represents a grant of restricted shares of Class A common stock ("Class A Common Stock") which, subject to the reporting person's continued employment through each applicable vesting date, will vest 20% on February 24, 2017, 40% on February 24, 2018 and 40% on February 24, 2019. Shares of Class B common stock ("Class B Common Stock") are convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, and upon certain other events. Represents a previous grant of Class B Common Stock which, subject to the reporting person's continued employment through each applicable vesting date, will vest 20% on October 12, 2016, 40% on October 12, 2017 and 40% on October 12, 2018. Includes 26,978 shares of restricted Class B Common Stock, including 12,654 of which will vest on January 1, 2017 and 14,324 of which (i) 20% will vest upon the expiration of the 180-day lock-up period in connection with the Issuer's initial public offering, (ii) 40% will vest on January 1, 2017 and (iii) the remaining 40% will vest on January 1, 2018. Title - Chief Accounting Officer; Controller /s/ Gretchen A. Herron, attorney-in-fact 2016-02-26